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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 722 12th Street, NW |
Address2 | 4th Floor |
City | WASHINGTON |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 3801-12
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6. House ID# 325740000
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TYPE OF REPORT | 8. Year | 2021 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Christopher Butler |
Date | 7/20/2021 10:50:08 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
ESG and corporate governance issues
Expansion of the Durbin Amndt.
Issues relating to capital markets
Legisaltion pertaining to the Office of Financial Research
Money Market Funds/Presidental Working Group Report
Opposition to interest rate caps
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Securities & Exchange Commission (SEC), Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Setterlund |
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Grover |
Norquist |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H.Con.Res, the Fisscal Year 2021 Budget Resolution
H.R. 1319, the American Rescue Plan
H.R.1955 - To temporarily modify the application of the sequester under the Statutory Pay-As-You-Go Act of 2010, and for other purposes
Issues related to Biden infrastructure plan and associated tax increases
Issues related to earmarks
Issues related to OMB nominations
S.48, the Balanced Budget Accountability Act
S.Amdt. 887 to S.Con.Res. 5, the Fiscal Year 2021 Budget Resolution
S.Con.Res.5, the Fiscal Year 2021 Budget Resolution
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alex |
Hendrie |
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Mike |
Palicz |
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James |
Setterlund |
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Christopher |
Butler |
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Grover |
Norquist |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPI
16. Specific lobbying issues
Use of artificial intelligence and machine learning in financial services
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Setterlund |
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Katie |
McAuliffe |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
Issues related to copyright/trademarks
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
McAuliffe |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
DOD RFI on Dynamic Spectrum Sharing
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Defense - Dept of (DOD)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
McAuliffe |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ENG
16. Specific lobbying issues
EPA rulemaking Strengthening Transparency in Pivotal Science
H.R. 848 - Growing Renewable Energy and Efficiency Now (GREEN) Act
Issue related to electric vehicle tax credit
Issues related to a federal carbon tax
Issues related to a federal clean energy standard
Issues related to DOI Nominations
Issues related to Treasury nominations
S.Amdt. 887 to S.Con.Res. 5, the Fiscal Year 2021 Budget Resolution
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Environmental Protection Agency (EPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mike |
Palicz |
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Alex |
Hendrie |
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Grover |
Norquist |
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Christopher |
Butler |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
ESG and corporate governance issues
Expansion of the Durbin Amndt.
Issues relating to capital markets
Legisaltion pertaining to the Office of Financial Research
Money Market Funds/Presidental Working Group Report
Opposition to interest rate caps
Use of artificial inteligence and machine learning in financial services
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
James |
Setterlund |
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Katie |
McAuliffe |
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Grover |
Norquist |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
H.R. 1/S.1, the "For the People Act."
Issues related to Competiton/Antitrust
Issues related to FCC Nominations
Issues related to FTC Nominations
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Trade Commission (FTC), Federal Communications Commission (FCC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alex |
Hendrie |
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Tom |
Hebert |
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Mike |
Palicz |
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James |
Setterlund |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
Issues related to Biden infrastructure plan and associated tax increases
Issues related to HHS nominations
H.R.4123, Increasing Health Coverage through HRAs Act
S.1784/H.R. 3353, the Contact Lens Prescription Verification Modernization Act
H.R. 3, the Lower Drug Costs Now Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alex |
Hendrie |
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Mike |
Palicz |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LAW
16. Specific lobbying issues
Issues related to Criminal Justice Reform
S 998 H.R. 2453 the Driving for Opportunity Act of 2021
S. 309 Smarter Pretrial Detention for Drug Charges Act of 2021
S. 79 the EQUAL Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
McAuliffe |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code LBR
16. Specific lobbying issues
H.R. 1082 Sami's Law
Issues related to minimum wage
PRO Act
H.R. 3640, the State Antitrust Enforcement Venue Act
H.R. 3826, Platform Competition & Opportunity Act
H.R. 3816, American Choice and Innovation Online Act
H.R. 3842, Merger Filing Fee Modernization Act
H.R. 3825, Ending Platform Monopolies Act
H.R. 3849, ACCESS Act
Issues related to FTC UMC authority
H.R. 3145, the Freedom to Work Act
Issues related to Biden labor task force
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
McAuliffe |
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Tom |
Hebert |
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Grover |
Norquist |
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Mike |
Palicz |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code NAT
16. Specific lobbying issues
Issues related to DOI Nominations
H.R. 3265, the Middle Class Savings Act
S. 1627/H.R. 3178, the Estate Tax Reduction Act
Issues related to the deduction for intangible drilling costs
Issues related to IRS funding
H.R. 3364, the Truth in Taxation Act
H.R.3425, the Saving Gig Economy Taxpayers Act
S. 1777, the Don't Weaponize the IRS Act
Issues related to 1031 Like-kind exchanges
Issues related to Global Minimum Taxes
S. 1166 / H.R. 2558, The Accelerate Long-term Investment Growth Now (ALIGN) Act
Issues related to tax filing deadlines
Issues related to the American Families Plan
Issues related to the American Jobs Plan
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mike |
Palicz |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ROD
16. Specific lobbying issues
Issues related to Biden infrastructure plan and associated tax increases
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alex |
Hendrie |
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Mike |
Palicz |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
EPA rulemaking Strengthening Transparency in Pivotal Science
17. House(s) of Congress and Federal agencies Check if None
Environmental Protection Agency (EPA)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mike |
Palicz |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 1068, the Carried Interest Fairness Act
H.R. 1319, the American Rescue Plan
H.R. 848 - Growing Renewable Energy and Efficiency Now (GREEN) Act
H.R.1304 - American Innovation and R&D Competitiveness Act
H.R.1584 - To impose a limitation on taxation and fees on transactions by certain securities industry participants, and for other purposes
H.R.2165, the Exit Tax Prevention Act
Issue related to electric vehicle tax credit
Issues related to a federal carbon tax
Issues related to Biden infrastructure plan and associated tax increases
Issues related to Biden infrastructure plan and associated tax increases
Issues related to capital gains taxation
Issues related to corporate tax increases
Issues related to estate taxes
Issues related to Treasury nominations
S. 510, the Ultra-Millionaire Tax Act
S. 730/H.R. 2002, the Let States Cut Taxes Act
S. 749, the American Innovation and Jobs Act
S.743, the State Fiscal Flexibility Act
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Alex |
Hendrie |
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Mike |
Palicz |
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Grover |
Norquist |
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Christopher |
Butler |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TEC
16. Specific lobbying issues
Accelerating Wireline Broadband : WC Docket No. 17-84
Addressing the Homework Gap through the E-Rate Program, WC Docket 21- 31
DOD RFI on Dynamic Spectrum Sharing
Expanding Access to and Investment in the 4.9 GHz Band WP Docket No. 07-100
FCC Repurposing the 5.9 GHz for WiFi technologies
Issues related to 5G
Issues related to Broadband & Broadband Deployment
Opposition to Nationalizing 5G networks
Petition to Expand Marketing Opportunities RM Docket No. 11857
Expanding Flexible Use of the 12.2-12.7 GHz Band, WT Docket No. 20-443; Expanding Flexible Use in Mid-Band Spectrum Between 3.7-24 GHz, GN Docket No. 17-183
S. 2071 Broadband Reform and Investment to Drive Growth in the Economy (BRIDGE) Act of 2020
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Katie |
McAuliffe |
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Grover |
Norquist |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRA
16. Specific lobbying issues
Issues related to Biden infrastructure plan and associated tax increases
Issues related to the federal gas tax
Issues related Vehicle Miles Travel (VMT) tax
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Mike |
Palicz |
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Alex |
Hendrie |
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Grover |
Norquist |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |