Clerk of the House of Representatives • Legislative Resource Center • B-106 Cannon Building • Washington, DC 20515

Secretary of the Senate • Office of Public Records • 232 Hart Building • Washington, DC 20510

Filer Type and Name

Type:

Organization Lobbyist

Organization Name:

NOVARTIS CORPORATION (Formally Novartis)

Identification Numbers

House Registrant ID:

33589

Senate Registrant ID:

9204

Reporting Period

Year:

2011

Mid-Year (January 1 - June 30)

Year-End (July 1 - December 31)

Amendment

Political Action Committee Names

Contributions

No Contributions

#1.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/01/2011

Payee:

Rush Holt for Congress

Honoree:

Rush Holt

#2.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/01/2011

Payee:

Crowley for Congress

Honoree:

Joseph Crowley

#3.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

10/27/2011

Payee:

The Senate Victory Fund PAC

Honoree:

Thad Cochran

#4.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

Citizens for Harkin

Honoree:

Tom Harkin

#5.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

Engel for Congress

Honoree:

Eliot Engel

#6.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

10/27/2011

Payee:

Hoyer for Congress

Honoree:

Steny Hoyer

#7.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

Gerlach for Congress

Honoree:

Jim Gerlach

#8.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

McHenry for Congress

Honoree:

Patrick McHenry

#9.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

Lewis for Congress

Honoree:

Jerry Lewis

#10.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

10/27/2011

Payee:

Alamo PAC

Honoree:

John Cornyn

#11.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

Johanns for Senate Inc.

Honoree:

Mike Johanns

#12.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

12/01/2011

Payee:

Friends of Joe Pitts

Honoree:

Joseph Pitts

#13.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

The MIKE R Fund

Honoree:

Mike Rogers

#14.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

12/01/2011

Payee:

Gardner for Congress

Honoree:

Cory Gardner

#15.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Tommy Thompson for Senate

Honoree:

Tommy Thompson

#16.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Kurt Schrader for Congress

Honoree:

Kurt Schrader

#17.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Michael Burgess for Congress

Honoree:

Michael C. Burgess

#18.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

12/01/2011

Payee:

Richard Neal for Congress

Honoree:

Richard Neal

#19.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

12/01/2011

Payee:

Kevin McCarthy for Congress

Honoree:

Kevin McCarthy

#20.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Nunnelee for Congress

Honoree:

Alan Nunnelee

#21.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$3,000.00

Date:

12/01/2011

Payee:

Pioneer PAC

Honoree:

Pat Tiberi

#22.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Friends of John Barrasso

Honoree:

John Barrasso

#23.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Donna Christensen for Congress

Honoree:

Donna Marie Christian-Christensen

#24.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

12/01/2011

Payee:

Diana DeGette for Congress

Honoree:

Diana DeGette

#25.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/01/2011

Payee:

Wally Herger for Congress Cmte

Honoree:

Wally Herger

#26.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/08/2011

Payee:

Price for Congress

Honoree:

David Price

#27.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

12/08/2011

Payee:

Roskam for Congress

Honoree:

Peter J. Roskam

#28.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/01/2011

Payee:

Carney for Congress

Honoree:

John Carney

#29.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

08/01/2011

Payee:

Making Business Excel PAC

Honoree:

Michael Enzi

#30.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

08/01/2011

Payee:

Alamo PAC

Honoree:

John Cornyn

#31.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

08/01/2011

Payee:

Freedom Fund

Honoree:

Michael Crapo

#32.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

08/01/2011

Payee:

Pallone for Congress

Honoree:

Frank Pallone

#33.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

08/01/2011

Payee:

Citizens for Harkin

Honoree:

Tom Harkin

#34.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

08/01/2011

Payee:

Glacier PAC

Honoree:

Max Baucus

#35.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

08/01/2011

Payee:

Friends of Max Baucus

Honoree:

Max Baucus

#36.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/01/2011

Payee:

Whitfield for Congress

Honoree:

Ed Whitfield

#37.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/29/2011

Payee:

Hatch Election Committee

Honoree:

Orrin Hatch

#38.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

08/29/2011

Payee:

Carney for Congress

Honoree:

John Carney

#39.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/29/2011

Payee:

Russ Carnahan for Congress

Honoree:

Russ Carnahan

#40.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$200.00

Date:

08/29/2011

Payee:

Friends of Hoeven

Honoree:

John Hoeven

#41.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

08/30/2011

Payee:

Sires for Congress

Honoree:

Albio Sires

#42.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

09/29/2011

Payee:

Pascrell for Congress

Honoree:

Bill Pascrell

#43.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

09/29/2011

Payee:

Rely on Your Beliefs Fund

Honoree:

Roy Blunt

#44.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$5,000.00

Date:

09/29/2011

Payee:

Dave Camp for Congress

Honoree:

Dave Camp

#45.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

09/29/2011

Payee:

Frelinghuysen for Congress

Honoree:

Rodney Frelinghuysen

#46.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,500.00

Date:

09/29/2011

Payee:

Manchin for West Virginia

Honoree:

Joseph Manchin

#47.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

09/29/2011

Payee:

Friends of Nan Hayworth

Honoree:

Nan Hayworth

#48.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

09/29/2011

Payee:

Menendez for Senate

Honoree:

Robert Menendez

#49.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,500.00

Date:

09/29/2011

Payee:

Rothman for New Jersey

Honoree:

Steve Rothman

#50.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$2,000.00

Date:

10/27/2011

Payee:

Montanans for Rehberg

Honoree:

Dennis Rehberg

#51.

Contribution Type:

FECA

Contributor Name:

Novartis Corporation Political Action Committee

Amount:

$1,000.00

Date:

10/27/2011

Payee:

Issa for Congress

Honoree:

Darrell Issa

Comments

Certification and Signature

I certify that I have read and am familiar with the provisions of the Standing Rules of the Senate and the Standing rules of the House of Representatives relating to the provision of gifts and travel. I have not provided, requested or directed a gift, including travel, to a Member of Congress or an officer or employee of either House of Congress with knowledge that receipt of the gift would violate rule XXXV of the Standing Rules of the Senate or rule XXV of the Rules of the House of Representatives during this filing period.

Digitally Signed By:

JAMES ELKIN, 1/20/2012 11:11:36 AM