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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 400 COLLINS ROAD, NE |
Address2 | |
City | CEDAR RAPIDS |
State | IA |
Zip Code | 52498 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 68296-12
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6. House ID# 356710000
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TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Timothy A. Peterson, Director of Congressional Relations, Rockwell Collins-Wash Opns |
Date | 10/08/2009 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AER
16. Specific lobbying issues
Department of Transportation Authorization and Appropriations
FAA Authorization and Appropriations - FAA Reauthorizations & various provisions included in HR 915, to include lobbying against the inclusion of a user fee, to amend language in Sec 303, and to address issues regarding inspection language in HR 915
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
Provenzano |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AVI
16. Specific lobbying issues
Department of Transportation Authorization and Appropriations
FAA Authorization and Appropriations - Next Generation Funding
NASA Authorization and Appropriations - lobbied for increased funding for NASA aeronautics programs
Lobbied on a wide range of issues with regard to the FAA Reauthorization bill (HR 915)
With regards to the FAA Reauthorization bill, specific issues lobbied included language regarding foreign repair stations, funding for the FAA via the Aviation and Airway Trust Fund, and funding for the Next Generation Air Transportation System.
With regards to the NASA budget, lobbied House and Senate Science Committees ref jurisdiction regarding funding for NASA's Aeronautics Research Mission Directorate.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Natl Aeronautics & Space Administration (NASA), Office of Management & Budget (OMB), Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
Provenzano |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
Defense Authorization and Appropriations
Budget requests submitted by the President for the Department of Defense
Federal Government (defense) Acquisition Policy
Specific issues lobbied on the quarter include funding for several defense programs in the FY10 defense authorization (HR2647 & S1390) and appropriations bills (HR 3326), such as the:
-Air National Guard's F-16C Improved Communications (ARC 210)
-Army's CH -47F Common Avionics Architecture System - Pilot Vehicle Interface (CAAS-PVI)
-Defense Advanced GPS Receiver (DAGR)
-E-6B Strategic Communications Upgrade (VLF - TX)
-SOCOM's PSYOP Technical Integration Center (PSYOP TIC)
-Title III: Low Cost GPS
-Next Generation Manufacturing Technology Initiative (NGMTI)
-Joint Tactical Radio System (JTRS), to include the Ground Mobile Radio (GMR) and MIDS-J (Multifunctional Display System -JTRS compliant) w/ the Tactical Targeting Networking Technology (TTNT) waveform
-Future Combat Systems (FCS) development
-Continuing the C17 Strategic airlift program
-Joint Standoff Weapon (JSOW) program continued development and funding
-B-52 Air crew Training Device (B-52 ATD) contract
-Ground Soldier Ensemble (GSE) program continued development and funding
-E-2D program continued development and funding
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Defense - Dept of (DOD), U.S. SENATE, Army - Dept of (Other) , Defense Advanced Research Projects Agency (DARPA), Air Force - Dept of, Navy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Timothy |
Peterson |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
FAA Appropriations
Defense Appropriations
Budget Resolutions
Emergency Supplemental Appropriations
Lobbied to streamline the Specialty Metals acquisition reform within DOD and FYs congressional defense authorizations and appropriations bills.
Lobbied to streamline the Commercial Items acquisition reform within DOD and FYs congressional defense authorizations and appropriations bills.
Lobbied on providing funding regarding a joint University of Iowa and Rockwell Collins collaborative lab environmental project within the Model Based Manufacturing initiative
Lobbied on the FY10 DOT appropriations bill for the Department of Transportation; specifically, the FAA appropriations and funding for the Next Generation Air Transportation System.
Lobbied to ensure the B-52 ATD contract will not be recompeted as a small business set-aside contract
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Defense - Dept of (DOD), Federal Aviation Administration (FAA), Office of Management & Budget (OMB)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Timothy |
Peterson |
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John |
Provenzano |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
Pension funding relief for defined benefit plans (expand smoothing corridor % and 2+7 provision support) in Savings Recovery Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Martha |
Cogdell |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Lobbied for two year extension of R & D Tax Credit and 20% ASC in HR 422 and S1203
Lobbied to revoke the 3% tax withholding for government contractors in HR 275
Lobbied in opposition to removal of international deferral and foreign credits in 2010 budget (as offset)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Internal Revenue Service (IRS), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Martha |
Cogdell |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
Lobbied in opposition to the Employee Free Choice Act (arbitration and non-secret ballot) in S 560 and HR 1409
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Martha |
Cogdell |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
Lobbied on Health Care reform (i.e., to preserve employer-based system; tax-deductibility of employer contributions to employee premiums: employee exclusion to income; general individual and small group insurance markets; supported patient accountability)
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Internal Revenue Service (IRS), Labor - Dept of (DOL), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Martha |
Cogdell |
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Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Lobbying on modifying U.S./DOD export control regulations for defense equipment
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Defense - Dept of (DOD), State - Dept of (DOS), Export-Import Bank of the United States (EXIM Bank)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Robert |
Sturgell |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |