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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1608 RHODE ISLAND AVENUE, NW |
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City | WASHINGTON |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 39358-12
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6. House ID# 307040000
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TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: J. Gary Falle, Associate Vice President, Office of Federal Governmental Relations |
Date | 01/20/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
H.R. 2997, Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2010: funding for the Center for Advanced Viticulture and Tree Crop Research, the Minor Use Drug Program (NRSP-7), the Animal Health and Disease Research Program, the Food Animal Residue Avoidance Databank, and a Fire Informatics and Real-time Environmental Sensor Network in the Lake Tahoe Basin
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ANI
16. Specific lobbying issues
HR 1326, The Great Ape Protection Act: issues concerning proposed limitations on such research and definition of "invasive" research
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Langdon-Gray |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H.R. 2847, Commerce, Justice, Science, and Related Agencies Appropriations Act, 2010: funding for NSF (National Science Foundation), NIST (National Institute of Standards and Technology, NOAA (National Oceanic and Atmospheric Administration), NASA (National Aeronautics and Space Administration)
H.R. 3293, Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2010: funding for the Health Resources and Services Administration, education programs, and for National Institute for Occupational Safety and Health (NIOSH) Education and Research Centers (ERCs)
H.R. 2996, Department of the Interior, Environment, and Related Agencies Appropriations Act, 2010: funding for the National Endowment for the Arts and the National Endowment for the Humanities
H.R. 2892/S. 1298, Department of Homeland Security Appropriations Act, 2010: provisions related to E-Verify electronic employee verification program
H.R. 3326, Department of Defense Appropriations Act, 2010: funding for defense research, Defense Microelectronics Agency, and other programs
H.R. 3288, Transportation, Housing and Urban Development, and Related Agencies Appropriations Act, 2010: funding for the Health Resources and Services Administration
H.R. 2997, Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations Act, 2010: funding provisions for the National Institute on Food and Agriculture
S. 1436, Energy and Water Development and Related Agencies Appropriations Act, 2010: funding for the Department of Energy Office of Science
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Gary |
Falle |
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Carolyn |
Henrich |
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Elizabeth |
Langdon-Gray |
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Kamala |
Lyon |
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Lars |
Walton |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPI
16. Specific lobbying issues
Policy and funding issues regarding wireless devices to monitor health and the environment
17. House(s) of Congress and Federal agencies Check if None
Health & Human Services - Dept of (HHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
H.R. 1260, Patent Reform Act of 2009: entire bill
S. 515, Patent Reform Act of 2009: entire bill
S. 1373, Federal Research Public Access Act of 2009: intellectual property issues
Intellectual property protections relating to clean energy technology development and technology transfer issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Gary |
Falle |
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Kamala |
Lyon |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
H.R. 3326, Department of Defense Appropriations Act, 2010: funding for Defense-wide RDT&E (Research, Development, Test & Evaluation) programs, especially for Combating Terrorism Technology Support
Issues concerning Defense Advanced Research Projects Agency (DARPA) agency structure, faculty as program managers, funding, and other University of California concerns
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Defense - Dept of (DOD), Defense Advanced Research Projects Agency (DARPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovaca |
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David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ECN
16. Specific lobbying issues
Policy and funding issues concerning the Transportation-HUD (Housing and Urban Development)-EPA (Environmental Protection Agency) task force on Smart Growth and housing
17. House(s) of Congress and Federal agencies Check if None
Housing & Urban Development - Dept of (HUD)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
S. 473, Senator Paul Simon Study Abroad Foundation Act of 2009: entire bill
S. 729, The Development, Relief, and Education for Alien Minors Act of 2009 (The DREAM Act): entire bill
S. 1714, Open College Textbook Act of 2009: entire bill
H.R. 3359, US and the World Education Act: entire bill
H.R. 3221, Student Aid and Fiscal Responsibility Act of 2009: entire bill, especially policy and funding issues concerning restructuring of Federal Student Loan program
H.R. 1751, American Dream Act: entire bill
Policy and funding issues regarding impact of changes in the Higher Education Act on universities
Funding for International Education and Language Training programs
Issues regarding appointments to the U.S. Department of Education's National Advisory Committee on Institutional Quality and Integrity
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Education - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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Gary |
Falle |
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Carolyn |
Henrich |
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Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
H.R. 3183/S. 1436, Energy and Water Development and Related Agencies Appropriations Act, 2010: funding for Department of Energy Office of Science basic research programs, EERE (Energy Efficiency and Renewable Energy) programs for development of renewable energy/alternative fuels and Energy Innovation Hubs, and for the Isotope Production & Distribution Account for replacing the defective isotope production system at the UC Davis McClellan Nuclear Radiation Center
S. 1733, Clean Energy Jobs and American Power Act: funding for R&D (Research and Development), the Advanced Research Projects Agency - Energy (ARPA-E) and Energy Innovation Hubs
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Gary |
Falle |
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Kim |
Kovacs |
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David |
Schroeder |
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Michael |
Telson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENV
16. Specific lobbying issues
Policy and funding issues concerning the Transportation-HUD (Housing and Urban Development)-EPA (Environmental Protection Agency) task force on Smart Growth
Issues regarding legislation to update the Toxic Substance Control Act (ToSCA) of 1976 concerning some domestically-produced and imported chemicals
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, Environmental Protection Agency (EPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 3962, Affordable Health Care for America Act: Title I - Improving Healthcare Value; Title II - Medicare Improvements; Title III - Promoting Primary Care; Title IV - Quality; Title V - Medicare GME; Title VI - Program Integrity; Title VII - Medicaid and SCHIP; Title VIII - Revenue; Title II Workforce; Title III - Prevention and Wellness; teaching hospital provisions; tax and finance issues; and funding for new medical school at University of California Riverside
Chairman's Mark, America's Healthy Future Act of 2009, Title I - Health Care Coverage; Title II - Promoting Disease Prevention and Wellness; Title III Improving Quality and Efficiency of Health Care; Title IV - Transparency and Program Integrity
H.R. 3590, Patient Protection and Affordable Care Act of 2009: Title I - Coverage; Title II - Public Programs; Title III - Quality; Title IV - Prevention; Title V - Workforce; Title VII - Medical Therapies; Title IX Revenue ; Teaching Hospital provisions; tax and finance issues
S. 1679, Affordable Health Choices Act: follow-on biologics: reasonable time to hold exclusivity
H.R. 3293, Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2010: funding for Department of Education programs and NIH (National Institutes of Health) research; funding for medical equipment at the UC Davis Medical Center emergency department
H.R. 3134, Healthcare Innovation Zone Program Act of 2009: entire bill
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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Karl |
Engelbach |
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Gary |
Falle |
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Kamala |
Lyon |
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Barbara |
Perry |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INT
16. Specific lobbying issues
Development of new land conservation areas adjacent to urban areas
Development of wireless monitoring devices for Santa Monica Mountains National Recreation Area
17. House(s) of Congress and Federal agencies Check if None
Interior - Dept of (DOI), Natl Park Service (NPS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MED
16. Specific lobbying issues
Issues regarding the expansion of clinical trials to underrepresented populations
17. House(s) of Congress and Federal agencies Check if None
Health & Human Services - Dept of (HHS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MMM
16. Specific lobbying issues
H.R. 3961, Medicare Physician Payment Reform Act of 2009: entire bill
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Brown |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
H.R. 21, Oceans Conservation, Education and National Strategy for 21st Century Act: ocean and costal research
H.R. 2407, National Climate Service Act of 2009: NOAA (National Oceanic and Atmospheric Administration) climate and ocean research
H.R. 2454, American Clean Energy and Security Act of 2009: implementation of National Climate Service, Climate Research and Observations: greenhouse gas emission atmospheric verification
S. 1252, Oceans and Human Health Reauthorization Act of 2009: development of marine natural products and pharmaceuticals, and implementation mechanisms
H.R. 2847, Commerce, Justice, Science, and Related Agencies Appropriations Act, 2010: funding for NSF (National Science Foundation) research, NOAA Geodesy Research climate and ocean research, NASA (National Aeronautics and Space Administration) Earth Sciences research; NIST (National Institute of Standards and Technology) satellite altimetry and ocean color, the National Textile Center, studies of disease reduction in Klamath River salmon, and Southwest Fisheries Science Center (SWFSC) building construction
H.R. 2996, Department of the Interior, Environment, and Related Agencies Appropriations Act, 2010: funding for wildfire research
H.R. 3326, Department of Defense Appropriations Act, 2010: US Navy research and ship operations
H.R. 3183/S. 1436, Energy and Water Development and Related Agencies Appropriations Act, 2010: Department of Energy nonproliferation and verification research, US Army Corps of Engineers (USACE) coastal research and monitoring
S. 1539, Greenhouse Gas Observation and Analysis System Act: extramural research
S. 1451, FAA (Federal Aviation Administration) Air Transportation Modernization and Safety Improvement Act: unmanned aircraft systems provisions
S. 1538, Black Carbon and Other Aerosols Research Act of 2009: extramural research
H.R. 2647, National Defense Authorization Act for Fiscal Year 2010: US Navy research and ship operations
S. 1033, National Defense Authorization Act for Fiscal Year 2010: US Navy research and ship operations
S. 1733, Clean Energy Jobs and American Power Act: implementation of National Climate Service, Climate Research and Observations, greenhouse gas emission atmospheric verification
H.R. 3293, Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Act, 2010: funding for the National Institute for Occupational Safety and Health (NIOSH) Education and Research Centers (ERCs)
Requesting support for a delegation letter in favor of locating a Navy research vessel at Scripps Institution of Oceanography
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Army - Dept of (Corps of Engineers), Environmental Protection Agency (EPA), Natl Institute of Standards & Technology (NIST), Natl Oceanic & Atmospheric Administration (NOAA), Natl Science Foundation (NSF), Navy - Dept of, Office of Science & Technology Policy (OSTP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Karl |
Engelbach |
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Gary |
Falle |
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Kamala |
Lyon |
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Kathleen |
Ritzman |
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David |
Schroeder |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
HR 3590, The Patient Protection and Affordable Care Act of 2009: tax and financing issues
Chairman's Mark, America's Healthy Future Act of 2009: tax and financing issues
HR 3962, The Affordable Healthcare for America Act of 2009: tax and financing issues
HR 690/S. 144, MOBILE Cell Phone Act of 2009: Cell Phone Listed Property issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kamala |
Lyon |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
Surface Transportation authorization bill: funding for UC Davis transportation research and campus transit-related infrastructure needs
Policy and funding issues concerning the Transportation-HUD (Housing and Urban Development)-EPA (Environmental Protection Agency) task force on Smart Growth and High Speed Rail development
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code VET
16. Specific lobbying issues
Issues related to Veterans Administration land use and enhanced sharing agreements
17. House(s) of Congress and Federal agencies Check if None
Veterans Affairs - Dept of (VA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |