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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 600 14th STREET, NW |
Address2 | Suite 300 |
City | WASHINGTON |
State | DC |
Zip Code | 20005-2012 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 19877-12
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6. House ID# 311230000
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TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Christopher A. Padilla, Vice President, Governmental Programs |
Date | 11/14/2011 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
Basic Research funding for Dept. of Energy, Office of Science
S.3800, Department of Defense Appropriations Act, 2011 - Trusted Foundry
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Office of Science & Technology Policy (OSTP)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
PJ |
Edington |
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Lauren |
Phelps |
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Adrienne |
Rhone |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPI
16. Specific lobbying issues
S. 139, Data Breach Notification Act - data security
S. 773, Cybersecurity Act of 2009 - cybersecurity, critical infrastructure protection
S. 921. United States Information and Communications Enhancement Act of 2009 -- FISMA Reform & Cybersecurity of Government Systems
S.1438, Fostering a Global Response to Cyber Attacks Act -- cybersecurity, cybercrime
S.1490, Personal Data Privacy and Security Act of 2009 - data security & privacy
S.3155/H.R. 4962, International Cybercrime Reporting and Cooperation Act - cybersecurity, cybercrime
S. 3193, International Cyberspace & Cybersecurity Coordination Act of 2010, cybersecurity -- cybercrime
S 3454, National Defense Authorization Act for Fiscal Year 2011, cybersecurity, acquisition requirements and supply chain
S. 3480/H.R. 5548, Protecting Cyberspace as a National Asset Act -- Sec 253, supply chain strategy and acquisition
requirements, critical infrastructure protection and liability provisions
S 3538 National Cyber Infrastructure Protection Act of 2010 - cybersecurity and critical infrastructure protection
S 3579 Data Security Act of 2010 - data breach notification, cybersecurity policies
S 3742 Data Security and Breach Notification Act of 2010
H.R. 4900, Federal Information Security Amendments Act of 2010 - FISMA reform, cybersecurity, acquisition reform and
supply chain
HR 5136, National Defense Authorization Act for Fiscal Year 2011 - Sec 1702, FISMA Reform, cybersecurity, acquisition
requirements and supply chain
H.R. 5247, Executive Cyberspace Authorities Act of 2010 - cybersecurity
Issues relating to the creation of a consistent national framework for protecting personal and financial information and for
disclosures and remedies in the event of data breaches or loss of information
Issues related to global engagement and coordination on cybersecurity, product assurance, certification regimes and
international standards
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Defense - Dept of (DOD), Natl Security Agency (NSA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Katie |
Ignaszewski |
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Jay B. |
Perron |
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Lauren |
Phelps |
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Timothy |
Sheehy |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
S. 515/H.R. 1260, Patent Reform Act of 2009
- Willfulness Damages
- Amendment to exclude Tax Method Patents
S. 515/H.R. 1260, Patent Reform Act of 2009 (cont.)
- USPTO Fee Setting Authority
- Inter Partes Review
- Venue
- First Inventor to File
S.3689, Copyright Cleanup, Clarification, and Corrections Act of 2010 - technical amendments
S.3804, Combating Online Infringement and Counterfeits Act - scope of copyright law
H.R.4899, Supplemental Appropriations Act, 2010 - USPTO Funding
H.R. 5322, Patent and Trademark Office Funding Stabilization Act of 2010 - PTO Funding
End User Licenses and First Sale Doctrine
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO),
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Dana |
Gray |
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Edgar |
McCulloch |
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Jay B. |
Perron |
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Timothy |
Sheehy |
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Marcus |
Williams |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
S. 3454, National Defense Authorization Act for Fiscal Year 2011 - cybersecurity, acquisition requirements and supply chain
S.3800, Department of Defense Appropriations Act, 2011 - Focus Center Research Program, Trusted Foundry Programs
H.R. 5136, National Defense Authorization Act for Fiscal Year 2011 - Sec 1702, FISMA Reform, cybersecurity, acquisition
requirements and supply chain
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, Defense - Dept of (DOD), Natl Security Agency (NSA), Office of Science & Technology Policy (OSTP), U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
PJ |
Edington |
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Katie |
Ignaszewski |
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Adrienne |
Rhone |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
Energy Grand Challenges
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mark |
O'Riley |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
S. 3217, Restoring American Financial Stability Act of 2010 - scope of the systemic risk legislation
HR. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act (as S3217) - derivative reform, captive finance, proxy
access
Proposed Rule: Facilitating Shareholder Director Nominations
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Dana |
Gray |
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Edgar |
McCulloch |
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Edmund |
Perry |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 3590, Patent Protection and Affordable Care Act, impact on IBM and its employees
H.R. 3962, Preservation of Access to Care for Medicare Beneficiaries and Pension Relief Act of 2010,
impact on IBM & its employees
H.R. 4872, Health Care and Education Reconciliation Act of 2010 - impact on IBM and its employees
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Edgar |
McCulloch |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
Supply Chain Security
Critical Infrastructure Protection
Cybersecurity Policy / Information Sharing
S.3480/H.R.5548, Protecting Cyberspace as a National Asset Act of 2010 - DHS authority, critical infrastructure protection,
public private partnership, supply chain security
S.3607, Department of Homeland Security Appropriations Act, 2011
- Automated Commercial Environment
- Citizenship & Immigration Services (CIS) Modernization
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS),
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Cheryl |
Bruner |
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Katie |
Ignaszewski |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
Fair Labor Standards Act
- Workforce Flexibility
- Exemptions
- Hours Worked
S. 3217, H.R. 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act (PL 111-203) - Pension provisions
S.3254/H.R.5107, Employee Misclassification Prevention Act - FLSA amendments; impact on IBM and its employees
H.R.2981 - Employment Non-Discrimination Act of 2009 - hiring
H.R.4213, American Jobs and Closing Tax Loopholes Act of 2010
- Benefits
H.R. 5663, Robert C. Byrd Miner Safety and Health Act of 2010 - OSHA
Immigration Reform
Competition Policy
Equal Employment Opportunity and Disability Issue Compliance
- ADAAA Implementation and Regulatory Reform Efforts
- OFCCP Implementation of 1973 Rehabilitation Act provisions
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Equal Employment Opportunity Commission (EEOC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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David |
Barnes |
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Dana |
Gray |
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Adrienne |
Rhone |
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Meredith |
Singer |
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George |
Southworth |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
S. 3605 / H.R.5116/H.R.5325, America COMPETES Reauthorization Act [of 2010]
- Nanoelectronics / Nanotechnology
- National Nanotechnology Initiative Reauthorization
S. 3605 / H.R.5116/H.R.5325, America COMPETES Reauthorization Act [of 2010] (cont.)
- R&D funding
- High Performance Computing
- STEM [Science, Technology, Engineering, and Mathematics] Education
Draft Bill, "The Surface Transportation Authorization Act of 2009 Innovation" (R&D Funding)
High Performance Computing
R&D funding, collaboration and deployment of Intelligent Transportation Systems
Issues related to cybersecurity R&D, national strategic plan for near and long term research objectives, international
collaboration on cybersecurity R&D
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Office of Special Counsel
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Timothy |
Sheehy |
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PJ |
Edington |
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Katie |
Ignaszewski |
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Mark |
O'Riley |
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Lauren |
Phelps |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
S.1934/H.R.3933, Foreign Account Tax Compliance Act of 2009 - foreign income reporting
S.3018, Bipartisan Tax Fairness and Simplification Act of 2010 - tax reform
S.3217, Restoring American Financial Stability Act of 2010 - Executive Compensation/Proxy Rules
S. 3816, Creating Jobs and Ending Offshoring Act - international tax provisions
H.R.1083, Business Activity Tax Simplification Act of 2009 and P.L. 86-272 - federal preemption
H.R.1586, The FAA Air Transportation Modernization and Safety Improvement Act - Senate amendment 4575 with
international tax offsets
H.R.2110, Mobile Workforce State Income Tax Fairness and Simplification Act - multistate taxation
H.R.4213, The American Jobs and Closing Tax Loopholes Act of 2010 - tax extenders
H.R.5013, Implementing Management for Performance and Related Reforms to Obtain Value in Every Acquisition Act of 2010,
to repeal S.511 of the Tax Increase and Prevention Act and related IRS notice 2008-38
H.R. 5715, Lifelong Learning Accounts Act of 2010 - employee learning accounts
H.R. 5893, Investing in American Jobs and Closing Tax Loopholes Act of 2010 - international tax provisions
Deferral, foreign tax credit rules and H.R. 3970 (110th Cong.), "Tax Reduction and Reform act of 2007"
Treasury "Check-the-Box" Entity Classification Regulations
Treasury Reg. Section 338 on denial of foreign credits for covered asset acquisitions
Treasury Reg. Section 956 on foreign tax credit planning
Contract manufacturing in 954(d) and Treasury regs 1.954-3
Economic substance doctrine codification and modification
Support Centers Excise Tax
Treasury cost-sharing regulations under 1.482-7T (g)
Bilateral tax treaties for Spain, Singapore, Korea, China, India and Brazil
OECD Guidelines on taxation of cross-border services, business restructuring and permanent establishment
Bonus depreciation
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Internal Revenue Service (IRS)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Linda |
Evans |
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Dana |
Gray |
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Edgar |
McCulloch |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TEC
16. Specific lobbying issues
S. 3304, Twenty-First Century Communications and Video Accessibility Act of 2010 - accessibility
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
PJ |
Edington |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
Highway and transit funding - Reauthorization
- Intelligent transportation systems and technologies
17. House(s) of Congress and Federal agencies Check if None
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
Ignaszewski |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
S.2799/H.R. 2194, Comprehensive Iran Sanctions, Accountability, and Divestment Act of [2009(S)/2010(H)]
Definitions/List of Sanctions
S.2821/H.R.3012, TRADE Act of 2009
- Review and implementation of FTAs
S. 3505, China Fair Trade Act of 2010
- government procurement
H.R.2378, Currency Reform for Fair Trade Act
- countervailing duties
H.R. 4866, Rare Earths Supply-Chain Technology and Resources Transformation Act of 2010
- Re-establishment of rare earth minerals domestic supply chain
H.R. 5312, Reciprocal Government Procurement with China Creates American Jobs Act
- government procurement
draft legislation: Technology Security and Antiboycott Act
U.S.- Columbia Free Trade Agreement
U.S.- Korea Free Trade Agreement
U.S. - Panama Free Trade Agreement
WTO-Doha Development Agenda
- WTO GATS Negotiations
China
- Policy and bi-lateral trade issues
Computer Hardware Controls Weighted Teraflops on Systems and Technology
Export Regulation
Encryption Reform
India Telecom Security
Intra-Company Transfer (ICT)
Digital Economy Trade Agreements
Russian bi-lateral trade issues
Trans-Pacific Partnership (TPP)
- Data Privacy
- Digital Economy
- Trade in Services
Asia Pacific Economic Cooperation (APEC)
- Innovation
- Digital Economy
Conflict Minerals
Rare Earth Minerals
WTO GATS ICT Pluralateral
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), State - Dept of (DOS), Treasury - Dept of, U.S. Trade Representative (USTR)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Padilla |
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Steven |
Stewart |
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Edward |
Gillespie |
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Debra |
Marks |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 3 | 5 |
2 | 4 | 6 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 5 | 9 |
2 | 6 | 10 |
3 | 7 | 11 |
4 | 8 | 12 |