Clerk of the House of Representatives • Legislative Resource Center • B-106 Cannon Building • Washington, DC 20515

Secretary of the Senate • Office of Public Records • 232 Hart Building • Washington, DC 20510

Filer Type and Name

Type:

Organization Lobbyist

Organization Name:

NOVARTIS

Identification Numbers

House Registrant ID:

33589

Senate Registrant ID:

9204

Reporting Period

Year:

2011

Mid-Year (January 1 - June 30)

Year-End (July 1 - December 31)

Amendment

Political Action Committee Names

Contributions

No Contributions

#1.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$-2,500.00

Date:

03/15/2011

Payee:

McCarthy for Congress

Honoree:

Kevin McCarthy

#2.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

01/24/2011

Payee:

Friends of John Boehner

Honoree:

John Boehner

#3.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/01/2011

Payee:

Adrian Smith for Congress

Honoree:

Adrian Smith

#4.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$500.00

Date:

06/01/2011

Payee:

Diana DeGette for Congress

Honoree:

Diana DeGette

#5.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

06/01/2011

Payee:

Ryan for Congress

Honoree:

Paul Ryan

#6.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

06/01/2011

Payee:

McConnell Senate Committee

Honoree:

Mitch McConnell

#7.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/01/2011

Payee:

Andrews for Congress

Honoree:

Robert Andrews

#8.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

06/01/2011

Payee:

Frelinghuysen for Congress

Honoree:

Rodney Frelinghuysen

#9.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

06/01/2011

Payee:

Price for Congress Committee

Honoree:

David Price

#10.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

06/01/2011

Payee:

Making Business Excel PAC

Honoree:

Michael Enzi

#11.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/23/2011

Payee:

Virginia Foxx for Congress

Honoree:

Virginia Foxx

#12.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/29/2011

Payee:

Bob Casey for Senate

Honoree:

Robert (Bob) Casey

#13.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/01/2011

Payee:

Volunteers for Shimkus

Honoree:

John Shimkus

#14.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/23/2011

Payee:

Toomey for Senate

Honoree:

Pat Toomey

#15.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

06/23/2011

Payee:

Capuano for Congress

Honoree:

Michael E Capuano

#16.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/23/2011

Payee:

Lance for Congress

Honoree:

Leonard Lance

#17.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

06/23/2011

Payee:

Kay Granger Campaign Fund

Honoree:

Kay Granger

#18.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

06/23/2011

Payee:

Longleaf Pine PAC

Honoree:

Kay Hagan

#19.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/23/2011

Payee:

Michael Burgess for Congress

Honoree:

Michael C. Burgess

#20.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

06/23/2011

Payee:

Bob Casey for Senate

Honoree:

Robert (Bob) Casey

#21.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/23/2011

Payee:

Rush Holt for Congress

Honoree:

Rush Holt

#22.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$3,000.00

Date:

06/23/2011

Payee:

Friends of Joe Baca

Honoree:

Joe Baca

#23.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

01/24/2011

Payee:

The Freedom Project

Honoree:

John Boehner

#24.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/04/2011

Payee:

Kay Grnager Campaign Fund

Honoree:

Kay Granger

#25.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Bennet for Colorado

Honoree:

Michael Bennet

#26.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Lance for Congress

Honoree:

Leonard Lance

#27.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Rogers for Congress

Honoree:

Mike Rogers

#28.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Carper for Senate

Honoree:

Tom Carper

#29.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

03/07/2011

Payee:

Next Century Fund

Honoree:

Richard Burr

#30.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

03/07/2011

Payee:

Friends of John Barrow

Honoree:

John Barrow

#31.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Friends of Joe Pitts

Honoree:

Joseph Pitts

#32.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Bob Casey for Senate

Honoree:

Robert (Bob) Casey

#33.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Murphy for Congress

Honoree:

Tim Murphy

#34.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

03/07/2011

Payee:

Gardner for Congress

Honoree:

Cory Gardner

#35.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

03/07/2011

Payee:

SCOTT PAC

Honoree:

E. Scott Garrett

#36.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$4,000.00

Date:

03/07/2011

Payee:

McCarthy for Congress

Honoree:

Kevin McCarthy

#37.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

03/07/2011

Payee:

Texans for Lamar Smith

Honoree:

Lamar Smith

#38.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/07/2011

Payee:

Latham for Congress

Honoree:

