Clerk of the House of Representatives • Legislative Resource Center • B-106 Cannon Building • Washington, DC 20515

Secretary of the Senate • Office of Public Records • 232 Hart Building • Washington, DC 20510

Filer Type and Name

Type:

Organization Lobbyist

Organization Name:

Securities Industry and Financial Markets Association

Identification Numbers

House Registrant ID:

39343

Senate Registrant ID:

317914

Reporting Period

Year:

2019

Mid-Year (January 1 - June 30)

Year-End (July 1 - December 31)

Political Action Committee Names

Contributions

No Contributions

#0.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/10/2019

Payee:

Steil For Wisconsin, Inc.

Honoree:

Rep. Bryan G. Steil

#1.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/10/2019

Payee:

Kuster For Congress, Inc

Honoree:

Rep. Ann McLane Kuster

#2.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/10/2019

Payee:

Himes For Congress

Honoree:

Rep. James Andrew Himes

#3.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

07/10/2019

Payee:

Cleaver For Congress

Honoree:

Rep. Emanuel Cleaver, II

#4.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$5,000.00

Date:

07/10/2019

Payee:

Josh Gottheimer For Congress

Honoree:

Rep. Joshua S. Gottheimer

#5.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

07/10/2019

Payee:

David Scott For Congress

Honoree:

Rep. David Albert Scott

#6.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

07/10/2019

Payee:

Ted Budd For Congress

Honoree:

Rep. Theodore Paul Budd

#7.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/10/2019

Payee:

Anthony Gonzalez For Congress

Honoree:

Rep. Anthony E Gonzalez

#8.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

07/10/2019

Payee:

Vargas For Congress

Honoree:

Rep. Juan Carlos Vargas

#9.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/10/2019

Payee:

Friends Of Schumer

Honoree:

Sen. Charles E. Schumer

#10.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

07/10/2019

Payee:

Montanans For Tester

Honoree:

Sen. Jon Tester

#11.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/10/2019

Payee:

Sinema For Arizona

Honoree:

Sen. Kyrsten Sinema

#12.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

07/10/2019

Payee:

Rounds For Senate

Honoree:

Sen. M. Michael Rounds

#13.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/25/2019

Payee:

Moore For Congress

Honoree:

Rep. Gwendolynne Sophia Moore

#14.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/25/2019

Payee:

Andy Barr For Congress, Inc.

Honoree:

Rep. Garland Hale Barr, IV

#15.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/25/2019

Payee:

Alma Adams For Congress

Honoree:

Rep. Alma Shealey Adams

#16.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/25/2019

Payee:

Chris Coons For Delaware

Honoree:

Sen. Christopher Andrew Coons

#17.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/25/2019

Payee:

Steve Daines For Montana

Honoree:

Sen. Steve David Daines

#18.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/26/2019

Payee:

Mad 4 Pa PAC

Honoree:

Rep. Madeleine Dean

#19.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/26/2019

Payee:

Jim Costa For Congress

Honoree:

Rep. James M. Costa

#20.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

07/26/2019

Payee:

Friends Of Schumer

Honoree:

Sen. Charles E. Schumer (This check was voided and re-cut on 10/1/19)

#21.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

08/13/2019

Payee:

DelBene for Congress

Honoree:

Rep. Suzan Kay DelBene

#22.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

08/13/2019

Payee:

Austin Scott For Congress Inc

Honoree:

Rep. James Austin Scott

#23.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

08/13/2019

Payee:

Ted Budd For Congress

Honoree:

Rep. Theodore Paul Budd

#24.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

08/13/2019

Payee:

Roger Williams For U S Congress Committee

Honoree:

Rep. Roger Williams

#25.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

08/13/2019

Payee:

Friends Of Pat Toomey

Honoree:

Sen. Patrick Joseph Toomey

#26.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$5,000.00

Date:

08/13/2019

Payee:

NRSC

Honoree:

Members of the NRSC

#27.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

08/16/2019

Payee:

Suozzi For Congress

Honoree:

Rep. Thomas R. Suozzi

#28.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

08/16/2019

Payee:

Cleaver For Congress

Honoree:

Rep. Emanuel Cleaver, II

#29.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

08/16/2019

Payee:

David Scott For Congress

Honoree:

Rep. David Albert Scott

#30.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$4,000.00

Date:

08/16/2019

Payee:

Perdue For Senate

Honoree:

Sen. David Alfred Perdue, Jr.

#31.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

08/20/2019

Payee:

Perdue For Senate

Honoree:

Sen. David Alfred Perdue, Jr.

#32.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/03/2019

Payee:

Friends For Gregory Meeks

Honoree:

Rep. Gregory Weldon Meeks

#33.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/03/2019

Payee:

LaHood for Congress

Honoree:

Rep. Darin M. LaHood

#34.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/03/2019

Payee:

Roger Williams For U S Congress Committee

Honoree:

Rep. Roger Williams

#35.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

09/03/2019

Payee:

Tim Scott For Senate

Honoree:

Sen. Timothy Eugene Scott

#36.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$5,000.00

Date:

09/03/2019

Payee:

DSCC

Honoree:

Members of the DSCC

#37.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/10/2019

Payee:

Walker 4 NC

Honoree:

Rep. Bradley Mark Walker

#38.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

09/10/2019

Payee:

Andy Barr For Congress, Inc.

Honoree:

Rep. Garland Hale Barr, IV

#39.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/10/2019

Payee:

Andy Barr For Congress, Inc.

Honoree:

Rep. Garland Hale Barr, IV

#40.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$5,000.00

Date:

09/10/2019

Payee:

Shaheen For Senate

Honoree:

Sen. Jeanne Shaheen

#41.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/10/2019

Payee:

Collins For Senator

Honoree:

Sen. Susan Margaret Collins

#42.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$3,000.00

Date:

09/13/2019

Payee:

Arkansas For Leadership Political Action Committee (ARKPAC)

Honoree:

Sen. John Nichols Boozman

#43.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/17/2019

Payee:

Walorski For Congress Inc

Honoree:

Rep. Jacqueline Walorski

#44.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/17/2019

Payee:

Drew Ferguson For Congress Inc.

Honoree:

Rep. A. Drew Ferguson, IV

#45.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/17/2019

Payee:

Jason Smith For Congress

Honoree:

Rep. Jason Thomas Smith

#46.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

09/17/2019

Payee:

Kay Granger Campaign Fund

Honoree:

Rep. Kay Granger

#47.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/17/2019

Payee:

Sherman For Congress

Honoree:

Rep. Bradley James Sherman

#48.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,000.00

Date:

09/17/2019

Payee:

Cory Gardner For Senate

Honoree:

Sen. Cory Gardner

#49.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/17/2019

Payee:

Peters For Michigan

Honoree:

Sen. Gary Charles Peters

#50.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

09/24/2019

Payee:

Blaine For Congress

Honoree:

Rep. W. Blaine Luetkemeyer

#51.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/27/2019

Payee:

Tom Reed For Congress

Honoree:

Rep. Thomas W. Reed, II.

#52.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/30/2019

Payee:

Tom Rice For Congress

Honoree:

Rep. Tom Rice

#53.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$500.00

Date:

09/30/2019

Payee:

Stivers For Congress

Honoree:

Rep. Steve Stivers

#54.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$500.00

Date:

09/30/2019

Payee:

Stivers For Congress

Honoree:

Rep. Steve Stivers

#55.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

09/30/2019

Payee:

Sylvia Garcia For Congress

Honoree:

Rep. Sylvia R. Garcia

#56.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/01/2019

Payee:

Friends Of Schumer

Honoree:

Sen. Charles E. Schumer

#57.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/17/2019

Payee:

Friends Of Roy Blunt

Honoree:

Sen. Roy Dean Blunt

#58.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$4,000.00

Date:

10/22/2019

Payee:

Richard E Neal For Congress Committee

Honoree:

Rep. Richard Edmund Neal

#59.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/22/2019

Payee:

Clay JR. For Congress

Honoree:

Rep. William Lacy Clay, Jr.

#60.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/22/2019

Payee:

French Hill For Arkansas

Honoree:

Rep. J. French Hill (R)

#61.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/22/2019

Payee:

Friends Of Ben McAdams

Honoree:

Rep. Ben McAdams

#62.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/22/2019

Payee:

Ted Budd For Congress

Honoree:

Rep. Theodore Paul Budd

#63.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/22/2019

Payee:

Manchin For West Virginia

Honoree:

Sen. Joseph Manchin, III

#64.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

10/29/2019

Payee:

Friends Of Jim Clyburn

Honoree:

Rep. James E. Clyburn

#65.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

10/29/2019

Payee:

The Madison PAC

Honoree:

Rep. Richard Edmund Neal

#66.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$5,000.00

Date:

10/29/2019

Payee:

All Hands Political Action Committee

Honoree:

Sen. Todd Christopher Young

#67.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

11/13/2019

Payee:

Ann Wagner For Congress

Honoree:

Rep. Ann Louise Wagner

#68.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

11/13/2019

Payee:

Kendra Horn For Congress

Honoree:

Rep. Kendra S. Horn

#69.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

11/13/2019

Payee:

Brady For Congress

Honoree:

Rep. Kevin Patrick Brady

#70.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

11/13/2019

Payee:

Davidson For Congress

Honoree:

Rep. Warren Davidson

#71.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

11/13/2019

Payee:

Graves For Congress

Honoree:

Rep. Tom Graves (This check was voided on 12/18/2019)

#72.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

11/13/2019

Payee:

Texans For Henry Cuellar Congressional Campaign

Honoree:

Rep. Henry Roberto Cuellar

#73.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

11/13/2019

Payee:

John Kennedy For Us

Honoree:

Sen. John Neely Kennedy

#74.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

11/13/2019

Payee:

McConnell Senate Committee

Honoree:

Sen. Mitch McConnell

#75.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

11/13/2019

Payee:

McConnell Senate Committee

Honoree:

Sen. Mitch McConnell

#76.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,000.00

Date:

12/03/2019

Payee:

Lucas For Congress

Honoree:

Rep. Frank Dean Lucas

#77.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,500.00

Date:

12/03/2019

Payee:

Blaine For Congress

Honoree:

Rep. W. Blaine Luetkemeyer

#78.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

12/03/2019

Payee:

Friends Of Ben McAdams

Honoree:

Rep. Ben McAdams

#79.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

12/03/2019

Payee:

Loudermilk For Congress

Honoree:

Rep. Barry Dean Loudermilk

#80.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

12/03/2019

Payee:

Ted Budd For Congress

Honoree:

Rep. Theodore Paul Budd (R)

#81.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

12/03/2019

Payee:

Cory Gardner For Senate

Honoree:

Sen. Cory Gardner

#82.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$1,000.00

Date:

12/03/2019

Payee:

Steve Daines For Montana

Honoree:

Sen. Steve David Daines (R)

#83.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$2,500.00

Date:

12/18/2019

Payee:

Sherman For Congress

Honoree:

Rep. Bradley James Sherman

#84.

Contribution Type:

FECA

Contributor Name:

Securities Industry and Financial Markets Association PAC

Amount:

$5,000.00

Date:

12/18/2019

Payee:

AMERIPAC The Fund for a Greater America

Honoree:

Rep. Steny Hamilton Hoyer

Comments

Certification and Signature

I certify that I have read and am familiar with the provisions of the Standing Rules of the Senate and the Standing rules of the House of Representatives relating to the provision of gifts and travel. I have not provided, requested or directed a gift, including travel, to a Member of Congress or an officer or employee of either House of Congress with knowledge that receipt of the gift would violate rule XXXV of the Standing Rules of the Senate or rule XXV of the Rules of the House of Representatives during this filing period.

Digitally Signed By:

KENNETH E. BENTSEN, JR., 1/28/2020 4:06:09 PM