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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 901 Community Drive |
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| City | Springfield |
State | IL |
Zip Code | 62703-5184 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 400531588-12
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6. House ID# 411650000
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| TYPE OF REPORT | 8. Year | 2019 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: David G. Schroeder |
Date | 4/19/2019 9:55:49 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Legislation -
H.R. 1595 the Secure and Fair Enforcement (SAFE) Banking Act regarding a safe harbor for financial institutions that chose to serve legally-compliant cannabis-related businesses (House)
Letters -
Comment Letter to the OCC, Federal Reserve and the FDIC regarding Reduced [Call Report] Reporting for Covered Repository Institutions - Docket ID OCC-2018-0032, Docket No. R-1618 and RIN 7100-AF12, and FDIC RIN-3064-AE82 (OCC, Federal Reserve, FDIC)
Comment Letter to the FDIC regarding Request for Information on Small-Dollar Lending - RIN 3064-ZA04 (FDIC)
Comment Letter to the FDIC regarding Request for Information on the FDICs Deposit Insurance Application Process - RIN 3064-ZA03 (FDIC)
Action Alerts -
Action Alert regarding the implementation of Section 205 of S. 2155 (115th Congress) requiring a short-form Call Report for 1st and 3rd quarters (OCC, Federal Reserve, FDIC)
Action Alert regarding Section 201 of S. 2155 (115th Congress) concerning capital simplification and the Community Bank Leverage Ratio (CBLR) (OCC, Federal Reserve, FDIC)
Miscellaneous -
Implementation of S. 2155 (115th Congress) - The Economic Growth, Regulatory Relief and Consumer Protection Act - community bank regulatory relief - in particular Section 201 concerning capital simplification and the Community Bank Leverage Ratio (CBLR), and Section 205 concerning a short-form Call Report for 1st and 3rd quarters
(CFPB, House and Senate)
Bank Secrecy Act (BSA) modernization - Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) thresholds (CFPB, House and Senate)
Tax credit to offset the cost of BSA compliance (CFPB, House and Senate)
Small Business Data Collection (Section 1071 of the Dodd-Frank Act) (CFPB, House and Senate)
The Federal Reserves Payments System Improvements initiative specifically regarding the Feds role in these improvements and maintaining a system that is progressive, competitive and secure, with open access to community banks regardless of size, charter type and location (CFPB, House and Senate)
Modification of the FDICs Deposit Rate Caps (CFPB, House and Senate)
Modernization of the Community Reinvestment Act (CRA) including examination thresholds and including credit unions and fintechs in CRA compliance, examination and enforcement (CFPB, House and Senate)
Principals of GSE Reform (CFPB, House and Senate)
Agriculture and rural America / rural economic development (CFPB, House and Senate)
Expansionist Agenda of Credit Unions (CFPB, House and Senate)
Expansionist Agenda of the Farm Credit System (CFPB, House and Senate)
De novo bank formation, specifically FDIC approval of applications for deposit insurance (House and Senate, FDIC)
CFPB exemption authority under Section 1022 of the Dodd-Frank Act (CFPB)
TRID and underwriting requirements under the ATR/QM (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Federal Reserve System, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Legislation -
H.R. 1595 the Secure and Fair Enforcement (SAFE) Banking Act regarding a safe harbor for financial institutions that chose to serve legally-compliant cannabis-related businesses (House)
Letters -
Comment Letter to the OCC, Federal Reserve and the FDIC regarding Reduced [Call Report] Reporting for Covered Repository Institutions - Docket ID OCC-2018-0032, Docket No. R-1618 and RIN 7100-AF12, and FDIC RIN-3064-AE82 (OCC, Federal Reserve, FDIC)
Comment Letter to the FDIC regarding Request for Information on Small-Dollar Lending - RIN 3064-ZA04 (FDIC)
Comment Letter to the FDIC regarding Request for Information on the FDICs Deposit Insurance Application Process - RIN 3064-ZA03 (FDIC)
Action Alerts -
Action Alert regarding the implementation of Section 205 of S. 2155 (115th Congress) requiring a short-form Call Report for 1st and 3rd quarters (OCC, Federal Reserve, FDIC)
Action Alert regarding Section 201 of S. 2155 (115th Congress) concerning capital simplification and the Community Bank Leverage Ratio (CBLR) (OCC, Federal Reserve, FDIC)
Miscellaneous -
Implementation of S. 2155 (115th Congress) - The Economic Growth, Regulatory Relief and Consumer Protection Act - community bank regulatory relief - in particular Section 201 concerning capital simplification and the Community Bank Leverage Ratio (CBLR), and Section 205 concerning a short-form Call Report for 1st and 3rd quarters
(CFPB, House and Senate)
Bank Secrecy Act (BSA) modernization - Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) thresholds (CFPB, House and Senate)
Tax credit to offset the cost of BSA compliance (CFPB, House and Senate)
Small Business Data Collection (Section 1071 of the Dodd-Frank Act) (CFPB, House and Senate)
The Federal Reserves Payments System Improvements initiative specifically regarding the Feds role in these improvements and maintaining a system that is progressive, competitive and secure, with open access to community banks regardless of size, charter type and location (CFPB, House and Senate)
Modification of the FDICs Deposit Rate Caps (CFPB, House and Senate)
Modernization of the Community Reinvestment Act (CRA) including examination thresholds and including credit unions and fintechs in CRA compliance, examination and enforcement (CFPB, House and Senate)
Principals of GSE Reform (CFPB, House and Senate)
Agriculture and rural America / rural economic development (CFPB, House and Senate)
Expansionist Agenda of Credit Unions (CFPB, House and Senate)
Expansionist Agenda of the Farm Credit System (CFPB, House and Senate)
De novo bank formation, specifically FDIC approval of applications for deposit insurance (House and Senate, FDIC)
CFPB exemption authority under Section 1022 of the Dodd-Frank Act (CFPB)
TRID and underwriting requirements under the ATR/QM (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), Federal Reserve System, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
Miscellaneous -
The Federal Reserves Payments System Improvements initiative specifically regarding the Feds role in these improvements and maintaining a system that is progressive, competitive and secure, with open access to community banks regardless of size, charter type and location (CFPB, House and Senate)
Bank Secrecy Act (BSA) modernization - Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) thresholds (CFPB, House and Senate)
Modernization of the Community Reinvestment Act (CRA) including examination thresholds and including credit unions and fintechs in CRA compliance, examination and enforcement (CFPB, House and Senate)
Principals of GSE Reform (CFPB, House and Senate)
Agriculture and rural America / rural economic development (CFPB, House and Senate)
Expansionist Agenda of Credit Unions (CFPB, House and Senate)
Expansionist Agenda of the Farm Credit System (CFPB, House and Senate)
TRID and underwriting requirements under the ATR/QM (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Letters -
Comment Letter to the FDIC regarding Request for Information on Small-Dollar Lending - RIN 3064-ZA04 (FDIC)
Miscellaneous -
The Federal Reserves Payments System Improvements initiative specifically regarding the Feds role in these improvements and maintaining a system that is progressive, competitive and secure, with open access to community banks regardless of size, charter type and location (CFPB, House and Senate)
Bank Secrecy Act (BSA) modernization - Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) thresholds (CFPB, House and Senate)
Modernization of the Community Reinvestment Act (CRA) including examination thresholds and including credit unions and fintechs in CRA compliance, examination and enforcement (CFPB, House and Senate)
Principals of GSE Reform (CFPB, House and Senate)
Agriculture and rural America / rural economic development (CFPB, House and Senate)
Expansionist Agenda of Credit Unions (CFPB, House and Senate)
TRID and underwriting requirements under the ATR/QM (CFPB)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
Miscellaneous -
The Federal Reserves Payments System Improvements initiative specifically regarding the Feds role in these improvements and maintaining a system that is progressive, competitive and secure, with open access to community banks regardless of size, charter type and location (CFPB, House and Senate)
Bank Secrecy Act (BSA) modernization - Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs) thresholds (CFPB, House and Senate)
Modernization of the Community Reinvestment Act (CRA) including examination thresholds and including credit unions and fintechs in CRA compliance, examination and enforcement (CFPB, House and Senate)
Agriculture and rural America / rural economic development (CFPB, House and Senate)
Expansionist Agenda of Credit Unions (CFPB, House and Senate)
Expansionist Agenda of the Farm Credit System (CFPB, House and Senate)
Small Business Data Collection (Section 1071 of the Dodd-Frank Act) (CFPB, House and Senate)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Miscellaneous -
Tax credit to offset the cost of BSA compliance (CFPB, House and Senate)
Expansionist Agenda of Credit Unions (CFPB, House and Senate)
Expansionist Agenda of the Farm Credit System (CFPB, House and Senate)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ECN
16. Specific lobbying issues
Miscellaneous -
Agriculture and rural America / rural economic development (CFPB, House and Senate)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Consumer Financial Protection Bureau (CFPB)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Lobbyist Name | Description of Offense(s) |