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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1401 EYE STREET, NW, #500 |
Address2 |
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City | WASHINGTON |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 18694-12
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6. House ID# 310020000
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TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Lori Beth Gorman |
Date | 7/19/2018 1:30:32 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Monitored implementation of Public Law 115-97, Tax Cuts and Jobs Act, specifically the Base Erosion and Anti-Abuse Tax (BEAT) issue.
17. House(s) of Congress and Federal agencies Check if None
Treasury - Dept of, Federal Reserve System, U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Rosello |
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Courtney |
Futryk |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
Issues related to the regulation of large financial institutions, the Volcker Rule, inter-affiliate margin requirements, cross-border requirements, capital,
stress testing and resolution.
Monitored S. 2155 Economic Growth, Regulatory Relief, and Consumer Protection Act;
Monitored S. 488 JOBS and Investor Confidence Act of 2018;
H.R. 5749 Options Markets Stability Act;
H.R. 4790 Volcker Rule Regulatory Harmonization Act;
S. 3107 Financial Services and General Government Appropriations Act, 2019
H.R. 3280 Financial Services and General Government Appropriations Act, 2018
H.R. 5961 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act 2019
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Monique |
Frazier |
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Christopher |
Rosello |
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Matthew |
Kellogg |
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Deputy Asst Sec for Leg Affairs, US Treasury (Mar 2017-2018)
Sr Policy Adviser and Counsel, House Majority Ldr McCarthy (Sept 2015-Mar 2017)
Leg Asst, Rep Tom Reed (Nov 2010-Nov 2011) |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Export-Import Bank Board quorum requirement for certain transactions.
North American Free Trade Agreement (NAFTA) general support of successful negotiation.
H.R. 4311 Foreign Investment Risk Review Modernization Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Monique |
Frazier |
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Michael |
Geffroy |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issue above.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 4373 AML and CTF Modernization Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Michael |
Geffroy |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
As the parent of HSBC-North America. HSBC Holdings, plc, has interests in the issues above.
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |