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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1615 L street, NW, suite 450 |
Address2 |
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City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 401104925-12
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6. House ID# 440840001
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TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Gynnie Robnett |
Date | 9/7/2018 11:12:41 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Bank capital rules
Banks stress tests
Financial Technology ("Fintech")
H.R. 1116, the "Taking Account of Institutions with Low Operation Risk Act of 2017"
H.R. 1144, the Inclusive Prosperity Act
H.R. 3948, the "Protection of Source Code Act"
H.R. 4293, the "Stress Test Improvement Act"
H.R. 4545, the "Financial Institutions Examination Fairness and Reform Act"
HR 4061 -- Financial Stability Oversight Council Improvement Act of 2017
HR 4439 -- Modernizing Credit Opportunities Act
HR 5749 -- Options Market Stability Act
Nominations for SEC, CFTC, FDIC
S. 1020, the Carried Interest Fairness Act
S. 2155 -- Economic Growth, Regulatory Relief, and Consumer Protection Act
Substitute Amendment to S. 2155
HR 6096 -- Reward Work Act
S. 2605 -- Reward Work Act
Brokaw bill
HR 3861 -- Federal Insurance Office Reform Act of 2017
HR 5054 -- Small Company Disclosure Simplification Act of 2018
HR 5877 -- Main Street Growth Act
Liquidity disclosures for funds
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
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Joint Economic Committee of the US Senate from August 2007 to September 2008 (?), Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
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Oscar |
Valdes Viera |
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Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
FSGG Appropriations
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Best interest standard
CFPB Office of Fair Lending and Equal Opportunity
Funding of CFPB
H.R. 3299, the "Protecting Consumers Access to Credit Act of 2017"
HR 4439 -- Modernizing Credit Opportunities Act
Legislation affecting Consumer Financial Protection Bureau staffing
S. 2417 -- the Stopping Abuse & Fraud in Electronic (SAFE) Lending Act
SEC fiduciary rule
S.J. Res. 57, H.J. Res. 132 CRA for CFPB Guidance on Indirect Auto-Lending
HR 6096 -- Reward Work Act
S. 2605 -- Reward Work Act
HR 5756 -- To require the Securities and Exchange Commission to adjust certain resubmission thresholds for shareholder proposals
Budd Discussion Draft (SEC R 002)
HR 6035 -- Streamlining Communications for Investors Act
HR 5970 -- Simplifying Disclosures for Investors Act
HR 6130 -- Helping Startups Continue to Grow Act
S.J. Res 56/H.J. 122 CRA for CFPB Payday Rule
S. 387 -- Consumer Financial Protection Bureau Accountability Act of 2017
HR 1018 -- CFPB Constitutional Reform Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Labor - Dept of (DOL), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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Marcus |
Stanley |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Bank capital rules
Banks stress tests
H.R. 1116, the "Taking Account of Institutions with Low Operation Risk Act of 2017"
HR 4790 -- Volcker Rule Regulatory Harmonization Act
Volcker Rule
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Office of the Comptroller of the Currency (OCC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
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Joint Economic Committee of the US Senate from August 2007 to September 2008, Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
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Oscar |
Valdes Viera |
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Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |