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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1608 RHODE ISLAND AVENUE, NW |
Address2 |
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City | WASHINGTON |
State | DC |
Zip Code | 20036 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 39358-12
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6. House ID# 307040000
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TYPE OF REPORT | 8. Year | 2016 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: John G. Falle, Associate Vice President, University of California |
Date | 4/20/2016 1:22:25 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
FY17 Office of Science and Energy Efficiency and Renewable Energy budgets at Department of Energy
FY17 National Science Foundation budget
FY17 National Aeronautics and Space Administration budget
PL 114-113, Consolidated Appropriation Act, 2016
President's Budget for Fiscal Year 2017
FY 2017 Labor-HHS-Ed Appropriations; funding for the NIOSH Agriculture, Fishery, and Forrestry (AFF) Centers and NIOSH Education and Research Centers (ERCs); funding for research programs
FY 2017 Commerce Justice Science Appropriations; funding for research programs, funding for NSF fellows program
FY 2017 Appropriations funding for the Small Business Development Centers (SBDCs)
FY 2017 Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations; funding for agriculture research programs
FY17 Department of Energy, Office of Science, Fusion Energy Sciences Program budget
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Energy - Dept of, Natl Aeronautics & Space Administration (NASA), Natl Science Foundation (NSF)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Carter |
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Marjorie |
Duske |
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Gary |
Falle |
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Kamala |
Lyon |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
Intellectual property and commercialization of university research issues
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kamala |
Lyon |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
President's FY17 Budget Request, extramural research, research facilities
FY 2017 National Defense Authorization Act, mural research, research facilities
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Defense - Dept of (DOD)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kathleen |
Ritzman |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
S.590, H.R. 1310Campus Accountability and Safety Act, entire bill
S. 840, Student Loan Borrowers Bill of Rights, entire bill
S. 1102, HR 2364Protect Student Borrower Act of 2015, entire bill
H.R. 2680, HALT Campus Sexual Violence Act, entire bill
H.R. 4223, Protecting Our Students by Terminating Graduate Rates (POST) Act, entire bill
H.R. 3675, Student Borrower Fairness Act, entire bill
H.R. 4054, Ensuring Quality Education for Veterans Act, entire bill
H.R. 3988, Military and Veterans Education Protection Act, entire bill
H.R. 3786, Student Loan Fair Prepayment Act, entire bill
P.L. 114-95, Every Student Succeeds Act; implementation of teach preparation provisions
H.R. 1310, Campus Accountability and Safety Act, entire bill
H.R .3179, Empowering Students Through Enhanced Financial Counseling Act, entire bill
H.R. 4661, Parent PLUS Loan Improvement Act of 2016, entire bill
Higher Education Act Reauthorization Proposals, entire bill
S.108, Financial Aid Simplification and Transparency Act of 2015, entire bill
S.706SOS Campus Act, entire bill
Making appropriations for the Departments of Labor, Health and Human Services, and Education, and related agencies for the fiscal year ending September 30, 2017, and for other purposes; higher education programs
H.R. 4652, Clarity in Lending for Education and Repayment (CLEAR) Act, entire bill
Humanities Advocacy, funding for the National Endowment for Humanities
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Education - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Gary |
Falle |
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Carolyn |
Henrich |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
Clean Energy Manufacturing Innovation Institute on Smart Manufacturing; Support for smart manufacturing research program
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Marjorie |
Duske |
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Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code VET
16. Specific lobbying issues
S.2013, Los Angeles Homeless Veterans Leasing Act of 2016;
Enhanced Use Leases
H.R. 3484, Los Angeles Homeless Veterans Leasing Act of 2016;
Enhanced Use Leases
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Veterans Affairs - Dept of (VA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kim |
Kovacs |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
H.R. 4084, Nuclear Energy Innovation Capabilities Act, entire bill
S. 2012, Energy Policy Modernization Act of 2015, entire bill
H.R. 3293, Scientific Research in the National Interest Act, entire bill
H.R 1806, America COMPETES Reauthorization Act of 2015; climate research and earth observations
H.R. 2744, Integrated Coastal and Ocean Observation System Act Amendments of 2015; climate and coastal observation research, earth observing
H.R. 1561, Weather Research and Forecasting Innovation Act of 2015; climate and coastal observation research, earth observing
H.R. 813, FORECAST Act climate research, drought and water management, climate and coastal observation research, earth observing
H.R. 1277, Ocean Acidification Research Partnerships Act; climate and coastal observation research, earth observing
H.R. 34, Tsunami Warning, Education, and Research Act of 2015; climate and coastal observation research, earth observing
S. 1573, Weather Alerts for a Ready Nation Act of 2015; climate and coastal observation research, earth observing
President's FY17 Budget Request; climate and coastal observation research, water operations
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Natl Oceanic & Atmospheric Administration (NOAA), Army - Dept of (Corps of Engineers)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christopher |
Carter |
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Marjorie |
Duske |
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Gary |
Falle |
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Kathleen |
Ritzman |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |