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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1101 Pennsylvania Avenue NW |
Address2 | Suite 1000 |
City | Washington |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City | New York |
State | NY |
Zip Code | 10022 |
Country | USA |
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5. Senate ID# 400275286-12
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6. House ID# 400530000
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TYPE OF REPORT | 8. Year | 2012 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: John Emling, Head, Federal Government Affairs |
Date | 01/22/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Met with House and Senate on issues related to derivatives and credit default swaps
Met with House and Senate on implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
HR 2586 - Swap Execution Facility Clarification Act - all provisions
Met with House and Senate on issues related to bank size, including resolution authority
H.R.1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption - all provisions
H.R.1838 - To repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants - all provisions
H.R.2308 - SEC Regulatory Accountability Act - all provisions
H.R.2577 - SAFE Data Act - all provisions
H.R.2586 - Swaps Execution Facility Clarification Act - all provisions
H.R.2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act - all provisions
H.R.3045 - Retirement Income Protection Act of 2011 - all provisions
H.R.3156 - Consumer Debit Card Protection Act - all provisions
H.R.3283 - Swap Jurisdiction Certainty Act - all provisions
H.R.3461 - Financial Institutions Examination Fairness and Reform Act - all provisions
H.R.3523 - Cyber Intelligence Sharing and Protection Act - all provisions
H.R.3674 - The PRECISE Act - all provisions
H.R.3871 - Proprietary Information Protection Act - all provisions
H.R.4014 - To amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection - all provisions
other purposes - all provisions
H.R.4235 - To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such Acts. - all provisions - all provisions
H.R.4348 - MAP-21 - all provisions
H.R.4367 - To amend the Electronic Funds Transfer Act to limit the fee disclosure requirement for an automatic teller machine to the screen of that machine
H.R.5747 - Military Family Home Protection Act - all provisions
S.413 - Cyber Security and Internet Freedom Act - all provisions
S.799 - Commercial Privacy Bill of Rights - met with House and Senate to discuss privacy, data security legislation and cyber security
S.913 - Do Not Trade Online Act - all provisions
S.967 - Regulation of Mortgage Servicing Act of 2011 - all provisions
S.1151 - Personal Data Privacy and Security Act - met with House and Senate to discuss privacy, data security legislation and cyber security
S.1207 - Data Security and Breach Notification Act - met with House and Senate to discuss privacy, data security legislation and cyber security
S.1408 - Data Breach Notification Act - all provisions
S.1434 - Data Security Act - all provisions
S.1469 - International Cybercrime Reporting Act - all provisions
S.1535 - Personal Data Protection & Breach Accountability Act - all provisions
S.1650 - Dodd-Frank Improvement Act of 2011 - all provisions-
S.2099 - A bill to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection - all provisions
S.2105 - Cybersecurity Act of 2012 - all provisions
S.2151 - SECURE IT - all provisions
S.2223 - A bill to address the implementation of certain prohibitions under the Bank Holding Company Act of 1956 - all provisions
S.3048 - A bill to provide for a safe, accountable, fair, and efficient banking system, and for other purposes - all provisions
S.3085 - Responsible Homeowner Refinancing act - all provisions
S.3179 - Servicemember Housing Protecton Act - all provisions
S.3245 - A bill to extend by 3 years the authorization of the EB-5 Regional Center Program, the E-Verify Program, the Special Immigrant Nonminister Religious Worker Program, and the Conrad State 30 J-1 Visa Waiver Program. - all provisions
S.3323 - Military Family Home Protection Act - all provisions
Met with House and Senate on Volcker Rule
Met with House and Senate on credit card interchange
H.R.2827 - A bill to amend the Securities Exchange Act of 1937 to clarify provisions relating to the regulation of municial securities, and for other purposes - all provisions
S.3333 - Data Security and Breach Notification Act of 2012 - all provisions
S.3394 - A bill to address fee disclosure requirements under the Electronic Funds Transfer Act, to amend the Federal Deposit Insurance Act with respect to information provided to the Bureau of Consumer Financial Protection, and for other purposes - all provisions
S.3492 - A bill to provide for exemptions from municipal advisor registration requirements - all provisions
S.3709 - A bill to require a Government Accountability Office examination of transactions between large financial institutions and the Federal Government, and for other purposes -- all provisions
Met with House and Senate on securities market structure issues.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Maura |
Solomon |
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Paul |
Thornell |
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Amy |
Overton |
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Legislative Counsel, Senator Tom Carper |
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John |
Emling |
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Political Analyst, Senate Rep. Policy Comm. |
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John |
Emling |
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Dep Asst for Leg Affairs (Sen), Bush WH |
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John |
Emling |
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Special Asst for Leg Affairs (Sen), Bush WH |
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John |
Emling |
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Dep Asst Sec, Leg Affairs, U.S. Treasury Dept |
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John |
Emling |
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Chief of Staff, Rep. Eric Cantor |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R.749 - To make permanent the active financial services rule governing how the U.S. taxes income earned by U.S. financial services companies in foreign markets
H.R.1439 - Business Activity Tax Simplification Act - all provisions
Tax reform (no specific bills)
Trade agreements - all provisions
- Columbia H.R.3078
- Korea H.R.3080
- Panama H.R.3079
S.1619 - Currency Exchange Rate Oversight Reform Act - all provisions
Issues related to Russia PNTR
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
Emling |
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Chief of Staff, Rep. Eric Cantor |
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Paul |
Thornell |
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Candida |
Wolff |
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Assistant to the President, Legislative Affairs |
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Candida |
Wolff |
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Assistant to the Vice President, Legislative Affairs |
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Candida |
Wolff |
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Deputy Staff Director, Senate RPC |
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Candida |
Wolff |
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Counsel, Senate Steering Committee |
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Candida |
Wolff |
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Tax Counsel, Senator Malcolm Wallop |
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John |
Emling |
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Dep Asst for Leg Affairs (Sen), Bush WH |
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John |
Emling |
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Special Asst for Leg Affairs (Sen), Bush WH |
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John |
Emling |
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Dep Asst Sec, Leg Affairs, U.S. Treasury Dept |
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John |
Emling |
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Policy Analyst, Sen. Rep. Policy Comm. |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Financial services issues before the House Appropriations Agriculture, Rural Development, FDA Subcommittee; the House Appropriations Financial Services and General Government Subcommittee, and the Senate Appropriations Agriculture, Rural Development, FDA Subcommittee.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
Emling |
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Chief of Staff, Rep. Eric Cantor |
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John |
Emling |
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Dep Asst Sec, Leg Affairs, U.S. Treasury Dept |
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John |
Emling |
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Policy Analyst, Sen. Rep. Policy Comm. |
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John |
Emling |
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Dep Asst for Leg Affairs (Sen), Bush WH |
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John |
Emling |
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Special Asst for Leg Affairs (Sen), Bush WH |
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Candida |
Wolff |
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Deputy Staff Director, Senate RPC |
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Candida |
Wolff |
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Counsel, Senate Steering Committee |
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Candida |
Wolff |
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Assistant to the President, Legislative Affairs |
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Candida |
Wolff |
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Assistant to the Vice President, Legislative Affairs |
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Candida |
Wolff |
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Tax Counsel, Senator Malcolm Wallop |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |