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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 1717 Pennsylvania Ave. NW |
Address2 | Suite 350 |
| City | Washington D.C |
State | DC |
Zip Code | 20006 |
Country | USA |
3. Principal place of business (if different than line 2)
| City | Washington D.C |
State | DC |
Zip Code | 20006 |
Country | USA |
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5. Senate ID# 11082-12
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6. House ID# 330660000
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| TYPE OF REPORT | 8. Year | 2020 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Connor Garvey |
Date | 2/3/2021 11:44:20 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Feb. 1, 2021CII letter to FTC on premerger notification proposal
Jan. 13, 2021CII letter to SEC on Nasdaq proposal relating to direct listings
Jan. 7, 2021CII letter to SEC on Nasdaq proposal relating to SPACs
Dec. 30, 2020CII letter to the SEC supporting Nasdaq's Proposed Listing Standard on Board Diversity
Dec. 17, 2020CII letter to IFRS Foundation on Sustainability Reporting
Attachment: Responses to Questions for Consultation in the IFRS Foundation Consultation Paper on Sustainability Reporting
Dec. 11, 2020Joint letter to the Treasury Department's Office of Foreign Assets Control on the Presidential Executive Order on Chinese Companies with Military Ties
Dec. 11, 2020CII letter to Roblox regarding its adoption of a seven-year time-based sunset
Dec. 9, 2020CII letter to Affirm Holdings regarding its adoption of a seven-year time-base sunset
Dec. 9, 2020CII letter to Wish regarding its adoption of a seven-year time-based sunset
Dec, 3, 2020CII letter to DoorDash on time-based sunset provisions for super-voting share classes
Dec, 3, 2020CII letter to SEC on auditor independence rules
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Federal Trade Commission (FTC)
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
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Mahoney |
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General Counsel |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
| Address |
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State |
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Zip Code |
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Country |
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21. Client new principal place of business (if different than line 20)
| City |
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State |
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Zip Code |
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Country |
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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3 |
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4 |
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% | |||||||||||||
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
| Lobbyist Name | Description of Offense(s) |