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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 1201 Pennsylvania Avenue, NW |
Address2 | Suite 800 |
City | Washington |
State | DC |
Zip Code | 20004 |
Country | USA |
3. Principal place of business (if different than line 2)
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5. Senate ID# 41454-1142
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6. House ID# 307710114
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TYPE OF REPORT | 8. Year | 2020 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date |
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11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: TJ Hartten |
Date | 1/19/2021 1:12:05 PM |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
H.R. 1595 - Secure And Fair Enforcement Banking Act of 2019 or the SAFE Banking Act of 2019; H.R. 6395 - William M. (Mac) Thornberry National Defense Authorization Act for Fiscal Year 2021 - cyber insurance; S. 1200 - Secure And Fair Enforcement Banking Act of 2019 or the SAFE Banking Act of 2019; Cyber security, cyber insurance, cyber terrorism insurance, and data breach legislation; Dodd-Frank Act legislation
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES, Federal Deposit Insurance Corporation (FDIC)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Frank |
Vlossak |
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Joel |
Oswald |
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David |
Starr |
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Melinda |
Maxfield |
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Christopher |
Wilcox |
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Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
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Matthew |
Hoekstra |
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Matthew |
Hoekstra |
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Melinda |
Maxfield |
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Marti |
Thomas |
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Assistant Secretary, U.S. Department of Treasury |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code BUD
16. Specific lobbying issues
H.R. 133 - FY2021 Omnibus and COVID Relief and Response Act, including S.Amdt.2731 - housing; H.R. 1520 - FY2021 Continuing Appropriations Act; H.R. 7617 - Defense, Commerce, Justice, Science, Energy and Water Development, Financial Services and General Government, Labor, Health and Human Services, Education, Transportation, Housing, and Urban Development Appropriations Act, 2021 - insurance; H.R. 7668 - Financial Services and General Government Appropriations Act, 2021 - insurance; H.R. 7669 - Department of Homeland Security Appropriations Act, 2021 - disaster mitigation funding; H.R. 8900 - FY2021 Further Continuing Appropriations Act and Other Extensions Act; H.J.Res.107 - FY2021 Continuing Appropriations Act; H.J.Res.110 - FY2021 Continuing Appropriations Act; Risk transfer legislation; Senate fiscal year 2021 Department of Homeland Security appropriations - disaster mitigation funding; Senate fiscal year 2021 financial services and general government appropriations - insurance Senate fiscal year 2021 Department of Homeland Security appropriations - disaster mitigation funding
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof Staff, Senate Banking; LA, Senator Enzi |
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Christopher |
Wilcox |
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Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOM
16. Specific lobbying issues
H.R. 471 - Taxpayer Exposure Mitigation Act; H.R. 1610 - State Flood Mitigation Revolving Fund Act of 2019; H.R. 1666 - To amend the National Flood Insurance Act of 1968 to allow for the consideration of private flood insurance for the purposes of applying continuous coverage requirements; H.R. 3167 - National Flood Insurance Program Reauthorization Act of 2019; H.R. 5776 - Repeatedly Flooded Communities Preparation Act; H.R. 8462 - Flood Resiliency and Taxpayer Savings Act of 2020; H.R. 8616 - Build for Future Disasters Act of 2020; S. 2088 - Repeatedly Flooded Communities Preparation Act; S. 2187 - National Flood Insurance Program Reauthorization and Reform Act of 2019; S. 2192 - State Flood Mitigation Revolving Fund Act of 2019; Climate change legislation; Disaster mitigation legislation; NFIP Reauthorization, Reform, Debt Cancellation, and Reinsurance legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof. Staff, Senate Banking; LA, Senator Enzi |
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Christopher |
Wilcox |
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Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
H.R. 3462 - SHELTER Act; H.R. 5494 - Catastrophe Loss Mitigation Incentive and Tax Parity Act of 2019; S. 1958 - SHELTER Act; Catastrophe (re)insurance legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof. Staff, Senate Banking; LA, Senator Enzi |
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Christopher |
Hatcher |
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Sch. C, Treasury; LD, Rep McInnis |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TRD
16. Specific lobbying issues
Legislation impacting trade in services; United States-United Kingdom agreement implementation legislation; United States-People's Republic of China agreement implementation legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof.Staff, Senate Banking; LA, Sen. Enzi. |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code DIS
16. Specific lobbying issues
COVID-19 response legislation - business interruption insurance; COVID-19 response legislation - business liability protection; COVID-19 response legislation - recovery fund; COVID-19 response legislation - tax; H.R. 925 - The Heroes Act (the House Amendment to the Senate Amendment to H.R. 925); H.R. 6431 - Made in America Emergency Preparedness Act; H.R. 6494 - Business Interruption Insurance Coverage Act of 2020; H.R. 6497 - Never Again Small Business Protection Act of 2020; H.R. 6800 - Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; H.R. 6983 - Pandemic Risk Insurance Act of 2020; H.R. 7011 - Pandemic Risk Insurance Act of 2020; H.R. 7394 - Business Interruption Relief Act of 2020; H.R. 7412 - Business Interruption Relief Act of 2020; H.R. 7671 - Small Business Comeback Act; H.R. 8406 - The Heroes Act; S. 3814 - Reviving the Economy Sustainably Towards A Recovery in Twenty-twenty Act or RESTART Act; S. 4317 - SAFE TO WORK Act; S. 4321 - Continuing Small Business Recovery and Paycheck Protection Program Act; S. 4775 - Delivering Immediate Relief to Americas Families, Schools and Small Businesses Act; S. 4800 - The Heroes Act; Pandemic business assistance legislation; Pandemic risk insurance legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof. Staff, Senate Banking; LA, Senator Enzi |
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Christopher |
Wilcox |
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Regional Staff Asst & Staff Asst, Sen Moynihan; LA, Leg Counsel, LD & Counsel, Rep Arcuri; LD & Counsel, Rep Demings |
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Matthew |
Hoekstra |
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Karina |
Lynch |
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Staff, Senate Special Committee on Aging; Staff, Senate Committee on Government Affairs; Senate Committees on Aging and Gov Affairs |
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Susan |
Hirschmann |
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COS, Rep.Van Hilleary and Majority Whip |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
H.R. 1862 - Federal Insurance Office Abolishment Act of 2019; H.R. 2479 - Primary Regulators of Insurance Vote Act of 2019 or the PRIVA Act; H.R. 4074 - Clarifying Law Around Insurance of Marijuana Act or the CLAIM Act; H.R. 4592 - International Insurance Standards Act of 2019; S. 1298 - Primary Regulators of Insurance Vote Act of 2019 or the PRIVA Act; S. 1586 - Federal Insurance Office Abolishment Act of 2019; S. 2201 - Clarifying Law Around Insurance of Marijuana Act or the CLAIM Act; International insurance legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof Staff, Senate Banking; LA, Senator Enzi |
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Christopher |
Wilcox |
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Regional Staff Asst & Staff Asst, Sen Moynihan; LA, Leg Counsel, LD & Counsel, Rep Arcuri; LD & Counsel, Rep Demings |
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Matthew |
Hoekstra |
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Karina |
Lynch |
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Staff, Senate Special Committee on Aging; Staff, Senate Committee on Government Affairs; Senate Committees on Aging and Gov Affairs |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code HOU
16. Specific lobbying issues
Housing credit risk transfer program legislation; Housing finance reform legislation. FHFA capital rule regarding credit risk transfer.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof Staff, Senate Banking; LA Senator Enzi |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code SMB
16. Specific lobbying issues
Small business risk transfer legislation.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof. Staff, Senate Banking; LA, Sen. Enzi |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
HR 8696, Securing a Strong Retirement Act of 2020; S.1431, Retirement Security and Savings Act.
17. House(s) of Congress and Federal agencies Check if None
U.S. SENATE, U.S. HOUSE OF REPRESENTATIVES
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
David |
Franasiak |
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Joel |
Oswald |
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Prof. Staff, Senate Banking; LA, Sen. Enzi. |
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Christopher |
Hatcher |
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Sch. C, Treasury; Associate Staff, House Rules Committee; LD, Rep. Scott McInnis |
19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |
CONVICTIONS DISCLOSURE
29. Have any of the lobbyists listed on this report been convicted in a Federal or State Court of an offense involving bribery,
extortion, embezzlement, an illegal kickback, tax evasion, fraud, a conflict of interest, making a false statement, perjury, or money laundering?
Lobbyist Name | Description of Offense(s) |