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LOBBYING REPORT |
Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page
2. Address
Address1 | 700 13th Street NW, 2nd Floor |
Address2 | |
City | Washington |
State | DC |
Zip Code | 20005 |
Country | USA |
3. Principal place of business (if different than line 2)
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Zip Code | |
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5. Senate ID# 313715-1005445
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6. House ID# 393840134
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TYPE OF REPORT | 8. Year | 2013 |
Q1 (1/1 - 3/31) | Q2 (4/1 - 6/30) | Q3 (7/1 - 9/30) | Q4 (10/1 - 12/31) |
9. Check if this filing amends a previously filed version of this report
10. Check if this is a Termination Report | Termination Date | |
11. No Lobbying Issue Activity |
INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 | |||||||||
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12. Lobbying | 13. Organizations | ||||||||
INCOME relating to lobbying activities for this reporting period was: | EXPENSE relating to lobbying activities for this reporting period were: | ||||||||
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Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income for the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). | 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. | ||||||||
Method A.
Reporting amounts using LDA definitions only
Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code |
Signature | Digitally Signed By: John O'Neill, Member |
Date | 10/21/2013 |
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code TAX
16. Specific lobbying issues
Comprehensive taxation reform.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
O'Neill |
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Kyle |
Nevins |
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Shannon |
Finley |
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De'Ana |
Dow |
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Jim |
McCrery |
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Dena |
Battle |
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Drew |
Goesl |
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John D. |
Raffaelli |
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Richard |
Sullivan |
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David W. |
Jones |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code FIN
16. Specific lobbying issues
Public Law 111-203, HR 4173- Dodd Frank Wall Street Reform and Consumer Protection Act implementation and regulatory reform. HR 634: Business Risk mitigation and Price-Stabilization Act of 2013- Amends the Commodity Exchange Act (CEA) to exempt, from the rules of prudential regulators for swap dealers and major swap participants with respect to initial and variation margin requirements for swaps not cleared by a registered derivatives clearing organization, those swaps in which one of the
counterparties: (1) Is eligible for an exception from clearing requirements for certain significant price discovery agreements, contracts, or transactions in a commodity exempt from regulation by the Commodity Futures Trading Commission (CFTC); or (2)satisfies specified criteria governing treatment of affiliates in connection with clearing requirements. HR 992: To amend provisions in Section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal Futures Trading Commission (CFCT), before promulgating a regulation or issuing an order, consider the cost and benefits of the action. Requires the CFCT, through the Office of the Chief Economist, to (1) assess the cost and benefits, both qualitative and quantitative, of an intended regulation; and (2) propose or adopt a regulation only on a reasoned determination that the benefits justify the cost. HR 1256: Swap Jurisdiction Certainty Act- Directs the Securities and determination on that the benefits justify the cost. HR 1256: Swap Jurisdiction Certainty Act- Directs the Securities and Exchange Commission (SEC) and the Commodity (CFCT) to issue rules jointly governing the application of swaps requirements of the Securities Exchange Act of 1934 and the Commodity Exchange Act, respectively, in connection with swaps and security-based swaps transacted between U.S. persons and non-U.S. persons. HR 2374: Retail Investor Protection Act- To amend the Securities Exchange Act of 1934 to provide protections for retail customers, and for other purposes.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
O'Neill |
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De'Ana |
Dow |
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Kyle |
Nevins |
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Jim |
McCrery |
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Shannon |
Finley |
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John D. |
Raffaelli |
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Drew |
Goesl |
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Dena |
Battle |
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Richard |
Sullivan |
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David W. |
Jones |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code RET
16. Specific lobbying issues
S.606: Shrinking Emergency Account Losses Act of 2013- Amends the Internal Revenue Code, with respect to loans made from a qualified employer plan to: (1) extend the period for repayment of loans if a plan terminates or a plan participant becomes unemployed, and (2) prohibit plans from allowing the use of credit cards or similar arrangements to access loan amounts. DOL and SEC proposed rules to amend the definition of fiduciary. HR 2374: Retail Investor Protection Act of 2013-
Amends the Securities Exchange Act of 1934 to provide protections for retail costumers and for other purposes. Also defines the circumstances under which an individual is considered a fiduciary.
17. House(s) of Congress and Federal agencies Check if None
U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Labor - Dept of (DOL)
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
O'Neill |
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De'Ana |
Dow |
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Kyle |
Nevins |
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Shannon |
Finley |
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Jim |
McCrery |
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John D. |
Raffaelli |
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Drew |
Goesl |
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Dena |
Battle |
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Richard |
Sullivan |
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David W. |
Jones |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrant engaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provide information as requested. Add additional page(s) as needed.
15. General issue area code INS
16. Specific lobbying issues
Capitol Requirements (Base III)- No bill attached HR 508: TRIA Reauthorization Act of 2013- Amends the Terrorism Risk Insurance Act of 2002 to extend the Terrorism Insurance Program until December 31, 2019 (under current law the Program expired on December 31, 2014). HR 2146: Terrorism Risk insurance program Reauthorization Act of 2013 - Amends the Terrorism Risk Insurance Act of 2002 to extend from December 31, 2014, through December 31, 2024, the Terrorism Risk Insurance Program.
Extends to September 30, 2027, the deadline by which the Secretary of the Treasury is required to collect all mandatory premiums for any act of terrorism occurring on or after January 1, 2012. HR 1945: Fostering Resilience to Terrorism Act of 2013- Amends the Terrorism Risk Insurance Act of 2002 to revise the definition of an "act of terrorism" to mean that any act that is certified as meeting the specified criteria for such an act by the Secretary of Homeland Security (DHS), in concurrence with the Secretary of the Treasury (currently, by the Secretary of the Treasury in concurrence with the Secretary of State). Extends the Terrorism Insurance Program until December 31, 2024 (under current law, the Program expires on December 31, 2014).
17. House(s) of Congress and Federal agencies Check if None
Treasury - Dept of, U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE
18. Name of each individual who acted as a lobbyist in this issue area
First Name | Last Name | Suffix | Covered Official Position (if applicable) | New |
John |
O'Neill |
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De'Ana |
Dow |
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Kyle |
Nevins |
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Shannon |
Finley |
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Jim |
McCrery |
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John D. |
Raffaelli |
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Drew |
Goesl |
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Dena |
Battle |
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Richard |
Sullivan |
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David W. |
Jones |
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19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None
Information Update Page - Complete ONLY where registration information has changed.
20. Client new address
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21. Client new principal place of business (if different than line 20)
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22. New General description of client’s business or activities
LOBBYIST UPDATE
23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client
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ISSUE UPDATE
24. General lobbying issue that no longer pertains
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AFFILIATED ORGANIZATIONS
25. Add the following affiliated organization(s)
Internet Address:
Name | Address |
Principal Place of Business (city and state or country) |
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26. Name of each previously reported organization that is no longer affiliated with the registrant or client
1 | 2 | 3 |
FOREIGN ENTITIES
27. Add the following foreign entities:
Name | Address |
Principal place of business (city and state or country) |
Amount of contribution for lobbying activities | Ownership percentage in client | ||||||||||
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% |
28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization
1 | 3 | 5 |
2 | 4 | 6 |