|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 751 BROAD STREET |
Address2 | |
City | NEWARK |
State | NJ |
Zip Code | 07102 |
Country | USA |
3. Principal place of business (if different than line 2)
City | |
State | |
Zip Code | |
Country | |
|
5. Senate ID# 32338-12
|
||||||||
|
6. House ID# 317040000
|
TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
---|---|---|---|---|---|---|---|---|---|
12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Brian W. Clymer, Vice President |
Date | 01/20/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
H.R. 1880, National Insurance Consumer Protection Act, All Provisions
H.R. 2609, Insurance Information Act of 2009, All Provisions
[No Bill Number], Federal Insurance Office Act
[No Bill Number], Stranger-Originated Life Insurance
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Lynn |
Jacobs |
|
|
|
Christopher |
Payne |
|
|
|
John |
Feeney |
|
|
|
Maureen |
Adolf |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Lee |
Wood |
|
|
|
Alan |
Brubaker |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 1445, Credit Rating Agency Transparency and Disclosure Act, All Provisions
H.R. 2221, Data Accountability and Trust Act, All Provisions
H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009, All Provisions
H.R. 1705, Financial Product Safety Commission Act, All Provisions
H.R. 1106, Helping Families Save Their Homes Act of 2009, All Provisions
H.R. 2554, National Association of Registered Agents and Brokers Reform Act, All Provisions
H.R. 3126, Consumer Financial Protection Agency Act of 2009, All Provisions
H.R. 3817, Investor Protection Act of 2009, All Provisions
H.R. 3996, The Financial Stability Improvement Act of 2009, All Provisions
H.R. 3890, Accountability and Transparency in Credit Rating Agencies Act of 2009, All Provisions
H.R. 3795, Over The Counter Derivatives Market Act, All Provisions
H.R. 3763, A Bill to Amend the Fair Credit Reporting Act to Provide for an Exclusion from Red Flag Guidelines for Certain Businesses, All Provisions
H.R. 4173, The Wall Street Reform and Consumer Protection Act of 2009, All Provisions
TG-18, Financial Stability Plan, All Provisions
TG-163, Say on Pay Proposal, All Provisions
[No Bill Number], Regulation of Derivatives
[No Bill Number], Securitization Reform
[No Bill Number], Residential Mortgage Backed Securities
[No Bill Number], Commercial Mortgage Backed Securities
[No Bill Number], Restoring American Financial Stability Act of 2009, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Alan |
Brubaker |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Christopher |
Payne |
|
|
|
Brian W. |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Maureen |
Adolf |
|
|
|
John |
Feeney |
|
|
|
Lynn |
Jacobs |
|
|
|
Lee |
Wood |
|
|
|
Sandy |
Koeppel |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
H.R. 1961, Savings for American Families' Futures Act of 2009, All Provisions
H.R. 1988, Conflicted Investment Advice Prohibition Act of 2009, All Provisions
H.R. 2779, Defined Contribution Plan Fee Transparency Act of 2009, All Provisions
H.R. 2989, The 401(k) Fair Disclosure and Pension Security Act of 2009, All Provisions
H.R. 1984, The 401(k) Fair Disclosure for Retirement Security Act of 2009, All Provisions
H.R. 2748, The Retirement Security Needs Lifetime Pay Act, All Provisions
S. 401, Defined Contribution Fee Disclosure Act of 2009, All Provisions
S. 2832, Lifetime Income Disclosure Act, All Provisions
[No Bill Number], Auto Annuitization
[No Bill Number], Administration's Automatic IRA Proposal
[No Bill Number], Small Businesses Add Value for Employees (SAVE) Act
[No Bill Number], Incentives for Annuities and Guaranteed Lifetime Income
[No Bill Number], QDIA Guidance and Clarifications
[No Bill Number], Multiple Employer Plan Proposal
[No Bill Number], Section 408(b)(2) Disclosure
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Riva |
Kinstlick |
|
|
|
Lynn |
Jacobs |
|
|
|
Sanford |
Koeppel |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Alan |
Brubaker |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1944, To Permanently Extend the Subpart F Exemption for Active Financing Income, All Provisions
H.R. 1575, End Government Reimbursement of Excess Executive Disbursements (END GREED) Act, All Provisions
H.R. 1083, Business Activity Tax Simplication Act of 2009, All Provisions
H.R. 1, American Recovery and Reinvestment Act
H.R. 1664, To Amend the Executive Compensation Provisions of the Economic Stabilization Act of 2008, All Provisions
H.R. 4213, Tax Extenders Act of 2009, All Provisions
H.R. 4154, Permanent Estate Tax Relief for Families, Farmers, and Small Business Act of 2009, All Provisions
H.R. 4109, Low Income Housing Tax Credit of 2009, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Alan |
Brubaker |
|
|
|
Lynn |
Jacobs |
|
|
|
Richard |
Saxe |
|
|
|
Brian W. |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Christopher |
Payne |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
[No Bill Number], US-Korea Free Trade Agreement
[No Bill Number], Panama-US Free Trade Agreement Implementing Legislation
[No Bill Number], Asia-Pacific Economic Cooperation, A Multilateral Economic and Trade Forum, Privacy Issues
[No Bill Number], China Financial Services: Market Access, Equity Ownership, and Retirement Income Issues
[No Bill Number], India Financial Services: Market Access and Equity Ownership Issues
[No Bill Number], Issues Related to Privatization of Japan Postal Life Insurance Company (KAMPO)
[No Bill Number], Japan Insurance Regulatory Reform
[No Bill Number], US-China Bilateral Investment Treaty
[No Bill Number], Transparency and Market Access Issues Generally Related to International Insurance and Investment Operations
[No Bill Number], Chinese Currency Practices
17. House(s) of Congress and Federal agencies Check if None
Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Treasury - Dept of, State - Dept of (DOS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Bryan |
Pickel |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
Rex |
Wackerle |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H. Con. Res. 85, Setting Forth the Congressional Budget for the United States Government for Fiscal Year 2010, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rex |
Wackerle |
|
|
|
Lynn |
Jacobs |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
S. 515, Patent Reform Act of 2009
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Riva |
Kinstlick |
|
|
|
Alan |
Brubaker |
|
|
|
Rex |
Wackerle |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
H.R. 2454, American Clean Energy and Security Act of 2009, All Provisions
H.R. 2448, Prevent Unfair Manipulation of Prices Act, All Provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Chris |
Payne |
|
|
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Rex |
Wackerle |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 3200, America's Affordable Health Choices Act of 2009, All Provisions
H.R. 3001, Community Living Assistance Services and Supports (CLASS) Act, All Provisions
S. 697, Community Living Assistance Services and Supports (CLASS) Act, All Provisions
S. 1679, Affordable Health Care Choices Act, All Provisions
H.R. 3590, The Patient Protection and Affordable Care Act, All Provisions
[No Bill Number], Genetic Information Non-Discrimination Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alan |
Brubaker |
|
|
|
Rex |
Wackerle |
|
|
|
Lynn |
Jacobs |
|
|
|
Lee |
Wood |
|
|
|
Brian |
Clymer |
|
Fmr. Administrator, Federal Transit Administration |
|
David |
Burns |
|
Fmr. Legislative Ass't to Congressman John Tanner |
|
Riva |
Kinstlick |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
Address | |
||||||
City | |
State | |
Zip Code | |
Country | |
21. Client new principal place of business (if different than line 20)
City | |
State | |
Zip Code | |
Country | |
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
1 |
|
3 |
|
||||||
2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |