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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1201 F STREET, NW, #450 |
Address2 | |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City | New York |
State | NY |
Zip Code | 10010 |
Country | USA |
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5. Senate ID# 62596-12
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6. House ID# 354540000
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TYPE OF REPORT | 8. Year | 2009 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Mary Lynne Whalen, Managing Director |
Date | 07/20/2009 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
S. 506 - Stop Tax Haven Abuse Act of 2009
H.R. 1265 - Stop Tax Haven Abuse Act of 2009
17. House(s) of Congress and Federal agencies Check if None
Treasury - Dept of, U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mary L. |
Whalen |
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Joseph L. |
Seidel |
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Michael W. |
Williams |
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John A. |
Anderson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse Group is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
H.R. 787 - To make improvements in the Hope for Homeowners Program, and for other purposes
H.R.1106 - To prevent mortgage foreclosures and enhance mortgage credit availability.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES,
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mary L. |
Whalen |
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Joseph L. |
Seidel |
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Michael W. |
Williams |
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John A. |
Anderson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse Group is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code AGR
16. Specific lobbying issues
H.R. 272 - Derivatives Trading Integrity Act of 2009
H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009
S. 447 - A bill to amend the Commodity Exchange Act
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Reserve System, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mary L. |
Whalen |
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Joseph L. |
Seidel |
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Michael W. |
Williams |
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John A. |
Anderson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse Group is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 786 - To make permanent the temporary increase in deposit insurance coverage
PL 111-8 American Recovery and Reinvestment Act of 2009 - implementation provisions related to net operating loss; Housing provisions related to mortgage servicing
Administrations white paper on financial regulatory reform
Implementation of Term Asset Back Loan Facility
Implementation of Public Private Investment Program
S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule
SEC release no. 34-59748, File # 57-08-09- proposal to amend SEC "Uptick" Rule
SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09;
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), U.S. SENATE, Treasury - Dept of, Natl Economic Council (NEC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mary L. |
Whalen |
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Joseph L. |
Seidel |
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Michael W. |
Williams |
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John A. |
Anderson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse Group is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
Draft legislation related to Energy Market Transparency Act of 2009
Draft legislation related to American Clean Energy Leadership Act of 2009
S. 672 - The Natural Gas and Electricity Review and Enforcement Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mary L. |
Whalen |
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Joseph L. |
Seidel |
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Michael W. |
Williams |
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John A. |
Anderson |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Credit Suisse Group is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |