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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
| Address1 | 405 Kirkland Hall |
Address2 | |
| City | Nashville |
State | TN |
Zip Code | 37240 |
Country | USA |
3. Principal place of business (if different than line 2)
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State | |
Zip Code | |
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5. Senate ID# 39861-24
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6. House ID# 301690000
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| TYPE OF REPORT | 8. Year | 2011 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
| 10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
| INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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| 12. Lobbying | 13. Organizations | ||||||||
| INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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| Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
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Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
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| Signature | Digitally Signed By: Beth A. Fortune |
Date | 07/20/2011 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
General conversations related to the fiscal outlook and importance of federal support for university-based basic scientific and engineering research and student aid.
FY 12 Appropriations General conversations related to funding for scientific research and student aid at NSF, NASA, DOD basic research, DOE Office of Science, DOE ARPA-E, NEH, NIH, federal student aid programs, IES, ED international education and HHS/UCEDDs.
HR xxxx, FY 12 Commerce-Justice-Science Appropriations Act provisions related to NSF funding and research.
S xxx/HR xxxx, the Interior Appropriations Act provisions related to the National Endowment for the Humanities.
S xxx/HR xxxx, FY 12 Labor-HHS-Education Appropriations Bill provisions related to: federal student aid including the Pell Grant program and SEOG; Title VI international education programs including National Resource Centers and Foreign Language and Area Studies programs; health care programs at HHS including GME and DSH; and the National Institutes of Health.
S xxx/HR 2354, FY 12 Energy-Water Appropriations provisions related to DOE Office of Science (including Energy Frontier Research Centers, Energy Innovation Hubs and graduate fellowships) and ARPA-E.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Asst V/C, Vanderbilt University Federal Relations |
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Kevin |
Cain |
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Director, Vanderbilt University Federal Relations |
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Kara |
Allen |
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Asst Director, Vanderbilt University Federal Relati |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SCI
16. Specific lobbying issues
General conversations regarding role of scientific and engineering research and STEM education in the US economy and the role of the federal government in supporting these efforts.
General conversations regarding nanotechnology and its importance in an innovation economy.
S. 948, the Promoting Electric Vehicles Act provisions related to scientific research.
S. 493, the SBIR/STTR Reauthorization Act provisions related to the reauthorization of the programs including the increase in the set-aside.
S. 990, the Small Business Additional Temporary Extension Act provisions related to the one-year reauthorization of the SBIR/STTR programs.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kara |
Allen |
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Asst Director, Vanderbilt University Federal Relati |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DEF
16. Specific lobbying issues
HR 1540, the National Defense Authorization Act provisions related to science and technology including university-based research.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Asst V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code EDU
16. Specific lobbying issues
General conversations regarding federal student aid programs including Pell Grants and Supplemental Education Opportunity Grants (SEOG) including efforts to contain costs of these programs.
General conversations regarding the Department of Educations Title IV international education programs including National Resource Centers and Foreign Language and Area Studies programs.
H.R. 2117, the Protection Academic Freedom in Higher Education Act provisions related to the Department of Educations regulations on credit hour and state authorization.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Asst V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MMM
16. Specific lobbying issues
General conversations about provisions related to academic medical centers including GME, IME and DSH payments.
General conversations about healthcare innovation strategies, implementation of healthcare reform and Accountable Care Organizations.
General conversations about healthcare reform and the role of advanced practice nurses and colleges of nursing with advanced practice nursing programs.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Cain |
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Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HCR
16. Specific lobbying issues
General conversations about provisions related to academic medical centers including GME, IME and DSH.
General conversations about healthcare innovation strategies, implementation of healthcare reform and Accountable Care Organizations.
General conversations about healthcare reform and the role of advanced practice nurses and colleges of nursing with advanced practice nursing programs.
HR xxx, the Enhancing Simulation Act provisions related to funding of simulation centers.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Cain |
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Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code MED
16. Specific lobbying issues
General conversations about provisions related to academic medical centers including GME, IME and DSH.
General conversations about healthcare innovation strategies, implementation of healthcare reform and Accountable Care Organizations.
HR xxx, the Enhancing Simulation Act provisions related to funding of simulation centers.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Kevin |
Cain |
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Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
S. 493, the SBIR/STTR Reauthorization Act of 2011 provisions related to the reauthorization of the programs including the increase in the set-aside.
S. 990, the Small Business Additional Temporary Extension Act provisions related to the one-year reauthorization of the SBIR/STTR programs.
HR 1425, the Creating Jobs Through Small Business Innovation Act provisions related to an amendment by Rep. Lipinski to create a Proof of Concept Pilot program at NIH.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Asst V/C, Vanderbilt University Federal Relations |
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Kevin |
Cain |
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Director, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code CPT
16. Specific lobbying issues
H.R. 1249, the America Invents Act provisions related to patent reform including prior user rights and USPTO fee collections as well as general patent reform.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Asst V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code GOV
16. Specific lobbying issues
HR 2146, the DATA Act provisions related to federal reporting requirements.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
| First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
Christina |
West |
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Asst V/C, Vanderbilt University Federal Relations |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
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Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
| 1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
| Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
| 1 | 3 | 5 |
| 2 | 4 | 6 |