{"url":"https://lda.senate.gov/api/v1/filings/7e3958df-2c13-4fdf-9ba7-7a93d5a82cd8/","filing_uuid":"7e3958df-2c13-4fdf-9ba7-7a93d5a82cd8","filing_type":"Q4","filing_type_display":"4th Quarter - Report","filing_year":2025,"filing_period":"fourth_quarter","filing_period_display":"4th Quarter (Oct 1 - Dec 31)","filing_document_url":"https://lda.senate.gov/filings/public/filing/7e3958df-2c13-4fdf-9ba7-7a93d5a82cd8/print/","filing_document_content_type":"text/html","income":null,"expenses":"210000.00","expenses_method":"A","expenses_method_display":"A","posted_by_name":"John P. Nolan","dt_posted":"2026-01-20T13:44:35-05:00","termination_date":null,"registrant_country":"United States of America","registrant_ppb_country":null,"registrant_address_1":"1150 17th St. NW","registrant_address_2":"5th Floor","registrant_different_address":false,"registrant_city":"Washington","registrant_state":"DC","registrant_zip":"20036","registrant":{"id":78436,"url":"https://lda.senate.gov/api/v1/registrants/78436/","house_registrant_id":36329,"name":"UBS AMERICAS INC.","description":null,"address_1":"1150 17th St. NW","address_2":"5th Floor","address_3":null,"address_4":null,"city":"Washington","state":"DC","state_display":"District of Columbia","zip":"20036","country":"US","country_display":"United States of America","ppb_country":"US","ppb_country_display":"United States of America","contact_name":"JOHN NOLAN","contact_telephone":"+1 202-585-8986","dt_updated":"2026-07-30T15:26:39.282931-04:00"},"client":{"id":170235,"url":"https://lda.senate.gov/api/v1/clients/170235/","client_id":12,"name":"UBS AMERICAS INC","general_description":null,"client_government_entity":false,"client_self_select":true,"state":"DC","state_display":"District of Columbia","country":"US","country_display":"United States of America","ppb_state":"DC","ppb_state_display":"District of Columbia","ppb_country":"US","ppb_country_display":"United States of America","effective_date":"2007-07-25"},"lobbying_activities":[{"general_issue_code":"FIN","general_issue_code_display":"Financial Institutions/Investments/Securities","description":"Regulatory Implementation of Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues and fiduciary/best interest standards for brokers. Legislation on industrial loan company charters. Legislation on digital asset regulation.","foreign_entity_issues":"UBS AG has an interest in the regulatory implementation of Dodd-Frank Wall Street Reform Act (including swaps rules, capital and other prudential requirements, Volcker Rule and fiduciary standards).","lobbyists":[{"lobbyist":{"id":61032,"prefix":null,"prefix_display":null,"first_name":"JOHN","nickname":null,"middle_name":null,"last_name":"NOLAN","suffix":null,"suffix_display":null},"covered_position":null,"new":false},{"lobbyist":{"id":60262,"prefix":null,"prefix_display":null,"first_name":"SHANE","nickname":null,"middle_name":null,"last_name":"LIEBERMAN","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":45,"name":"Commodity Futures Trading Commission (CFTC)"},{"id":62,"name":"Federal Reserve System"},{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":38,"name":"Labor, Dept of (DOL)"},{"id":88,"name":"Securities & Exchange Commission (SEC)"},{"id":1,"name":"SENATE"},{"id":41,"name":"Treasury, Dept of"}]},{"general_issue_code":"TAX","general_issue_code_display":"Taxation/Internal Revenue Code","description":"Issues related to the taxation of bonds, Net Operating Loss, Base Erosion Anti-Abuse Tax (BEAT) and international tax issues, Corporate Alternative Minimum Tax (CAMT), and Donor Advised Funds.","foreign_entity_issues":"","lobbyists":[{"lobbyist":{"id":60262,"prefix":null,"prefix_display":null,"first_name":"SHANE","nickname":null,"middle_name":null,"last_name":"LIEBERMAN","suffix":null,"suffix_display":null},"covered_position":null,"new":false},{"lobbyist":{"id":61032,"prefix":null,"prefix_display":null,"first_name":"JOHN","nickname":null,"middle_name":null,"last_name":"NOLAN","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":1,"name":"SENATE"},{"id":41,"name":"Treasury, Dept of"}]}],"conviction_disclosures":[],"foreign_entities":[],"affiliated_organizations":[]}