Tom Latham

#39.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

03/07/2011

Payee:

Heath Shuler for Congress

Honoree:

Heath Shuler

#40.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

03/07/2011

Payee:

ERIC PAC

Honoree:

Eric I. Cantor

#41.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

03/07/2011

Payee:

Scott Brown for US Senate Cmte

Honoree:

Scott Brown

#42.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/15/2011

Payee:

Volunteers for Shimkus

Honoree:

John Shimkus

#43.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/15/2011

Payee:

Runyan for Congress

Honoree:

Jon Runyan

#44.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/15/2011

Payee:

McKinley for Congress

Honoree:

David McKinley

#45.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/15/2011

Payee:

Michael Burgess for Congress

Honoree:

Michael C. Burgess

#46.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/23/2011

Payee:

Volunteers for Shimkus

Honoree:

John Shimkus

#47.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$15,000.00

Date:

01/24/2011

Payee:

NRSC

Honoree:

Natl Rep Sen Cmte (NRSC)

#48.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$15,000.00

Date:

01/24/2011

Payee:

DSCC

Honoree:

Dem Sen Camp. Cmte (DSCC)

#49.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$15,000.00

Date:

01/24/2011

Payee:

NRCC

Honoree:

National Republican Congressional Committee

#50.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

01/24/2011

Payee:

Republican Main Street Partnership PAC

Honoree:

Republican Main Street Partnership PAC

#51.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

06/01/2011

Payee:

Democratic Congressional Campaign Committee

Honoree:

Dem Cong Camp Cmte (DCCC)

#52.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Pallone for Congress

Honoree:

Frank Pallone

#53.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Butterfield for Congress

Honoree:

G.K. Butterfield

#54.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

03/24/2011

Payee:

Friends of John Barrasso

Honoree:

John Barrasso

#55.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Gingrey for Congress

Honoree:

Phillip (J. Phillip) Gingrey

#56.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Lance for Congress

Honoree:

Leonard Lance

#57.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Citizens for Altmire

Honoree:

Jason Altmire

#58.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Brad Miller for Congress

Honoree:

Brad Miller

#59.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Latham for Congress

Honoree:

Tom Latham

#60.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Manchin for West Virginia

Honoree:

Joseph Manchin

#61.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$500.00

Date:

03/24/2011

Payee:

Friends of John Barrow

Honoree:

John Barrow

#62.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

03/29/2011

Payee:

Friends of Jim Clyburn

Honoree:

Jim E. Clyburn

#63.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

03/29/2011

Payee:

Kenny Marchant for Congress

Honoree:

Kenny Marchant

#64.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

03/24/2011

Payee:

Hoyer for Congress

Honoree:

Steny Hoyer

#65.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

04/25/2011

Payee:

New Pioneers PAC

Honoree:

Gregory Paul Walden

#66.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

04/25/2011

Payee:

Next Century Fund

Honoree:

Richard Burr

#67.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

04/25/2011

Payee:

Price for Congress

Honoree:

Tom (Thomas) Price

#68.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

04/25/2011

Payee:

Anna Eshoo for Congress

Honoree:

Anna Eshoo

#69.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

04/25/2011

Payee:

The Madison PAC

Honoree:

Richard Neal

#70.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

04/29/2011

Payee:

TRUST PAC

Honoree:

Frederick Upton

#71.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

04/29/2011

Payee:

Hoyer for Congress

Honoree:

Steny Hoyer

#72.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

04/29/2011

Payee:

Rogers for Congress

Honoree:

Mike Rogers

#73.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

04/29/2011

Payee:

Menendez for Senate

Honoree:

Robert Menendez

#74.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

04/29/2011

Payee:

Adrian Smith for Congress

Honoree:

Adrian Smith

#75.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

06/01/2011

Payee:

Stivers for Congress

Honoree:

Steve Stivers

Comments

Certification and Signature

I certify that I have read and am familiar with the provisions of the Standing Rules of the Senate and the Standing rules of the House of Representatives relating to the provision of gifts and travel. I have not provided, requested or directed a gift, including travel, to a Member of Congress or an officer or employee of either House of Congress with knowledge that receipt of the gift would violate rule XXXV of the Standing Rules of the Senate or rule XXV of the Rules of the House of Representatives during this filing period.

Digitally Signed By:

JAMES ELKIN, 7/20/2011 1:09:18 PM