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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 3300 Mutual of Omaha Plaza |
Address2 |
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City | Omaha |
State | NE |
Zip Code | 68175 |
Country | USA |
3. Principal place of business (if different than line 2)
City | Omaha |
State | NE |
Zip Code | 68175 |
Country | USA |
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5. Senate ID# 26284-12
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6. House ID# 319910000
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TYPE OF REPORT | 8. Year | 2017 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Melissa Taylor |
Date | 1/17/2018 9:50:52 AM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
1210-AB32 - Fiduciary Rule definition
Defined Benefit plans - legislative changes
Defined Contribution Plans - legislative changes
S3471 - RESA - replace or repeal of state sponsored retirement plans
RISE Act - treatment of student loans, elimination of ROTH conversion, minimum distribution rules
S1321, HR 2823 Affordable Retirement Advice Protection Act, Affordable Advice for Savers Act - Fiduciary standard - liability under ERISA
HR 3857 - PASS Act of 2017 - Fiduciary Rule
HR 3596 - Rightsizing Pension Premiums Act of 2017 - PBGC premiums
HR 2030 - SEAL Act - 401(k) loan balance treatment at termination
HR 3499 - Automatic IRA Act of 2017 - Automatic IRA Program
Retirement Plan Simplification Act of 2017 - age requirements, savers credit, automatic enrollment safe harbor
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Cicely |
Tomlinson |
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Taylor |
Melissa |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
1210-AB39 - Claims Procedures for Plans providing Disability Benefits
DC HIX Discussion Draft - Amendments to PPACA
2016 - 11788 - Incentive Based Compensation Arrangements
Incentive Compensation Proposal - exempt insurance savings & loan companies from incentive-based compensation rule.
HR 3463/S3244 Aligning Children's Dental Coverage Act Dental plan rules
HR 3110/S1463 - Financial Stability Oversight Council Insurance Member Continuity Act - council membership
HR 3746 - Business of Insurance Regulatory Reform Act - insurance exclusion from CFPB
S1804/HR 676 -Medicare Reform - age requirements
S 1719 The RAISE Family Caregivers Act - National family caregiving strategy
Long-term care insurance tax incentives and premium oversight
HR 1628 - American Health Care Act - ACA Repeal and Replace
HR 10 - Financial CHOICE Act of 2017 - Dodd-Frank Act changes
HR 4225/S 2241 -Amendment to PPACA regarding state exchanges
Tri Agency Rule - hospital indemnity products.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Melissa |
Taylor |
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Cicely |
Tomlinson |
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Kersten |
Higgins |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
HR 1770 Data Security & Breach Notification Act/ HR 6032 Data Breach Insurance Act - national breach notification, safe-harbor provisions
HR 2205 and S961 - Data Security Act - information sharing, national data breach notification standards
17. House(s) of Congress and Federal agencies Check if None
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kersten |
Higgins |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Tax Reform - general tax treatment of insurance products
HR 1 - Reform to individual and corporate tax treatment
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Cicely |
Tomlinson |
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Kersten |
Higgins |
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James |
Nolan |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
Incentive Compensation - statutory authority
Overtime Rule - minimum salary level test, highly compensated requirements, minimum salary and compensation levels for exemptions.
Flexible Spending Accounts - proposals to increase FSA annual contribution limits
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Melissa |
Taylor |
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Cicely |
Tomlinson |
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Kersten |
Higgins |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |