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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 901 Community Drive |
Address2 | |
| City | Springfield |
State | IL |
Zip Code | 62703 |
Country | USA |
3. Principal place of business (if different than line 2)
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State | |
Zip Code | |
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5. Senate ID# 400531588-12
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6. House ID# 411650000
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| TYPE OF REPORT | 8. Year | 2010 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: David G. Schroeder Vice President Federal Governmental Relations |
Date | 07/17/2010 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BAN
16. Specific lobbying issues
H.R. 5297 - Small Business Jobs and Credit Act of 2010, $30B small business lending fund, community bank access, restrictions
and eligibility requirements, including the Perlmutter Amendment regarding Loan Loss Amortization
Proposed change to banking regulation requiring banks to exclude, for regulatory capital purposes, Allowance for Loan and Lease Losses (ALLL) in excess of 1.25% of Risk Weighted Assets
Consideration and passage of H.R. 4173 and S 3217 the Dodd-Frank Act
All titles to the Dodd-Frank Act relating to community banks
Too-big-to-fail banks and financial institutions (TBTF), systemic risk and systemic risk regulator, $150 billion prefunded Systemic Risk Fund, national deposit concentration cap, and resolution authority
FDIC Insurance Assessment method revision: Gutierrez Amendment in the House bill and Tester-Hutchinson Amendment in the Senate bill
Extension of the Transaction Account Guarantee (TAG) component of the Temporary Liquidity Guarantee Program (TGLP) for an additional twelve months
Two year Extension of the Transaction Account Guarantee Program (TAG)
Permanent increase in deposit insurance to $250,000.00
Fair Value or Mark-to-Market Standards
The Dual Banking System and Charter Choice
The role of the Federal Reserve Bank, monetary policy and supervision authority for state-chartered banks and holding companies
Separation of Banking and Commerce, Glass-Steagall Act, the "Volker Rule"
The Consumer Financial Protection Agency/Bureau, housing the CFPB in the Federal Reserve Bank, the regulation of too-big-to-fail (TBTF) financial institutions and the shadow financial industry, auto dealer exemption, exemption from examination and enforcement for community banks
Collins Amendment regarding trust preferred securities, exemptions for community banks
5% risk retention for residential mortgage loans, exemption for low risk residential mortgages
The Federal Home Loan Bank System's functions and purposes, and as a source of liquidity/funding for community banks
Bank regulatory examinations, capital standards, loan valuations, loan loss reserve policies, commercial real estate concentration guidance, small business lending
Farm Credit System's (FCS) "Rural Community Investment"
Expansion of credit union business lending authority, raising the lending cap to 25%, excluding loans under $250K from the cap Durbin Interchange Amendment
ATM surcharge cap
Thrift charter preservation
Exemption for small publicly held companies from Sarbains-Oxley 404(b) auditor attestation requirement
New industrial loan company (ILC) moratorium
National bank lending limits for state-chartered bank
$19B "Pay For" amendment to the Dodd-Frank Act, exemption for community banks
Regulation and oversight of the Derivatives Market
Assistant Secretary of Treasury for Community Financial Institutions
Proposed legislation regarding increased Certificate of Deposit interest exemptions for individual and married filers
Bank regulatory enforcement actions and their publication
Brokered deposit restrictions
Proposed legislation to securitize commercial real estate (CRE) loans and securitize seriously delinquent CRE loans and other real estate owned (OREO)
Proposal to decrease Risk Weight percentage for debt and mortgage-backed securities (MBS) of Fannie Mae and Freddie Mac and Federal Home Loan Banks (FHLBs) from 20% to 10% for determining Risk Weighted Assets (RWA) in determining bank capital ratios
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Deposit Insurance Commission (FDIC), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
Mr |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CSP
16. Specific lobbying issues
The Consumer Financial Protection Agency/Bureau, housing the CFPB in the Federal Reserve Bank, the regulation of too-big-to-fail (TBTF) financial institutions and the shadow financial industry, exemption from examination and enforcement for community banks
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
Mr |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 5297 - Small Business Jobs and Credit Act of 2010, $30B small business lending fund, community bank access, restrictions
and eligibility requirements, including the Perlmutter Amendment regarding Loan Loss Amortization
Proposed change to banking regulation requiring banks to exclude, for regulatory capital purposes, Allowance for Loan and Lease Losses (ALLL) in excess of 1.25% of Risk Weighted Assets
Consideration and passage of H.R. 4173 and S 3217 the Dodd-Frank Act
All titles to the Dodd-Frank Act relating to community banks
Too-big-to-fail banks and financial institutions (TBTF), systemic risk and systemic risk regulator, $150 billion prefunded Systemic Risk Fund, national deposit concentration cap, and resolution authority
FDIC Insurance Assessment method revision: Gutierrez Amendment in the House bill and Tester-Hutchinson Amendment in the Senate bill
Extension of the Transaction Account Guarantee (TAG) component of the Temporary Liquidity Guarantee Program (TGLP) for an additional twelve months
Two year Extension of the Transaction Account Guarantee Program (TAG)
Permanent increase in deposit insurance to $250,000.00
Fair Value or Mark-to-Market Standards
The Dual Banking System and Charter Choice
The role of the Federal Reserve Bank, monetary policy and supervision authority for state-chartered banks and holding companies
Separation of Banking and Commerce, Glass-Steagall Act, the "Volker Rule"
The Consumer Financial Protection Agency/Bureau, housing the CFPB in the Federal Reserve Bank, the regulation of too-big-to-fail (TBTF) financial institutions and the shadow financial industry, auto dealer exemption, exemption from examination and enforcement for community banks
Collins Amendment regarding trust preferred securities, exemptions for community banks
5% risk retention for residential mortgage loans, exemption for low risk residential mortgages
The Federal Home Loan Bank System's functions and purposes, and as a source of liquidity/funding for community banks
Bank regulatory examinations, capital standards, loan valuations, loan loss reserve policies, commercial real estate concentration guidance, small business lending
Farm Credit System's (FCS) "Rural Community Investment"
Expansion of credit union business lending authority, raising the lending cap to 25%, excluding loans under $250K from the cap Durbin Interchange Amendment
ATM surcharge cap
Thrift charter preservation
Exemption for small publicly held companies from Sarbains-Oxley 404(b) auditor attestation requirement
New industrial loan company (ILC) moratorium
National bank lending limits for state-chartered bank
$19B "Pay For" amendment to the Dodd-Frank Act, exemption for community banks
Regulation and oversight of the Derivatives Market
Assistant Secretary of Treasury for Community Financial Institutions
Proposed legislation regarding increased Certificate of Deposit interest exemptions for individual and married filers
Bank regulatory enforcement actions and their publication
Brokered deposit restrictions
Proposed legislation to securitize commercial real estate (CRE) loans and securitize seriously delinquent CRE loans and other real estate owned (OREO)
Proposal to decrease Risk Weight percentage for debt and mortgage-backed securities (MBS) of Fannie Mae and Freddie Mac and Federal Home Loan Banks (FHLBs) from 20% to 10% for determining Risk Weighted Assets (RWA) in determining bank capital ratios
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Federal Deposit Insurance Commission (FDIC), Treasury - Dept of
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
Mr |
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
H.R. 5297 - Small Business Jobs and Credit Act of 2010, $30B small business lending fund, community bank access, restrictions
and eligibility requirements
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
Mr |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Proposed legislation regarding increased Certificate of Deposit interest exemptions for individual and married filers
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
Mr |
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code ECN
16. Specific lobbying issues
H.R. 5297 - Small Business Jobs and Credit Act of 2010, $30B small business lending fund, community bank access, restrictions
and eligibility requirements
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Schroeder |
Mr |
|
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
| Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% | |||||||||||||
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |