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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1295 STATE STREET |
Address2 | |
City | SPRINGFIELD |
State | MA |
Zip Code | 01111-0111 |
Country | USA |
3. Principal place of business (if different than line 2)
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Zip Code | |
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5. Senate ID# 23986-12
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6. House ID# 319680000
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TYPE OF REPORT | 8. Year | 2008 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: Kenneth S. Cohen, Sr. Vice President & Deputy General Counsel |
Date | 01/20/2009 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
See Addendum
S. 40, The National Insurance Act of 2007.
S. 618, Act to Further Competition in the Insurance Industry.
S. 1693, "Wired for Health Care Quality Act".
S. 1814, "Health Information Privacy and Security Act".
S. 1865, "Life Insurance Fairness for Travelers Act of 2007".
S. 2268, "Long Term Care Insurance Integrity Act of 2007".
S. 2337, "Long Term Care Affordability and Security Act of 2007"
S. 2490, "Reverse Mortgage Proceeds Protection Act".
S.2794, "Senior Investor Protection Act of 2008"
H.R. 150, "Life Insurance Employee Notification Act".
H.R. 493, Genetic Information Nondiscrimination Act of 2007 (became Public Law No. 110-233)..
H.R. 1065, "The Non-Admitted and Reinsurance Reform Act of 2007".
H.R. 1081, Act to Further Competition in the Insurance Industry A bill to further competition in the insurance industry.
H.R. 1424, "Emergency Economic Stabilization Act of 2008", Became P.L. 110-343.
H.R. 3200, The National Insurance Act of 2007.
H.R. 3363, "Long-Term Care Affordability and Security Act of 2007".
H.R. 3997, "Emergency Economic Stabililzation Act of 2008".
H.R. 4150, "Lifetime Pension Annuity for You Act of 2007".
H.R. 4299, "Terrorism Risk Insurance Reauthorization Act of 2007".
H.R. 5611, "The National Association of Agents and Brokers Return Act of 2008".
H.R. 5840, "Insurance Information Act of 2008".
The Department of Treasury, "Blueprint for a Modernized Financial Regulatory Structure" (3/31/08).
The Department of Treasury, creation of an "Office of Insurance Information" within the Department of Treasury.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kenneth |
Cohen |
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Alison |
Weiss |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
See Addendum
S. 1010, Retirement Security for Life Act of 2007.
S. 1141, Automatic IRA Act of 2007.
S. 1288, Womens Retirement Security Act of 2007.
S. 1725, "Restoring Pension Promises to Workers Act".
S. 1974, "Pension Protection Technical Corrections Act of 2007".
S. 2473, "Defined Contribution Fee Disclosure Act of 2007".
S. 3278, "No Participant Loans from a Debit Card".
H.R. 2167, Automatic IRA Act of 2007 (H.R. 2167, S. 1141).
H.R. 2205, Retirement Security for Life Act of 2007.
H.R. 2683, "Pension Security Act of 2007".
H.R. 3185, "401(k) Fair Disclosure for Retirement Security Act of 2007".
Rep Andrews Amendement to H.R. 3185, "The Fair Disclosure for Retirement Security Act" (4/15/08).
H.R. 3361, "Pension Protection Technical Corrections Act of 2007".
H.R. 3765, "The Defined Contribution Fee Transparency Act of 2007".
H.R. 3868, Bill to delay the PPA defined benefit funding rules for one year.
H.R. 5160, "Small Business Add Vaue for Employees Act of 2008".
H.R. 6143, "The Pension Protection Act ERISA Amendments of 2008".
H.R. 6382, "Pension Protection Technical Corrections Act of 2008".
H.R. 6708, "No Participant Loans from a Debit Card".
H.R. 7327, "The worker, Retiree and Employer Recovery Act of 2008".
DOL Final Regulations and Revisions to the 2007 Form 5500 Annual Return/Report, 72 F.R. 64710-64730 (11/16/07).
DOL Final Rule and Regulation (Section 2550.404-4) on Safest Available Annuity 73 F.R. 58447-58540 (10/7/08).
DOL Proposed Rule, Reasonable Contracts or Arrangements under Section 408(b)(2) - Fee Disclosure, 72 F.R. 70988-71005 (12/13/07).
DOL Proposed Regulation on Provision of Investment Advice and DOL Proposed Class Exemption for Provision of Investment Advice, Prop. DOL Reg. Sec. 2550.404a-5 and 2550.404c-1, 73 F.R. 43039 and 43043 (7/23/08).
Proposed Amendment to H.R. 3361, proposed Pension Protection Act Defined Benefit Funding Relief provisions (S.Baucus 11/20/08).
Request to the Treasury Department and IRS on the application of the backloading accrual rules to hybrid pension plan conversions.
IRS Revenue Ruling 2008-07, "Guidance on Backloading Rules".
IRS Revenue Ruling 2008-45, "Transfer of Pension Plan Sponsorship".
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Labor - Dept of (DOL), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kenneth |
Cohen |
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Steven |
Pfrang |
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Alison |
Weiss |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
See Addendum
S. 238, "Social Security Number Misuse Prevention Act".
S. 239, Notification of Risk to Personal Data Act of 2007.
S. 495, Personal Data Privacy and Security Act of 2007.
S. 1178, The Identity Theft Prevention Act of 2007.
S. 1202, "Personal Data Protection Act of 2007".
S. 1260, "Data Security Act of 2007".
S. 2338, "FHA Modernization Act of 2007".
S. 2452, "Home Ownership Preservation and Protection Act of 2007" (provision relating to assignee liability).
S. 2794, "Senior Investor Protection Act of 2008".
S. 3268, "Stop Excessive Energy Speculation Act of 2008".
H.R. 948, "Social Security Number Misuse Prevention Act".
H.R. 1424, Division A - "Emergency Economic Stabilization Act", became Public Law No. 110-343.
H.R. 1685, "Data Security Act of 2007".
H.R. 3046, "Social Security, Number Privacy and Identity Theft Prevention Act of 2007".
H.R. 3221, "Housing and Economic Recovery Act of 2008", Became P.L. 110-289.
H.R. 3225, "Mutual Fund Fee Reform Act".
H.R. 3915, "Mortgage Reform and Anti-Predetory Lending Act of 2007", Section 204 (provision related to assignee liability).
H.R. 6604, "Commodity Markets Transparency and Accountability Act of 2008".
SEC Review of Rule 12b-1.
SEC Review of soft dollar arrangements under Sections 28(e) of the Exchange Act.
SEC Proposed Rule, "Enhanced Disclosure and New Prospectus Delivery Options for Registered Open-End Management Investment Companies", Release No. 33-8861 (11/21/07).
SEC Proposed Rule 151A, "Indexed Annuities and Certain Other Insurance Contracts", Release No. 33-8933 (6/25/08).
Department of Treasury, "Blueprint for a Modernized Financial Regulatory Structure" (3/3/08)
Recommendation to the Secretary of Treasury that the Treasury Department establish an "Office of Insurance Information", no bill number.
Treasury Capitol Purchase Program under the Emergency Economic Stablization Act.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Reserve System, Securities & Exchange Commission (SEC), Treasury - Dept of, White House Office
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kenneth |
Cohen |
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Alison |
Weiss |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
See Addendum
S. 14, "Invest in America Act", provision relating to estate tax repeal.
S. 158, "Access to Affordable Health Care Act", Section 224 (Premiums on Long-Term Care Qualified Contracts)
S. 349, Small Business and Work Opportunity Act of 2007.
S. 504, "Long-Term Care Trust Account Act of 2007".
S. 601, Simplification Through Additional Reporting Tax Act of 2007 (Broker reporting of customer's basis in mutual fund transactions).
S. 1010, "Retirement Security for Life Act of 2007".
S. 1753, "Healthy Workforce Act".
S. 1809, "Long-Term Care Act of 2007".
S. 2044, "Independent Contractor Proper Classification Act of 2007".
S. 2126, "Generating Retirement Ownership Through Long-Term Holding (Growth) Act of 2007.
S. 2337, "Long-Term Care Affordability and Security Act of 2007".
S. 3125, "Energy Independence and Tax Relief Act of 2008", Section 241, Subpart F - Exception for Active Financing Income.
S. 3289, "To Permanently Extend the Estate Tax as in Effect in 2009".
S. 3327, "Empowered at Home Act of 2008", provision allowing tax deductino for a certain percentage of long-term care premiums.
H.R. 46, "Small Business Tax Fairness and Simplification Act of 2007".
H.R. 6, "Energy Independance and Security Act of 2007" (mutual fund cost basis reporting).
H.R. 411, To amend the Internal Revenue Code of 1986 to make permanent certain expiring provisions..., provision relating to estate tax repeal
H.R. 878, Simplification Through Additional Reporting Tax Act of 2007 (S. 601, H.R. 878) (Broker reporting of customer's basis in mutual fund transactions).
H.R. 976, "Small Business Tax Relief Act of 2007".
H.R. 1424, Division C, "Tax Extenders and Alternative Minimum Relief Act of 2008", Section 301C, subpart F: income extended
through 2009) and Section 403, mutual fund cost basis reporting requirements- - became Public Law No. 110-343.
H.R. 2205, "Retirement Security for Life Act of 2007".
H.R. 2380, "Death Tax Repeal Permanency Act of 2007".
H.R. 2582, "Qualified Long-Term Care Fairness Act of 2007".
H.R. 2796, "Generate Retirement Ownership through Long-Term Holding Act of 2007".
H.R. 3088, "Long-Term Care Act of 2007".
H.R. 3125, "Energy Independence and Tax Relief Act of 2008", Section 241, Subpart F - Exception for Active Financing Income.
H.R. 3221, "American Housing Rescue and Foreclosure Prevention Act of 2008", Section 641 (related to mutual fund cost basis reporting).
H.R. 3363, "Long-Term Care Affordability and Security Act".
H.R. 3970, "Tax Reduction and Reform Act of 2007" - Provisions related to modification of unrelated business income tax rules for certain investment partnerships, basis reporting by brokers on sales of stocks, extension of special rules for regulated investment companies, reduction in corporate tax rate.
H.R. 3996, "Temporary Tax Relief Act of 2007", Section 622 - Broker Reporting of Customer Basis in Securities Transactions; and Section 201 - Non-qualified Deferred Compensation from Certain Tax Indifferent Parties.
H.R. 4912, "To amend the Internal Revenue Code of 1986 with respect to prepaid derivative contracts".
H.R. 6049, "Renewable Energy and Job Creation Act of 2008", Section 239, Subpart F, "Exception for Active Financing Income".
H.R. 6237, "Tax Relief for Long-Term Care Act of 2008".
H.R. 6499, "Sensible Estate Tax Act of 2008".
H.R. 7060, "Renewable Energy and Job Creation Act of 2008", Section 403, Broker Reporting of Customer Basis in Securities Transactions.
IRS Notice 2008-18 (1/13/08) - Life Insurance Reserves: proposed AG VACARVM and Life PBR.
Current tax treatment of Stranger-Originated Life Insurance (STOLI) - no bill number.
Dividends Received Deduction for Life Insurers - no bill number.
Life Insurance Company Reserves - no bill number.
Senate Finance Committee, "Proposed Legislation on the Taxation of Exchange-Traded Notes" - no bill number.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kenneth |
Cohen |
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Alison |
Weiss |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |