Clerk of the House of Representatives • Legislative Resource Center • B-106 Cannon Building • Washington, DC 20515

Secretary of the Senate • Office of Public Records • 232 Hart Building • Washington, DC 20510

Filer Type and Name

Type:

OrganizationLobbyist

Lobbyist Name:

Mr. John Scott DEFIFE

Employer Name:

Securities Industry and Financial Markets Association

Identification Numbers

House Registrant ID:

39343

Senate Registrant ID:

317914

Reporting Period

Year:

2009

Mid-Year (January 1 - June 30)

Year-End (July 1 - December 31)

Amendment

Political Action Committee Names

Contributions

No Contributions

#1.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$500.00

Date:

09/30/2009

Payee:

Giffords for Congress

Honoree:

Gabrielle Giffords

#2.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$1,000.00

Date:

12/31/2009

Payee:

DCCC

Honoree:

Democratic Congressional Campaign Committee

#3.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$1,000.00

Date:

12/31/2009

Payee:

Democrats Win Seats PAC

Honoree:

Debbie Wasserman Schultz

#4.

Contribution Type:

FECA

Contributor Name:

Self

Amount:

$2,500.00

Date:

08/28/2009

Payee:

SIFMAPAC

Honoree:

SIFMAPAC

Comments

Iapologize for filing late. I changed jobs in January 2010. tried to login with a NEW account and file on Feb 1, but was rejected because my old account was still active. i have now transfered account under new employer and filed. again, apologies

Certification and Signature

I certify that I have read and am familiar with the provisions of the Standing Rules of the Senate and the Standing rules of the House of Representatives relating to the provision of gifts and travel. I have not provided, requested or directed a gift, including travel, to a Member of Congress or an officer or employee of either House of Congress with knowledge that receipt of the gift would violate rule XXXV of the Standing Rules of the Senate or rule XXV of the Rules of the House of Representatives during this filing period.

Digitally Signed By:

John DEFIFE, 2/3/2010 6:28:59 PM