|
LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 1120 Connecticut Avenue, NW |
Address2 |
|
| City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
| City |
|
State |
|
Zip Code |
|
Country |
|
|
5. Senate ID# 1785-12
|
||||||||
|
6. House ID# 304680000
|
||||||||
| TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
|
11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
|
|
||||||||
|
|
||||||||
| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
|
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
|||||||||
| Signature | Digitally Signed By: Thomas J. Pinder |
Date | 7/20/2018 3:48:30 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
Farm Credit System and Tax Reform
H.R. 2, Agriculture and Nutrition Act of 2018
H.R. 238, User Commodity End-User Relief Act
H.R. 831, The BALE Act
S. 1921, FSA Loan Guarantee Enhancement Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Robert |
Nichols |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
H.R.493, Subsidy Reserve Act of 2017, to require nonbank financial companies supervised by the Federal Reserve Board and bank holding companies over $500 billion of assets to establish and maintain Subsidy Reserves.
H.R. 1116/S.366, the TAILOR Act
H.R. 1264, Community Financial Institution Exemption Act
H.R. 1624, Municipal Finance Support Act
H.R. 1948, Small Bank Holding Company Relief Act
H.R. 2121, Pension, Endowment, and Mutual Fund Access to Banking Act
H.R. 2133, CLEARR Act of 017
H.R. 2396, the Privacy Notification Technical Clarification Act
H.R. 2226, Portfolio Lending and Mortgage Access Act
H.R. 2403, Keeping Capital Local for Underserved Communities Act of 2017
H.R. 2706, Financial Institution Customer Protection Act of 2017
H.R. 2793, Consumer Transaction Account Protection Act of 2017
H.R. 2954, Home Mortgage Disclosure Adjustment Act
H.R. 3072, Bureau of Consumer Financial Protection Examination and Reporting Threshold Act of 2017
H.R. 3093, Investor Clarity and Bank Parity Act
H.R. 3179, Transparency and Accountability for Business Standards Act
H.R. 3221, the Securing Access to Affordable Mortgages Act
H.R. 3312, The Systemic Risk Designation Improvement Act
H.R. 3741, to codify the Minority Bank Deposit Program, and for other purposes.
H.R. 3971, the Community Institution Mortgage Relief Act
H.R. 3978, TRID Improvement Act of 2017
H.R. 4292, Financial Institution Living Will Improvement Act of 2017
H.R. 4293, Stress Test Improvement Act of 2017
H.R. 4296, to place requirements on operational risk capital requirements for banking organizations established by an appropriate Federal banking agency.
H.R. 4439, the Modernizing Borrower Credit Opportunities Act
H.R. 4545 / S. 2237, Financial Institutions Examination Fairness and Reform Act
H.R. 4607, Comprehensive Regulatory Review Act
H.R. 4648, Home Mortgage Relief Act of 2017
H.R. 4725, Community Bank Reporting Relief Act
H.R. 4771, Small Bank Holding Company Relief Act
H.R. 4790, Volcker Rule Regulatory Harmonization Act
H.R. 4861, the Ensuring Quality Unbiased Access to Loans (EQUAL) Act
H.R. 5076, Small Bank Exam Cycle Improvement Act of 2018
H.R. 5783, Cooperate with Law Enforcement Agencies and Watch Act of 2018
S. 828, to amend the Federal Deposit Insurance Act to require the appropriate Federal banking agencies to treat certain municipal obligations as level 2B liquid assets.
S. 1002, CLEAR Relief Act
S. 1139, Main Street Regulatory Fairness Act
S. 1284, Community Bank Relief Act
S. 1310, Home Mortgage Disclosure Adjustment Act
S. 1500, a bill to amend the Federal Deposit Insurance Act to ensure that the reciprocal deposits of an insured depository institution are not considered to be funds obtained by or through a deposit broker.
S. 1642 / H.R. 3299, Protecting Consumers' Access to Credit Act of 2017
S. 1893, to amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to specify when bank holding companies may be subject to certain enhanced supervision.
S. 1962, Community Bank Access to Capital Act of 2017
S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection Act
Russell Amendment to H.R. 5515, the National Defense Authorization Act for Fiscal Year 2019
Section 701 of H.R. 5841, the Foreign Investment Risk Review Modernization Act of 2018
Capital Rules
Liquidity Rules
LIBOR
Stress Testing
Accountability for Basel/FSB negotiations
Volcker Rule Reform
DoL Fiduciary Rule
The Financial CHOICE Act
Durbin Interchange Amendment
De novo banks
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System, Office of Management & Budget (OMB), Labor - Dept of (DOL), Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Cecelia |
Calaby |
|
|
|
Hugh |
Carney |
|
|
|
James |
Chessen |
|
|
|
Kenneth |
Clayton |
|
|
|
Richard |
Cook |
|
|
|
Robert |
Davis |
|
|
|
Denyette |
DePierro |
|
|
|
Edwin |
Elfmann |
|
|
|
Timothy |
Keehan |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Robert |
Nichols |
|
|
|
Joseph |
Pigg |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
|
Robert |
Strand |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BNK
16. Specific lobbying issues
H.R. 1667, Financial Institution Bankruptcy Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Kenneth |
Clayton |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
|
Daniel |
Martini |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
CDFI and BEA FY 18 Funding
NIST FY 18 Funding
Sec. 904 and Sec. 908 of H.R. 3354
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Kenneth |
Clayton |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Americans with Disabilities Act
Tailored Regulation
H.J.Res.111/S.J.Res.47
S.J.Res.57
H.R. 394/S.85, Restoring Access to Medication Act of 2017
H.R.35, Health Savings Act of 2017
H.R.1476, The Native American Health Savings Improvement Act
H.R.1457, MOBILE Act of 2017
H.R. 1175/ S. 403, The Health Savings Act of 2017
H.R. 4028, PROTECT Act of 2017
H.R. 4978 / S. 2410, Chronic Disease Management Act of 2018
Arbitration Clauses in Financial Contracts
Fair Lending Laws
Small Dollar Lending
Military Lending Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
James |
Chessen |
|
|
|
Kenneth |
Clayton |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Kevin |
McKechnie |
|
|
|
Adam |
Noah |
|
|
|
Joseph |
Pigg |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
Patent Reform
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Robert |
Nichols |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ECN
16. Specific lobbying issues
Interest Rate Policies
Monetary Policy
Interest on Excess Reserves
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
Cecelia |
Calaby |
|
|
|
Robert |
Strand |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R.1595, the Mutual Bank Capital Opportunity Act
H.R. 3772, Expanding Proven Financing for American Employers Act
H.R. 5756, To require the Securities and Exchange Commission to adjust certain resubmission thresholds for shareholder proposals
Swap dealer registration
Asset Management
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
Hugh |
Carney |
|
|
|
Cecelia |
Calaby |
|
|
|
Richard |
Cook |
|
|
|
Robert |
Davis |
|
|
|
Edwin |
Elfmann |
|
|
|
Timothy |
Keehan |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Joseph |
Pigg |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
H.R. 1426/ S. 367, Federal Savings Association Charter Flexibility Act of 2017
H.R. 5266, The Financial Product Safety Commission Act
S. 105, Consumer Financial Protection Board Act of 2017
S. 387, The CFPB Accountability Act of 2017
H.R. 2553, TABS Act of 2017
BCFP Oversight
Federal Reserve System Reform
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Robert |
Davis |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Robert |
Nichols |
|
|
|
Adam |
Noah |
|
|
|
Joseph |
Pigg |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
Cybersecurity
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Denyette |
DePierro |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Robert |
Nichols |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
|
James |
Chessen |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
H.R.1153, the Mortgage Choice Act of 2017 (clarifies the QM rules points and fees test).
S. 838/H.R. 1958, PACE Act of 2017
S. 1315, Relationship Lending Preservation Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
Robert |
Davis |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
S. 563/H.R. 1422, the Flood Insurance Market Parity and Modernization Act
H.R. 2246, Taxpayer Exposure Mitigation Act of 2017
H.R. 2565, to require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act.
H.R. 2874, 21st Century Flood Reform Act
H.R. 2875, National Flood Insurance Program Administrative Reform Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Robert |
Davis |
|
|
|
Edwin |
Elfmann |
|
|
|
Sarah |
Ferman |
|
|
|
Daniel |
Martini |
|
|
|
Kevin |
McKechnie |
|
|
|
Robert |
Nichols |
|
|
|
Adam |
Noah |
|
|
|
Joseph |
Pigg |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
Fair Labor Standards Act Changes
H.R. 2823/S. 1321, Affordable Retirement Advice Protection Act
17. House(s) of Congress and Federal agencies Check if None
Labor - Dept of (DOL), U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
Cecelia |
Calaby |
|
|
|
Edwin |
Elfmann |
|
|
|
Timothy |
Keehan |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LAW
16. Specific lobbying issues
Anti-Money Laundering/BSA
H.R. 6068, The Counter Terrorism and Illicit Finance Act
S. 626, The CFPB-IG Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code POS
16. Specific lobbying issues
H.R. 756, the Postal Reform Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Robert |
Nichols |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
H.R. 3857, Protecting Advice for Small Savers Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
Richard |
Cook |
|
|
|
Edwin |
Elfmann |
|
|
|
Timothy |
Keehan |
|
|
|
Daniel |
Martini |
|
|
|
Robert |
Nichols |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
H.R. 4743 / S. 2283, Small Business 7a Lending Oversight Reform
S. 1056, Veteran Small Business Export Promotion Act
Small Business Lending
Small Business Loan Reporting
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Wayne |
Abernathy |
|
|
|
James |
Ballentine |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Adam |
Noah |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Eliminating the Credit Unions Tax Exemption
H.R. 1, Tax Cuts and Jobs Act
H.R. 2339, the Capital Access for Small Business Banks Act of 2017
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Ballentine |
|
|
|
William |
Boger |
|
|
|
James |
Chessen |
|
|
|
Robert |
Davis |
|
|
|
Edwin |
Elfmann |
|
|
|
Daniel |
Martini |
|
|
|
Kevin |
McKechnie |
|
|
|
Adam |
Noah |
|
|
|
Robert |
Nichols |
|
|
|
Joseph |
Pigg |
|
|
|
Joan |
Saenz-Gregory |
|
|
|
Lawrence |
Seyfried |
|
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
| Address |
|
||||||
| City |
|
State |
|
Zip Code |
|
Country |
|
21. Client new principal place of business (if different than line 20)
| City |
|
State |
|
Zip Code |
|
Country |
|
22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
|
|
||||||||
| 1 |
|
3 |
|
||||||
| 2 |
|
4 |
|
ISSUE UPDATE
24. General lobbying issue that no longer pertains
|
|
|
|
|
|
|
|
|
AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
||||||||||||
| ||||||||||||||
|
||||||||||||||
26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
| ||||||||||||||
|
% | |||||||||||||
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |