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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1001 PENNSYLVANIA AVE, NW, SUITE 500A S |
Address2 | |
City | WASHINGTON |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
City | CEDAR RAPIDS |
State | IA |
Zip Code | 52499-0010 |
Country | USA |
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5. Senate ID# 44093-12
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6. House ID# 343550000
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TYPE OF REPORT | 8. Year | 2011 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: JASON D. KAUNE, ATTORNEY & AGENT FOR FILER |
Date | 10/20/2011 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
HR 654: DO NOT TRACK ME ONLINE ACT; PROVISIONS RELATED TO PRIVACY
HR 890: HOLOCAUST INSURANCE ACCOUNTABILITY ACT OF 2011; PROVISIONS RELATED TO INSURANCE REGULATION
HR 1528: CONSUMER PRIVACY PROTECTION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
HR 1610: THE BUSINESS RISK MITIGATION AND PRICE STABILIZATION ACT OF 2011; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
HR 2577: SECURE AND FORTIFY ELECTRONIC (SAFE) DATA ACT; PROVISIONS RELATED TO PRIVACY
S 466: RESTORATION OF LEGAL RIGHTS FOR CLAIMANTS UNDER HOLOCAUST-ERA INSURANCE POLICIES ACT OF 2011; PROVISIONS RELATED TO INSURANCE REGULATION
S 799: COMMERCIAL PRIVACY BILL OF RIGHTS ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1151: PERSONAL DATA PRIVACY AND SECURITY ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1152: CYBERSECURITY ENHANCEMENT ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1207: DATA SECURITY AND BREACH NOTIFICATION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1408: DATA BREACH NOTIFICATION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S. 1535: PERSONAL DATA PROTECTION AND BREACH ACCOUNTABILITY ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S. 1615: FINANCIAL REGULATORY RESPONSIBILITY ACT OF 2011; PROVISIONS RELATED TO DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND REGULATORY REFORM
P.L. 111-203: DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT; IMPLEMENTATION OF PROVISIONS RELATED TO REGULATORY REFORM
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
(SEE TITLES ON LINE 16 ABOVE)
HR 890/S 466: PROVISIONS RELATED TO INSURANCE REGULATION PERTAINING TO POLICIES ISSUED BY PARENT COMPANY, AEGON N.V.; AND
P.L. 111-203: PARENT COMPANY, AEGON N.V., A DUTCH COMPANY, HAS AN INTEREST IN THE IMPLEMENTATION OF P.L. 111-203 DUE TO POTENTIAL FOR EXTRA-TERRITORIAL APPLICATION OF US LAW THAT COULD IMPACT AEGON N.V.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
HR 654: DO NOT TRACK ME ONLINE ACT; PROVISIONS RELATED TO PRIVACY
HR 890: HOLOCAUST INSURANCE ACCOUNTABILITY ACT OF 2011; PROVISIONS RELATED TO INSURANCE REGULATION
HR 1249/S 23: LEAHY-SMITH AMERICA INVESTS ACT; ALL PROVISIONS OF THE BILL
HR 1528: CONSUMER PRIVACY PROTECTION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
HR 1573: TO FACILITATE IMPLEMENTATION OF TITLE VII OF THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, PROMOTE REGULATORY COORDINATION, AND AVOID MARKET DISRUPTION; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
HR 1610: THE BUSINESS RISK MITIGATION AND PRICE STABILIZATION ACT OF 2011; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
HR 2577: SECURE AND FORTIFY ELECTRONIC (SAFE) DATA ACT; PROVISIONS RELATED TO PRIVACY
S 466: RESTORATION OF LEGAL RIGHTS FOR CLAIMANTS UNDER HOLOCAUST-ERA INSURANCE POLICIES ACT OF 2011; PROVISIONS RELATED TO INSURANCE REGULATION
S 799: COMMERCIAL PRIVACY BILL OF RIGHTS ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 947: A BILL TO PROVIDE END USER EXEMPTIONS FROM CERTAIN PROVISIONS OF THE COMMODITY EXCHANGE ACT AND THE SECURITIES EXCHANGE ACT OF 1934 AND FOR OTHER PURPOSES; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
S 1151: PERSONAL DATA PRIVACY AND SECURITY ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1152: CYBERSECURITY ENHANCEMENT ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1207: DATA SECURITY AND BREACH NOTIFICATION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1408: DATA BREACH NOTIFICATION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S. 1535: PERSONAL DATA PROTECTION AND BREACH ACCOUNTABILITY ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S. 1615: FINANCIAL REGULATORY RESPONSIBILITY ACT OF 2011; PROVISIONS RELATED TO DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND REGULATORY REFORM
P.L. 111-203: DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT; IMPLEMENTATION OF PROVISIONS RELATED TO REGULATORY REFORM
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
(SEE TITLES ON LINE 16 ABOVE)
HR 890/S 466: PROVISIONS RELATED TO INSURANCE REGULATION PERTAINING TO POLICIES ISSUED BY PARENT COMPANY, AEGON N.V.; AND
P.L. 111-203: PARENT COMPANY, AEGON N.V., A DUTCH COMPANY, HAS AN INTEREST IN THE IMPLEMENTATION OF P.L. 111-203 DUE TO POTENTIAL FOR EXTRA-TERRITORIAL APPLICATION OF US LAW THAT COULD IMPACT AEGON N.V.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
HR 654: DO NOT TRACK ME ONLINE ACT; PROVISIONS RELATED TO PRIVACY
HR 890: HOLOCAUST INSURANCE ACCOUNTABILITY ACT OF 2011; PROVISIONS RELATED TO INSURANCE REGULATION
HR 1528: CONSUMER PRIVACY PROTECTION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
HR 1573: TO FACILITATE IMPLEMENTATION OF TITLE VII OF THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, PROMOTE REGULATORY COORDINATION, AND AVOID MARKET DISRUPTION; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
HR 1610: THE BUSINESS RISK MITIGATION AND PRICE STABILIZATION ACT OF 2011; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
HR 2577: SECURE AND FORTIFY ELECTRONIC (SAFE) DATA ACT; PROVISIONS RELATED TO PRIVACY
S 466: RESTORATION OF LEGAL RIGHTS FOR CLAIMANTS UNDER HOLOCAUST-ERA INSURANCE POLICIES ACT OF 2011; PROVISIONS RELATED TO INSURANCE REGULATION
S 799: COMMERCIAL PRIVACY BILL OF RIGHTS ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 947: A BILL TO PROVIDE END USER EXEMPTIONS FROM CERTAIN PROVISIONS OF THE COMMODITY EXCHANGE ACT AND THE SECURITIES EXCHANGE ACT OF 1934 AND FOR OTHER PURPOSES; PROVISIONS RELATED TO THE DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND DERIVATIVES
S 1151: PERSONAL DATA PRIVACY AND SECURITY ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1152: CYBERSECURITY ENHANCEMENT ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1207: DATA SECURITY AND BREACH NOTIFICATION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S 1408: DATA BREACH NOTIFICATION ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S. 1535: PERSONAL DATA PROTECTION AND BREACH ACCOUNTABILITY ACT OF 2011; PROVISIONS RELATED TO PRIVACY
S. 1615: FINANCIAL REGULATORY RESPONSIBILITY ACT OF 2011; PROVISIONS RELATED TO DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT, AND REGULATORY REFORM
P.L. 111-203: DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT; IMPLEMENTATION OF PROVISIONS RELATED TO REGULATORY REFORM
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
(SEE TITLES ON LINE 16 ABOVE)
HR 890/S 466: PROVISIONS RELATED TO INSURANCE REGULATION PERTAINING TO POLICIES ISSUED BY PARENT COMPANY, AEGON N.V.; AND
P.L. 111-203: PARENT COMPANY, AEGON N.V., A DUTCH COMPANY, HAS AN INTEREST IN THE IMPLEMENTATION OF P.L. 111-203 DUE TO POTENTIAL FOR EXTRA-TERRITORIAL APPLICATION OF US LAW THAT COULD IMPACT AEGON N.V.
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
HR 677/S 267: LIFETIME INCOME DISCLOSURE ACT; PROVISIONS RELATED TO ANNUITY ILLUSTRATION
HR 1173: FISCAL RESPONSIBILITY AND RETIREMENT SECURITY ACT OF 2011; PROVISIONS RELATED TO THE REPEAL OF THE CLASS ACT
HR 1534: SMALL BUSINESSES ADD VALUE FOR EMPLOYEES (SAVE) ACT OF 2011; PROVISIONS RELATED TO VOLUNTARY AUTO-INDIVIDUAL RETIREMENT ACCOUNTS (IRA)
HR 5025: TO AMEND THE PUBLIC HEALTH SERVICE ACT AND THE SOCIAL SECURITY ACT TO EXTEND HEALTH INFORMATION TECHNOLOGY ASSISTANCE ELIGIBILITY TO BEHAVIORAL HEALTH, MENTAL HEALTH, AND SUBSTANCE ABUSE PROFESSIONALS AND FACILITIES, AND FOR OTHER PURPOSES; PROVISIONS RELATED TO THE EXTENSION OF HEALTH INFORMATION TECHNOLOGY ACCOUNTING REQUIREMENTS TO LONG-TERM CARE INSURERS
S 1121: SAVINGS ENHANCEMENT BY ALLEVIATING LEAKAGE IN 401(K) SAVINGS ACT OF 2011; PROVISIONS RELATED TO LIMITS BORROWING FROM 401(K) PLANS
S 1557: AUTOMATIC IRA ACT OF 2011; PROVISIONS RELATED TO VOLUNTARY IRAS AND MULTIPLE EMPLOYER PLANS
P.L. 110-233 (111th CONGRESS): GENETIC INFORMATION NONDISCRIMINATION ACT OF 2008; PROVISIONS RELATED TO UNDERWRITING RESTRICTIONS ON LONG-TERM CARE INSURANCE
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
HR 1151: EMERGENCY MORTGAGE RELIEF AND NEGHBORHOOD STABILIZATION PROGRAMS COST RECOUPMENT ACT OF 2011; PROVISIONS RELATED TO THE TAXATION OF LIFE INSURANCE COMPANIES
FY 2012 PRESIDENTIAL BUDGET PROPOSAL AND TREASURY GREENBOOK; MODIFICATION OF DIVIDENDS-RECEIVED DEDUCTION FOR LIFE INSURANCE COMPANY SEPARATE ACCOUNTS - PROVISIONS RELATED TO TAXATION OF LIFE INSURANCE COMPANIES; EXPANSION OF PRO RATA INTEREST EXPENSE DISALLOWANCE FOR INTEREST UNRELATED CORPORATE-OWNED LIFE INSURANCE - PROVISIONS RELATED TO TAXATION OF THE BUSINESS USE OF LIFE INSURANCE; MODIFICATION OF RULES THAT APPLY TO SALES OF LIFE INSURANCE CONTRACTS - PROVISIONS RELATED TO COMPLIANCE BURDEN AND ACCURACY FOR LIFE INSURANCE COMPANIES
ISSUES RELATING TO TAX MATTERS RELATED TO LIFE INSURANCE AS CONTAINED IN AN INCREASE IN THE DEBT CEILING
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
S 1619: CURRENCY EXCHANGE RATE OVERSIGHT REFORM ACT OF 2011; PROVISIONS RELATED TO THE INSURANCE INDUSTRY
UNITED STATES-KOREA FREE TRADE AGREEMENT (KORUS FTA); PROVISIONS RELATED TO THE INSURANCE INDUSTRY AND TRADE ADJUSTMENT ASSISTANCE
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
HR 1249/S 23: LEAHY-SMITH AMERICA INVESTS ACT; ALL PROVISIONS OF THE BILL
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
BYRON |
ANDERSON |
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JEANNE |
DE CERVENS |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |