Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

9. Check if this filing amends a previously filed version of this report

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code AGR

16. Specific lobbying issues

S. 3240, the Agriculture Reform, Food, and Jobs Act of 2012 (provisions regarding crop insurance, USDA guaranteed loans, and farm loan program term limits)

H.R. 8, the American Taxpayer Relief Act of 2012 (provisions regarding Farm Bill extension, federal crop insurance)
H.R. 1573, to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption (all provisions)

H.R. 1840, to improve consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

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LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code BAN

16. Specific lobbying issues

S. 2343, the Stop the Student Loan Interest Rate Hike Act of 2012 (provision to increase payroll taxes on S corporations and partnerships)


H.R. 1838, to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants (all provisions)

H.R. 2308, the SEC Regulatory Accountability Act (all provisions)

H.R. 2586, the Swap Execution Facility Clarification Act (all provisions)

H.R. 2682, the Business Risk Mitigation and Price Stabilization Act of 2011 (all provisions)

H.R. 2779, to exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act (all provisions)

H.R. 3336, the Small Business Credit Availability Act (all provisions)

H.R. 3527, the Protecting Main Street End-Users From Excessive Regulation (all provisions)

Draft Legislation The Family and Business Tax Cut Certainty Act of 2012 (provisions to extend the Forgiveness Debt Relief Act)

Regulatory proposals to implement risk-retention provisions of the Dodd-Frank Act

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

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LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code BUD

16. Specific lobbying issues

S. 1813, the Moving Ahead for Progress in the 21st Century (MAP) Act (provision to prohibit U.S. banks from accepting wire transfers or credit cards from certain foreign banks)

H.J. Res. 117, the Continuing Appropriations Resolution, 2013
Fiscal Year 2013 Financial Services Appropriations Legislation (report language including provisions to address the IRS non-resident alien rule and to encourage the SEC to allow savings and loan holding companies to take advantage of the recent changes to the SEC registration requirements)

H.R. 8, the American Taxpayer Relief Act of 2012 (provisions regarding Farm Bill extension, federal crop insurance)

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code CSP

16. Specific lobbying issues

H.R. 1315, the Consumer Financial Protection Safety and Soundness Improvement Act of 2011 (all provisions)

H.R. 4310, the National Defense Authorization Act for 2013 (provisions regarding consumer credit protections for service members)

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code FIN

16. Specific lobbying issues

S. 556, a bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes (all provisions)

S. 1408, the Data Breach Notification Act of 2011 (all provisions, including data security and consumer notice requirements)
S. 1434, the Data Security Act of 2011, (all provisions, including data security and consumer notice requirements)

S. 1535, the Personal Data Protection and Breach Accountability Act of 2011 (all provisions, including data security and consumer notice requirements)

S. 1615, the Financial Regulatory Responsibility Act of 2011 (all provisions)

S. 1824, the Private Company Flexibility and Growth Act (all provisions)

S. 1941, a bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes (all provisions)

S. 2099, a bill to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection (all provisions)

S. 2160, the Financial Institutions Examination Fairness and Reform Act (all provisions)

S. 2223, a bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956, and for other purposes (all provisions)

S. 2231, the Small Business Lending Enhancement Act of 2012 (all provisions)

S. 3204, a bill to address fee disclosure requirements under the Electronic Fund Transfer Act, and for other purposes (all provisions)

S. 3394, A bill to address fee disclosure requirements under the Electronic Fund Transfer Act, to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection, and for other purposes (all provisions)

S. 3492, A bill to provide exemptions from municipal advisor registration requirements (all provisions)

S. 3637, A bill to temporarily extend the transaction account guarantee program, and for other purposes (all provisions)

H.R. 1573, a bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption (all provisions)

H.R. 1965, a bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes (all provisions)

H.R. 2056, a bill to instruct the Inspector General of the Federal Deposit Insurance Corporation to study the impact of insured depository institution failures, and for other purposes

H.R. 2167, the Private Company Flexibility and Growth Act (all provisions)

H.R. 2577, the SAFE Data Act (all provisions, including those to exclude GLBA institutions from data security and consumer notice requirements)

H.R. 2827, to amend the Securities Exchange Act of 1934 to clarify provisions relating to the regulation of municipal advisors and for other purposes

H.R. 3128, to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to adjust the date on which consolidated assets are determined for purposes of exempting certain instruments of smaller institutions from capital deductions (all provisions)
H.R. 3283, the Swap Jurisdiction Certainty Act (all provisions)

H.R. 3461, the Financial Institutions Examination Fairness and Reform Act (all provisions)

H.R. 3606, the Jumpstart Our Business Startups (JOBS) Act (provisions regarding shareholder threshold for SEC registration)

H.R. 3871, the Proprietary Information Protection Act of 2012 (all provisions)

H.R. 3993, Capital Access for Small Businesses and Jobs Act

H.R. 4014, to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection (all provisions)

H.R. 4088, the Capital Expansion Act (all provisions)

H.R. 4235, to amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such Acts (all provisions)

H.R. 4367, to amend the Electronic Fund Transfer Act to limit the fee disclosure requirement for an automatic teller machine to the screen of that machine (all provisions)

H.R. 5860, the Executive Compensation Clawback Full Enforcement Act (all provisions)

H.R. 6524, To make improvements to provisions of the Bank Holding Company Act of 1956 relating to proprietary trading by banking entities.

H.R. 6613, the Markets and Trading Reorganization Act (all provisions)

Proposal to Implement Basel III Capital Standards

Proposal to implement the Volcker Rule under the Dodd-Frank Act

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code GOV

16. Specific lobbying issues

S. 3219, the Federal Reserve Independence Act (provisions to prohibit employees or investors of financial institutions from sitting on the boards of directors of the 12 Federal Reserve Banks, and to bar Fed employees and board members from owning stock in firms the Fed oversees)
H.R. 2146, the DATA Act (amendment to restrict travel for federal employees)

H.R. 4078, the Red Tape Reduction and Small Business Job Creation Act (amendment to stop IRS final rule requiring U.S. banks to report annually the deposit interest paid to non-resident aliens (NRAs))

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code HOU

16. Specific lobbying issues

H.R. 4264, the FHA Emergency Fiscal Solvency Act of 2012

H.R. 5817, the Eliminate Privacy Notice Confusion Act (all provisions)

H.R. 6397, the Defending American Taxpayers From Abusive Government Takings Act of 2012

Administrations Mortgage Refinance Proposal (all provisions, including large-bank tax proposal)

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code INS

16. Specific lobbying issues

S. 1940, an original bill to amend the National Flood Insurance Act of 1968, to restore the financial solvency of the flood insurance fund, and for other purposes

S. 3677, A bill to make a technical correction to the Flood Disaster Protection Act of 1973
H.R. 1309, the Flood Insurance Reform Act of 2011

H.R. 5740, A bill to extend the National Flood Insurance Program (NFIP) for 60 days and phase out premium-rate subsidies for people buying second homes and vacation homes in flood-prone areas

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code LAW

16. Specific lobbying issues

S. 2105, the Cybersecurity Act of 2012 (provisions re financial institutions use of information, legal obligations for data breaches, transfer of authority to Homeland Security Department)
S. 2111, the Cyber Crime Protection Security Act (provisions re financial institutions use of information, legal obligations for data breaches, transfer of authority to Homeland Security Department)

S. 3414, the Cybersecurity Act of 2012

H.R. 2096, the Cybersecurity Enhancement Act of 2012

H.R. 3523, the Cyber Intelligence Sharing and Protection Act

H.R. 3834, the Advancing America's Networking and Information Technology Research and Development Act of 2012

H.R. 4257, the Federal Information Security Amendments Act of 2012

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code POS

16. Specific lobbying issues

S. 1789 the 21st Century Postal Service Act of 2012 (amendment to restrict travel for federal employees)

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code RET

16. Specific lobbying issues

S. 1813, to reauthorize Federal-aid highway and highway safety construction programs, and for other purposes

Definition of Fiduciary under ERISA

17. House(s) of Congress and Federal agencies Check if None

U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TAX

16. Specific lobbying issues

S. 1506, to prevent the Secretary of the Treasury from expanding United States bank reporting requirements with respect to interest on deposits paid to nonresident aliens.

S. 1787, the Wall Street Trading and Speculators Tax Act (provisions to impose a 3-basis-point tax on financial trading transactions)
S. 3412, the Middle Class Tax Cut Act (provisions to extend certain current tax rates on income, capital gains, and dividends)

H.J. Res. 108, Providing for congressional disapproval under chapter 8 of title 5, United States Code, of the rules submitted by the Department of the Treasury and the Internal Revenue Service relating to the reporting requirements for interest that relates to deposits maintained at United States offices of certain financial institutions and is paid to certain nonresident alien individuals.

H.R. 1004, the Health Flexible Spending Arrangements Improvements Act of 2012

H.R. 1439, the Business Activity Tax Simplification Act of 2011 (all provisions)

H.R. 2568, a bill to prevent the Secretary of the Treasury from expanding United States bank reporting requirements with respect to interest on deposits paid to nonresident aliens.

H.R. 3313, the Wall Street Trading and Speculators Tax Act (provisions to impose a 3-basis-point tax on financial trading transactions)

H.R. 4336, to amend the Internal Revenue Code of 1986 to extend the exclusion from gross income of discharges of qualified principal residence indebtedness (all provisions)

H.R. 4348, the Surface Transportation Extension Act of 2012 (provisions to prohibit U.S. banks from accepting wire transfers or credit cards from certain foreign banks; to reauthorize the National Flood Insurance Program for five years; and to extend for one year the 3.4 percent interest rate on certain federal student loans)

H.R. 5842, the Restoring Access to Medication Act of 2012

H.R. 5858, the Health Savings Accounts Improvements Act of 2012

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TEC

16. Specific lobbying issues

S. 2105, the Cybersecurity Act of 2012

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

18. Name of each individual who acted as a lobbyist in this issue area

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

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Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

21. Client new principal place of business (if different than line 20)

22. New General description of client’s business or activities

LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

ISSUE UPDATE

24. General lobbying issue that no longer pertains

AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

FOREIGN ENTITIES

27. Add the following foreign entities:

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization