{"url":"https://lda.senate.gov/api/v1/filings/3caeb956-13bf-4aa6-bbad-5fde37d90cbc/","filing_uuid":"3caeb956-13bf-4aa6-bbad-5fde37d90cbc","filing_type":"Q2","filing_type_display":"2nd Quarter - Report","filing_year":2012,"filing_period":"second_quarter","filing_period_display":"2nd Quarter (Apr 1 - June 30)","filing_document_url":"https://lda.senate.gov/filings/public/filing/3caeb956-13bf-4aa6-bbad-5fde37d90cbc/print/","filing_document_content_type":"text/html","income":"60000.00","expenses":null,"expenses_method":null,"expenses_method_display":null,"posted_by_name":"Mitchell Feuer, principal","dt_posted":"2012-07-16T16:28:34.937000-04:00","termination_date":null,"registrant_country":"United States of America","registrant_ppb_country":null,"registrant_address_1":"1133 Connecticut Ave., NW","registrant_address_2":"Suite 620","registrant_different_address":true,"registrant_city":"Washington","registrant_state":"DC","registrant_zip":"20036","registrant":{"id":84775,"url":"https://lda.senate.gov/api/v1/registrants/84775/","house_registrant_id":36473,"name":"RICH FEUER ANDERSON","description":"Government relations firm","address_1":"1133 Connecticut Ave., NW","address_2":"Suite 620","address_3":null,"address_4":null,"city":"Washington","state":"DC","state_display":"District of Columbia","zip":"20036","country":"US","country_display":"United States of America","ppb_country":"US","ppb_country_display":"United States of America","contact_name":"ALEX TEEL","contact_telephone":"+1 205-515-1851","dt_updated":"2026-07-31T09:14:46.954086-04:00"},"client":{"id":172547,"url":"https://lda.senate.gov/api/v1/clients/172547/","client_id":1004431,"name":"LPL FINANCIAL CORPORATION","general_description":"Independent broker-dealer providing diversified financial services","client_government_entity":false,"client_self_select":false,"state":"MA","state_display":"Massachusetts","country":"US","country_display":"United States of America","ppb_state":null,"ppb_state_display":null,"ppb_country":"US","ppb_country_display":"United States of America","effective_date":"2009-03-01"},"lobbying_activities":[{"general_issue_code":"FIN","general_issue_code_display":"Financial Institutions/Investments/Securities","description":"Regulation of investment advisors.  Implementation of the \"Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010,\" including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors (including HR 4624, the \"Investment Adviser Oversight Act of 2012\").  Definition of \"fiduciary\" under ERISA and application to providers of brokerage services.","foreign_entity_issues":"","lobbyists":[{"lobbyist":{"id":31521,"prefix":null,"prefix_display":null,"first_name":"PETER","nickname":null,"middle_name":null,"last_name":"RICH","suffix":null,"suffix_display":null},"covered_position":"Counsel, House Energy and Commerce Committee","new":false},{"lobbyist":{"id":3688,"prefix":null,"prefix_display":null,"first_name":"MITCHELL","nickname":null,"middle_name":null,"last_name":"FEUER","suffix":null,"suffix_display":null},"covered_position":"Counsel, Senate Banking Committee","new":false},{"lobbyist":{"id":52293,"prefix":"ms","prefix_display":"MS.","first_name":"TARA","nickname":null,"middle_name":"W","last_name":"FOSCATO","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":1,"name":"SENATE"}]},{"general_issue_code":"RET","general_issue_code_display":"Retirement","description":"Definition of \"fiduciary\" under ERISA and application to providers of brokerage services.  Tax incentives for retirement savings, including H.Con. Res. 101 and HR 4049, the \"Automatic IRA Act of 2012.\"","foreign_entity_issues":"","lobbyists":[{"lobbyist":{"id":31521,"prefix":null,"prefix_display":null,"first_name":"PETER","nickname":null,"middle_name":null,"last_name":"RICH","suffix":null,"suffix_display":null},"covered_position":"Counsel, House Energy and Commerce Committee","new":false},{"lobbyist":{"id":3688,"prefix":null,"prefix_display":null,"first_name":"MITCHELL","nickname":null,"middle_name":null,"last_name":"FEUER","suffix":null,"suffix_display":null},"covered_position":"Counsel, Senate Banking Committee","new":false},{"lobbyist":{"id":52293,"prefix":"ms","prefix_display":"MS.","first_name":"TARA","nickname":null,"middle_name":"W","last_name":"FOSCATO","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":1,"name":"SENATE"}]},{"general_issue_code":"LBR","general_issue_code_display":"Labor Issues/Antitrust/Workplace","description":"Classification of individuals as independent contractors, including S. 2145, the \"Fair Playing Field Act of 2012;\" and H.R. 4123, the \"Fair Playing Field Act of 2012.\"","foreign_entity_issues":"","lobbyists":[{"lobbyist":{"id":31521,"prefix":null,"prefix_display":null,"first_name":"PETER","nickname":null,"middle_name":null,"last_name":"RICH","suffix":null,"suffix_display":null},"covered_position":"Counsel, House Energy and Commerce Committee","new":false},{"lobbyist":{"id":3688,"prefix":null,"prefix_display":null,"first_name":"MITCHELL","nickname":null,"middle_name":null,"last_name":"FEUER","suffix":null,"suffix_display":null},"covered_position":"Counsel, Senate Banking Committee","new":false},{"lobbyist":{"id":52293,"prefix":"ms","prefix_display":"MS.","first_name":"TARA","nickname":null,"middle_name":"W","last_name":"FOSCATO","suffix":null,"suffix_display":null},"covered_position":null,"new":false}],"government_entities":[{"id":2,"name":"HOUSE OF REPRESENTATIVES"},{"id":1,"name":"SENATE"}]}],"conviction_disclosures":[],"foreign_entities":[],"affiliated_organizations":[]}