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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1615 L street, NW, suite 450 |
Address2 |
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City | Washington |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 401104925-12
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6. House ID# 440840001
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TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Gynnie Robnett |
Date | 11/15/2018 12:15:24 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Financial Technology ("Fintech")
H.R. 10, Financial CHOICE Act
H.R. 1153, the "Mortgage Choice Act"
H.R. 3072, the "Bureau of Consumer Financial Protection Examination and Reporting Threshold Act of 2017"
H.R. 4537, the "International Insurance Standards Act of 2017"
H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017″
HR 3746 -- Business of Insurance Regulatory Reform Act of 2017
HR 4439 -- Modernizing Credit Opportunities Act
HR 4545 -- Financial Institutions Examination Fairness and Reform Act
HR 4566 -- Alleviating Stress Test Burdens to Help Investors Act
HR 4607 -- Comprehensive Regulatory Review Act
HR 5323 -- Derivatives Fairness Act
Nominations for SEC, CFTC, FDIC
S. 1020, the Carried Interest Fairness Act
S. 2155 -- Economic Growth, Regulatory Relief, and Consumer Protection Act
SEC fiduciary rule
Substitute Amendment to S. 2155
Treasury department review of financial regulations
Brokaw bill
HR 5877 -- Main Street Growth Act
Small Business Lending Discrimination
HR 5534 Give Useful Information to Define Effective Guidance (GUIDE) Act
HR 6743 Consumer Information Notification Requirement Act
Nomination of Brett Kavanaugh to US Supreme Court
Nomination of Eric Dreiband as AAG at DOJ
HR 6972 Consumers First Act
S 3503 American Housing and Economic Mobility Act
H.R.3555 - Exchange Regulatory Improvement Act
H.R.6021 - Small Business Audit Correction Act of 2018
H.R.6177 - Developing and Empowering our Aspiring Leaders Act of 2018
H.R.6319 - Expanding Investment in Small Businesses Act
H.R.6322 - Enhancing Multi-Class Stock Disclosures Act
H.R.6324 - Middle Market IPO Underwriting Cost Act
H.R.6320 - Promoting Transparent Standards for Corporate Insiders Act
H.R.6323 - Senior Security Act of 2018
S.488 - JOBS and Investor Confidence Act of 2018
H.R.5059 - State Insurance Regulation Preservation Act
H.R.2128 - Due Process Restoration Act of 2017
H.R.6741 - Federal Reserve Reform Act of 2018
H.R.6745 - ACCESS Rural America Act
H.R.5381 - GRATER Act of 2018
Interagency rule regarding the implementation of CECL accounting rules
Reg BI
De minimis exemption is a critical element of the swap dealer rule
Whistleblower program
Volcker ruke amendments
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Office of the Comptroller of the Currency (OCC), Securities & Exchange Commission (SEC), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
PhD |
Joint Economic Committee of the US Senate from August 2007 to September 2008 (?), Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
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Oscar |
Valdes Viera |
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Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
FSGG Appropriations
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
Authority of CFPB
CFPB Office of Fair Lending and Equal Opportunity
Funding of CFPB
H.R. 10, Financial CHOICE Act
H.R. 1153, the "Mortgage Choice Act"
H.R. 2570, the "Mortgage Fairness Act of 2017"
H.R. 3072, the "Bureau of Consumer Financial Protection Examination and Reporting Threshold Act of 2017"
H.R. 3299, the "Protecting Consumers Access to Credit Act of 2017"
HR 4439 -- Modernizing Credit Opportunities Act
Legislation affecting Consumer Financial Protection Bureau staffing
S. 2417 -- the Stopping Abuse & Fraud in Electronic (SAFE) Lending Act
SEC fiduciary rule
S.J. Res. 57, H.J. Res. 132 CRA for CFPB Guidance on Indirect Auto-Lending
S.J. Res 56/H.J. 122 CRA for CFPB Payday Rule
S. 387 -- Consumer Financial Protection Bureau Accountability Act of 2017
HR 1018 -- CFPB Constitutional Reform Act of 2017
HR 5534 Give Useful Information to Define Effective Guidance (GUIDE) Act
HR 6743 Consumer Information Notification Requirement Act
HR 6972 Consumers First Act
S 3503 American Housing and Economic Mobility Act
S.488 - JOBS and Investor Confidence Act of 2018
Reg BI
Whistleblower program
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Rion |
Dennis |
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Marcus |
Stanley |
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Oscar |
Valdes-Viera |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
H.R. 10, Financial CHOICE Act
H.R. 2585, the 21st Century Glass Steagall Act
HR 4545 -- Financial Institutions Examination Fairness and Reform Act
HR 4566 -- Alleviating Stress Test Burdens to Help Investors Act
HR 4607 -- Comprehensive Regulatory Review Act
HR 4771 -- Small Bank Holding Company Relief Act of 2018
HR 4790 -- Volcker Rule Regulatory Harmonization Act
HR 5323 -- Derivatives Fairness Act
Treasury department review of financial regulations
H.R.3555 - Exchange Regulatory Improvement Act
H.R.6021 - Small Business Audit Correction Act of 2018
H.R.6177 - Developing and Empowering our Aspiring Leaders Act of 2018
H.R.6319 - Expanding Investment in Small Businesses Act
H.R.6322 - Enhancing Multi-Class Stock Disclosures Act
H.R.6324 - Middle Market IPO Underwriting Cost Act
H.R.6320 - Promoting Transparent Standards for Corporate Insiders Act
H.R.6323 - Senior Security Act of 2018
S.488 - JOBS and Investor Confidence Act of 2018
H.R.5059 - State Insurance Regulation Preservation Act
H.R.2128 - Due Process Restoration Act of 2017
H.R.6741 - Federal Reserve Reform Act of 2018
H.R.6745 - ACCESS Rural America Act
H.R.5381 - GRATER Act of 2018
Interagency rule regarding the implementation of CECL accounting rules
Reg BI
De minimis exemption is a critical element of the swap dealer rule
Whistleblower program
Volcker rule amendments
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Office of the Comptroller of the Currency (OCC), Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Securities & Exchange Commission (SEC), Federal Reserve System
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marcus |
Stanley |
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Joint Economic Committee of the US Senate from August 2007 to September 2008, Office of Senator Boxer (D-CA) from September 2008 to September 2010 |
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Oscar |
Valdes Viera |
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Rion |
Dennis |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |