Clerk of the House of Representatives
Legislative Resource Center
135 Cannon Building
Washington, DC 20515
http://lobbyingdisclosure.house.gov 		Secretary of the Senate
Office of Public Records
232 Hart Building
Washington, DC 20510
http://www.senate.gov/lobby
LOBBYING REPORT

Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

1. Registrant Name Organization/Lobbying Firm Self Employed Individual
Morgan Stanley & Co. Incorporated (F/K/A Morgan Stanley)

2. Address

Address1
401 9TH STREET, NW, #650
 Address2
​
City
WASHINGTON
 State
DC
 Zip Code
20004
 Country
USA

3. Principal place of business (if different than line 2)

City
​
 State
​
 Zip Code
​
 Country
​
4a. Contact Name b. Telephone Number c. E-mail
​Mr.
​MICHAEL J. STEIN
​2026542040
​michael.stein@morganstanley.com
5. Senate ID#
​25842-12
7. Client Name Self Check if client is a state or local government or instrumentality
​Morgan Stanley & Co. Incorporated (F/K/A Morgan Stanley)
6. House ID#
​318130000
TYPE OF REPORT 8. Year
​2008
 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1 - 9/30) Q4 (10/1 - 12/31)

9. Check if this filing amends a previously filed version of this report

10. Check if this is a Termination Report Termination Date
​
 11. No Lobbying Issue Activity
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13
12. Lobbying 13. Organizations
INCOME relating to lobbying activities for this reporting period was: EXPENSE relating to lobbying activities for this reporting period were:
Less than $5,000
Less than $5,000
$5,000 or more $
​
$5,000 or more $
​600,000.00
Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options.
Method A. Reporting amounts using LDA definitions only

Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code

Method C. Reporting amounts under section 162(e) of the Internal Revenue Code

Signature
Digitally Signed By: Michael J. Stein
 Date
05/30/2008

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code BAN

16. Specific lobbying issues

Industrial Loan Banks (HR5746)
Data Security (S2856; HR3505)
Mortgage Industry Reform
Subprime Lending Legislation

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Deposit Insurance Commission (FDIC), Securities & Exchange Commission (SEC), Treasury - Dept of, Federal Reserve System

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Joshua
Wilsusen
​
​
Michael
Stein
​
​
Wes
Coulam
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code FIN

16. Specific lobbying issues

FASB Accounting Proposals
Hedge Fund Regulation
Energy Legislation
Patent Reform
Issues related to Wholesale Power
Issues related to Market Reform
Government Sponsored Enterprises
Issues related to Future Market Competition
Issues related to Public Offerings
Issues related to Investment Companies
Issues related to Broker Dealers
Issues related to Equity Market Structure
Issues related to Intellectual Property Reform
Issues related to Corporate Governance Reform
Issues related to Regulation of Foreign Exchange
Issues related to ERISA Reform
Issues related to Pension Reform
Commodity Exchange Act Reform
Arbitration Reform
Mortgage Market Reform

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, Securities & Exchange Commission (SEC), Federal Energy Regulatory Commission (FERC), Treasury - Dept of, U.S. SENATE, Commodity Futures Trading Commission (CFTC)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Wilsusen
Joshua
​
​
Michael
Stein
​
​
Wes
Coulam
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

​

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TRD

16. Specific lobbying issues

China Currency Legislation
US-Russia Relationship
Hague Securities Convention
EU Financial Services Action Plan
Visa Issues
China Market Access
WTO Doha Round - Financial Services, Transparency
India Market Access
EU Clearing and Settlement
EU-US Accounting Convergence
CFIUS
U.S.-China Relationship
Vietnam Market Access

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, State - Dept of (DOS), Treasury - Dept of, Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Commodity Futures Trading Commission (CFTC), Federal Reserve System, Securities & Exchange Commission (SEC)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Kristin
Roesser
​
​
Michael
Stein
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

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LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.

15. General issue area code TAX

16. Specific lobbying issues

Private Equity Taxation
Active Financing Legislation (HR 1509; S940)
Consolidated Tax Returns
Business Activity Tax
Technical Corrections to Pension Protection Act
Partnership Taxation
Taxation of Financial Products
Securities Cost Basis Reporting
Tax Information Reporting (S.636)
Energy Tax Legislation
Issues Related to Tax-Exempt Bonds
Issues Related to Pensions & Deferred Compensation
Controlled Foreign Corporation Look Through Treatment (S. 1273, HR 3735)
Issues Related to Net Operating Losses
Issues Related to Housing Legislation

17. House(s) of Congress and Federal agencies Check if None

U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Labor - Dept of (DOL), Internal Revenue Service (IRS)

18. Name of each individual who acted as a lobbyist in this issue area

First Name Last Name Suffix Covered Official Position (if applicable) New
Wes
Coulam
​
​
Michael
Stein
​
​

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

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Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

Address
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City
​
 State
​
 Zip Code
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 Country
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21. Client new principal place of business (if different than line 20)

City
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 State
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 Zip Code
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 Country
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22. New General description of client’s business or activities

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LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

First Name
Last Name
Suffix
First Name
Last Name
Suffix
1
​EMILY M.
​ALTMAN
​
9
​THOMAS R.
​NIDES
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2
​SAMUEL
​BAPTISTA
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10
​TIMOTHY R.
​SCHWARZ
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3
​SAMUEL J.
​BAPTISTA
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11
​JUSTIN S.
​SIMPSON
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4
​BARRETT J.
​DAVID
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12
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5
​JANE D.
​CARLIN
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13
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6
​KELLY MCNAMARA
​CORLEY
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14
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7
​WILLIAM R.
​HARMAN
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15
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8
​JEFFREY R.
​HOLZSCHUH
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16
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ISSUE UPDATE

24. General lobbying issue that no longer pertains

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AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

Name Address Principal Place of Business
(city and state or country)
Street Address
City State/Province Zip Country
City
State Country

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

1 5 9
2 6 10
3 7 11
4 8 12

FOREIGN ENTITIES

27. Add the following foreign entities:

Name Address Principal place of business
(city and state or country) 		Amount of contribution for lobbying activities Ownership percentage in client
Street Address
City State/Province Country
City
State Country
%

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

1 9 17
2 10 18
3 11 19
4 12 20
5 13 21
6 14 22
7 15 23
8 16 24