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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 101 CONSTITUTION AVE., NW SUITE 701B EAST |
Address2 |
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City | WASHINGTON |
State | DC |
Zip Code | 20001 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Minneapolis |
State | MN |
Zip Code | 55474 |
Country | USA |
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5. Senate ID# 302313-12
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6. House ID# 378270000
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TYPE OF REPORT | 8. Year | 2018 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Elizabeth Varley, Vice President, Federal Government Affairs |
Date | 7/20/2018 4:36:07 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 10 - Financial CHOICE Act of 2017; provisions relating to Rider 30e-3, SIFI designation, international capital standards, FIO restructuring, Senior$afe Act
H.R. 135 - Cyber Privacy Fortification Act of 2017; entire bill
H.R. 585 - Investor Choice Act of 2017; entire bill
H.R. 1585 - Fair Investment Opportunities for Professional Experts Act; entire bill
H.R. 1624 - Municipal Finance Support Act of 2017; entire bill
H.R. 1669 - Partnership to Build America Act of 2017; entire bill
H.R. 1670 - Infrastructure 2.0 Act; entire bill
H.R. 2396 - Privacy Notification Technical Clarification Act; entire bill
H.R. 3312 - Systemic Risk Designation Improvement Act of 2017; entire bill
H.R. 3973 - Market Data Protection Act of 2017; entire bill
H.R. 4061 - Financial Stability Oversight Council Improvement Act of 2017; entire bill
H.R. 4279 - Expanding Investment Opportunities Act; entire bill
H.R. 4790 - Volcker Rule Regulatory Harmonization Act; entire bill
H.R. 6068 - Counter Terrorism and Illicit Finance Act; entire bill
S. 647 - Mandatory Arbitration Transparency Act of 2017; entire bill
S. 1744 - Brokaw Act; entire bill
S. 1893 - Systemic Risk Designation Improvement Act of 2017; entire bill
S. 2499 - A Bill to Require the Financial Industry Regulatory Authority to Establish a Relief Fund to Provide Investors with the Full Value of Unpaid Arbitration Awards Issued Against Brokerage Firms or Brokers Regulated by the Authority; entire bill
Not Yet Introduced: Congressman Luetkemeyers data breach legislation
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Varley |
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Kathy |
Ireland |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
H.R. 35 - Health Savings Act of 2017; entire bill
H.R. 1175 - Health Savings Act of 2017; entire bill
H.R. 5138 - Bipartisan HSA Improvement Act of 2018; entire bill
S. 403 - Health Savings Act of 2017; entire bill
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Varley |
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Kathy |
Ireland |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
H.R. 372 - Competitive Health Insurance Reform Act of 2017; provisions relating to McCarran-Ferguson Act coverage for life, annuities, disability income insurance, long-term care insurance, and P/C insurance
H.R. 2997 - The 21st Century Aviation Innovation, Reform, and Reauthorization Act (AIRRACT); provisions relating to use of drones
H.R. 3746 - Business of Insurance Regulatory Reform Act of 2017; entire bill
H.R. 3762 - International Insurance Standards Act of 2017; entire bill
H.R. 3861 - Federal Insurance Office Reform Act of 2017; entire bill
H.R. 4537 - International Insurance Standards Act; entire bill
H.R. 5059 - State Insurance Regulation Preservation Act; entire bill
H.R. 5666 - Primary Regulators of Insurance Vote of 2018; entire bill
S. 1360 - International Insurance Capital Standards Accountability Act of 2017; entire bill
S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act; provisions relating to Volcker Rule, Senior $afe Act, asset thresholds
S. 2702 - Business of Insurance Regulatory Reform Act of 2018; entire bill
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Varley |
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Kathy |
Ireland |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code POS
16. Specific lobbying issues
H.R. 756 - Postal Service Reform Act of 2017; entire bill
S. 2629 - Postal Service Reform Act of 2018; entire bill
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Varley |
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Kathy |
Ireland |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
H.R. 1083 - American Savings Account Act of 2017; entire bill
H.R. 2030 - Savings Enhancement by Alleviating Leakage in 401(k) Savings (SEAL) Act; entire bill
H.R. 2823 - Affordable Retirement Advice for Savers Act; entire bill
H.R. 3758 - Senior $afe Act of 2017; entire bill
H.R. 3857 - Protecting Advice for Small Savers Act of 2017 or PASS Act of 2017; entire bill
H.R. 4523 - Automatic Retirement Plan Act of 2017; entire bill
H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017; entire bill
H.R. 4604 - Increasing Access to a Secure Retirement Act of 2017; entire bill
H.R. 4610 - Receiving Electronic Statements to Improve Retiree Earnings Act; entire bill
H.R. 4637 - Small Businesses Add Value for Employees Act of 2017 or SAVE Act; entire bill
H.R. 4997 - Giving Retirement Options to Workers Act of 2018 or the GROW Act; entire bill
H.R. 5282 - the Retirement Enhancement and Savings Act (RESA); entire bill
S. 223 - Senior $afe Act of 2017; entire bill
S. 940 - Shrinking Emergency Account Losses (SEAL) Act of 2017; entire bill
S. 1035 - Preserve Rights Of States and Political Subdivisions to Encourage Retirement Savings Act (PROSPERS Act); entire bill
S. 1321 - Affordable Retirement Advice Protection Act; entire bill
S. 1379 - Graduate Student Savings Act of 2017; entire bill
S. 1383 - Retirement Security Act of 2017; entire bill
S. 1861 - Automatic IRA Act of 2017; entire bill
S. 2526 - Retirement Enhancement and Savings Act of 2018; entire bill
S. 2753 - Commission on Retirement Security Act of 2018; entire bill
Not Yet Introduced: Savings Accounts legislation (Rep. Himes, Sen. Klobuchar)
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Varley |
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Kathy |
Ireland |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1262 - To amend the Internal Revenue Code of 1986 to clarify the tax treatment of certain life insurance contract transactions, and for other purposes; entire bill
H.R. 2181 - Insurance Company Tax Modernization and Parity Act of 2017; entire bill
S. 805 - A bill to impose a tax on certain trading transactions to invest in our families and communities, improve our infrastructure and our environment, strengthen our financial security, expand opportunity and reduce market volatility
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Elizabeth |
Varley |
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Kathy |
Ireland |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |