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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 10 South Dearborn Street |
Address2 | 48th Fl--PO Box 805398 |
City | Chicago |
State | IL |
Zip Code | 60680 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 60812-12
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6. House ID# 353480000
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TYPE OF REPORT | 8. Year | 2014 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: David C. Brown - Senior Vice President, Federal Government Affairs & Public Policy |
Date | 04/21/2014 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
FY 2015 Energy and Water Development, and Related Agencies Appropriations, (potential appropriations issues related to DOE/FERC/industry coordination on cyber and physical security, DOE/industry partnership on storm response and restoration, grid resilience, fossil energy, nuclear energy, electric transportation, smart gird, energy innovation HUBs, transmission and renewable energy);
FY 2015 Labor, Health and Human Services, and Education, and Related Agencies Appropriations, (potential appropriations issues related to Low Income Home Energy Assistance funding);
FY 2015 Commerce/Justice/Science Appropriations, (potential appropriations issues related to public safety broadband network, NIST smart grid interoperability, cyber security standards and NSF STEM funding);
FY 2015 Defense Appropriations, (potential appropriations issues related to electric transportation, micro grids and grid security, smart meters, energy efficiency/renewable energy and Troops to Energy Jobs program);
S. 1284, the Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2014 (Low Income Home Energy Assistance Program);
S. 552, a bill to amend the Department of Energy Organization Act to replace the current requirement for biennial energy policy plan with a Quadrennial Energy Review, and for other purposes.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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Chris |
Mathey |
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Jackie |
Carney |
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David |
Gilbert |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CAW
16. Specific lobbying issues
H.R. 3826, the Electricity Security and Affordability Act regarding EPA greenhouse gas regulations;
S. 1905, the Electricity Security and Affordability Act regarding EPA greenhouse gas regulations;
Clean Water Act, Section 316(b) - cooling water intake structure rule-making;
Advocacy related to Waters of the U.S. draft guidance and rule-making (proposed rule released 3/25/2014);
Effluent Limitation Guidelines rule-making.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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David |
Gilbert |
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Mary |
Streett |
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Chris |
Mathey |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
H.R. 271, the Resolving Environmental and Grid Reliability Conflicts Act of 2013;
H.R. 1616, the Energy Savings and Industrial Competitiveness Act of 2013;
H.R. 1659, the Federal Buildings Energy Savings Act of 2013;
H.R. 2126, the Better Buildings Act of 2013, (building energy benchmarking);
H.R. 2351, to repeal the fossil fuel consumption percentage reduction requirements for Federal buildings under the Energy Conservation and Production Act;
H.R. 2689, the Energy Savings Through Public-Private Partnerships Act (energy efficiency);
S. 52, the Promoting Efficiency and Savings in Government Act, (Federal Building energy efficiency);
S. 552, the Quadrennial Energy Review Act of 2013;
S. 570, the Clean Energy Race to the Top Act of 2013, (energy efficiency; clean energy and carbon reduction measures);
S. 761, the Energy Savings and Industrial Competitiveness Act of 2013;
S. 1308, the Energy Savings Through Public-Private Partnerships Act (energy efficiency);
S. 1392, the Energy Savings and Industrial Competitiveness Act of 2013 (energy efficiency);
Transmission siting, permitting, management issues generally and associated return on equity;
Extension of Presidential memorandum on implementation of energy savings projects and performance-based contracting for energy savings.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Council on Environmental Quality (CEQ)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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David |
Gilbert |
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Jackie |
Carney |
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Chris |
Mathey |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Discussion drafts, to amend the Internal Revenue Code of 1986 (cost-recovery, energy tax credits, taxation of derivatives, dividend tax rates, deduction for interest paid on corporate debt, corporate tax rate);
H.R. 259, Energy Freedom and Economic Prosperity Act, to eliminate all energy tax credits, while maintaining general business deductions available to multiple industries;
S. 795, the Master Limited Partnerships Parity Act.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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David |
Gilbert |
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Mary |
Streett |
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Jackie |
Carney |
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Chris |
Mathey |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
H.R. 624, the "Cyber Intelligence Sharing and Protection Act";
H.R. 2417, the "Secure High-voltage Infrastructure for Electricity from Lethal Damage (SHIELD) Act" regarding protection of the bulk-power system and defense critical electric infrastructure against natural and manmade electromagnetic pulse threats and vulnerabilities;
H.R. 3696, the National Cybersecurity and Critical Infrastructure Protection (NCCIP) Act of 2013;
H.R. 4298, the Grid Reliability and Infrastructure Defense (GRID) Act;
S. 1353, the Cybersecurity Act of 2013;
S. 1638, the Cybersecurity Public Awareness Act of 2013;
S. 2158, the Grid Reliability and Infrastructure Defense (GRID) Act.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Natl Institute of Standards & Technology (NIST)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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David |
Gilbert |
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Chris |
Mathey |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
H.R. 2449, To authorize the President to extend the term of the Agreement for Cooperation between the Government of the United States of America and the Government of the Republic of Korea Concerning Civil Uses of Nuclear Energy for a period not to exceed March 19, 2016.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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Jackie |
Carney |
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David |
Gilbert |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code WAS
16. Specific lobbying issues
Management of used nuclear fuel;
Proposals to reinstate the Decontamination and Decommissioning (D&D) fund in nuclear (included in the Presidents budget).
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, Executive Office of the President (EOP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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Jackie |
Carney |
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David |
Gilbert |
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Chris |
Mathey |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CDT
16. Specific lobbying issues
H.R. 634, the Business Risk Mitigation and Price Stabilization Act of 2013, (end-users requirements for derivatives);
H.R. 677, the Inter-Affiliate Swap Clarification Act;
H.R. 1003, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders;
H.R. 3814, the Risk Management Certainty Act;
H.R. 4413, Customer Protection and End User Relief Act;
H.R. 4267, the Commodity Delivery Relief Act;
S. 888, to provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act;
Reauthorization of the Commodity Futures Trading Commission;
Reauthorization of the Commodity Exchange Act, (derivative end-user protections).
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commodity Futures Trading Commission (CFTC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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David |
Gilbert |
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Chris |
Mathey |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code UTI
16. Specific lobbying issues
H.R. 472, the Federal Cost Reduction Act of 2013 (Utility Energy Service Contracts);
H.R. 835, the Energy Assistance for American Families Act, (Low Income Home Energy Assistance Program);
H.R. 3587, the Utility Energy Service Contracts Improvement Act of 2013
S. 1652, the Utility Energy Service Contracts Improvement Act of 2013.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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David |
Gilbert |
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Chris |
Mathey |
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Jackie |
Carney |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |